Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RB GLOBAL INC.RBA · Entity 3351 | Director | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RB GLOBAL INC.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent Rights (DSUs)SEC Table II · derivative / convertible security | Direct | 82 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 9 · Balance 82 F1: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. |
| Dividend Equivalent Rights (2024 RSUs)SEC Table II · derivative / convertible security | Direct | 84 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 11 · Balance 84 F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
| Dividend Equivalent Rights (2025 RSUs)SEC Table II · derivative / convertible security | Direct | 35 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 8 · Balance 35 F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
| Dividend Equivalent Rights (2026 RSUs)SEC Table II · derivative / convertible security | Direct | 14 |
Reported balance
After 2026-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-17 · Grant · Acquired 8 · Balance 14 F4: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.
F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
F4: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IAA, Inc.
Report date March 20, 2023 · Filed March 21, 2023
Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-03-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-20 · Grant · Acquired 21,446 · Balance 64,969 F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. Row 2 · 2023-03-20 · Disposition to issuer · Disposed 64,969 · Balance 0 F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F4: In addition to the restricted stock units described in footnote 1, includes 16,494 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.97 · Expires 2029-07-29 | Direct | 0 |
Reported balance
After 2023-03-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-20 · Disposition to issuer · Disposed 33,811 · Balance 0 F5: This option, which provided for vesting in three equal annual installments beginning on July 29, 2020, was assumed by RBA at the Effective Time and converted into an option to purchase a number of RBA common shares and at an exercise price, in each case determined based on the equity award exchange ratio. The RBA common shares underlying the option will be subject to the same terms and conditions, including vesting, exercise, expiration and forfeiture terms, applicable to the option as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,
F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time.
F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes.
F4: In addition to the restricted stock units described in footnote 1, includes 16,494 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time.
F5: This option, which provided for vesting in three equal annual installments beginning on July 29, 2020, was assumed by RBA at the Effective Time and converted into an option to purchase a number of RBA common shares and at an exercise price, in each case determined based on the equity award exchange ratio. The RBA common shares underlying the option will be subject to the same terms and conditions, including vesting, exercise, expiration and forfeiture terms, applicable to the option as of immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2022 Filed Mar 30, 2022 17:30 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 13,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012811 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,341 F1 · kind: Represents a grant of restricted stock units that vest in three substantially equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 17:15 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 144 | $34.66 | $4,991.04 |
DisclosureSEC source: 0000899243-22-007659 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,398 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:06 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 748 | $45.82 | $34,273.36 |
DisclosureSEC source: 0000899243-22-006199 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,542 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 20:09 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 886 | $44.77 | $39,666.22 |
DisclosureSEC source: 0000899243-22-005096 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,290 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:20 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 496 | $50.62 | $25,107.52 |
DisclosureSEC source: 0000899243-22-000548 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,176 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 17:09 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 243 | $59.37 | $14,426.91 |
DisclosureSEC source: 0000899243-21-031007 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,672 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:53 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 490 | $58.02 | $28,429.80 |
DisclosureSEC source: 0000899243-21-009905 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,663 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| March 02, 2021 Filed Aug 2, 2021 17:01 UTC Amendment | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-030997 · doc4a.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,915 F1 · shares: Represents shares of common stock received upon the vesting of performance-based restricted stock units previously granted to the Reporting Person prior to the Issuer's spin-off from KAR Auction Services, Inc. These shares were inadvertently omitted from the Form 4 filed by the Reporting Person on March 4, 2021 to report the withholding of shares of common stock to satisfy tax withholding obligations related to the vesting of such awards. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:05 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 144 | $60.96 | $8,778.24 |
DisclosureSEC source: 0000899243-21-008007 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,153 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:26 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 7,652 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006456 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,297 F1 · kind: The Reporting Person was issued an equity grant of 7,652 restricted stock units on February 10, 2021, which will vest in three substantially equal annual installments beginning on February 10, 2022, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes the restricted stock units reported herein. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 06:32 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 841 | $63.46 | $53,369.86 |
DisclosureSEC source: 0000899243-21-005369 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,645 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person on February 5, 2020. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 17:04 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 242 | $44.95 | $10,877.90 |
DisclosureSEC source: 0000899243-20-020901 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,486 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:40 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 122 | $43.62 | $5,321.64 |
DisclosureSEC source: 0000899243-20-006876 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,728 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:55 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 569 | $48.41 | $27,545.29 |
DisclosureSEC source: 0000899243-20-005942 · doc4.xml · nonDerivative · entry 2 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,850 F2 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units reported herein and restricted stock units previously granted to the Reporting Person on February 24, 2017. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:55 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005942 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,419 F1 · shares: Represents shares of common stock received upon the vesting of restricted stock units previously granted to the Reporting Person prior to the Issuer's spin-off from KAR Auction Services, Inc. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:21 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 144 | $48.96 | $7,050.24 |
DisclosureSEC source: 0000899243-20-005858 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,964 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:10 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 7,804 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003548 · doc4.xml · nonDerivative · entry 2 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,108 F4 · kind: The reporting person was issued an equity grant of 7,804 restricted stock units on February 5, 2020, which will vest in three substantially equal annual installments beginning on February 5, 2021, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 5,350 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR, of which the reporting person was a stockholder. F3 · balance_after: In addition to the restricted stock units reported herein, includes (i) 484 restricted stock units vesting on February 24, 2020, (ii) 832 restricted stock units vesting in two substantially equal annual installments beginning on March 2, 2020, (iii) 1,471 restricted stock units vesting in three substantially equal annual installments beginning on February 22, 2020, and (iv) 2,477 restricted stock units vesting in three substantially equal annual installments beginning on July 29, 2020. The restricted stock units described in clauses (i) to (iii) were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:10 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,690 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003548 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,304 F1 · kind: The reporting person was issued an equity award of performance restricted stock units in 2019 by KAR Auction Services, Inc. (KAR) that was converted in the spinoff of the Issuer from KAR into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of the award before and after the spin-off. These performance-based restricted stock units of the Issuer were eligible to vest based on 2019 performance. On February 4, 2020, the number of restricted stock units that was eligible to vest based on 2019 performance was determined. The number of units reported above will vest on February 17, 2022, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 5,350 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR, of which the reporting person was a stockholder. F3 · balance_after: In addition to the restricted stock units reported herein, includes (i) 484 restricted stock units vesting on February 24, 2020, (ii) 832 restricted stock units vesting in two substantially equal annual installments beginning on March 2, 2020, (iii) 1,471 restricted stock units vesting in three substantially equal annual installments beginning on February 22, 2020, and (iv) 2,477 restricted stock units vesting in three substantially equal annual installments beginning on July 29, 2020. The restricted stock units described in clauses (i) to (iii) were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 19:21 UTC | IAA, Inc. IAA · Entity 115305 | GrantEmployee stock option (right to buy) · Derivative | 33,811 | $0.00 Strike: $46.97 | $0.00 |
DisclosureSEC source: 0000899243-19-020738 · doc4.xml · derivative · entry 2 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,811 Underlying: Common Stock · 33,811 shares Expires 2029-07-29 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on July 29, 2020. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 19:21 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 2,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020738 · doc4.xml · nonDerivative · entry 1 O'Day Timothy J. · CIK 0001778835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,614 F1 · kind: The reporting person was issued an equity award of 2,477 restricted stock units on July 29, 2019, which will vest in three equal annual installments beginning on July 29, 2020. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 5,350 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR Auction Services, Inc (KAR), of which the reporting person was a stockholder. F3 · balance_after: Includes (i) 484 restricted stock units vesting on February 24, 2020, (ii) 832 restricted stock units vesting in two substantially equal annual installments beginning on March 2, 2020 and (iii) 1,471 restricted stock units vesting in three equal annual installments beginning on February 22, 2020. The restricted stock units were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.