Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADAMAS TRUST, INC.ADAM · Entity 5063 | Director | June 19, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADAMAS TRUST, INC.
Report date June 19, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 51,378 |
Reported balance
After 2026-06-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-19 · Grant · Acquired 14,238 · Balance 51,378 F1: Represents an award of deferred stock units ("DSUs") granted to the Reporting Person pursuant to the Adamas Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan"), that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of the vested DSUs has been deferred until the date of a Change in Control (as defined in the Plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of deferred stock units ("DSUs") granted to the Reporting Person pursuant to the Adamas Trust, Inc. 2017 Equity Incentive Plan, as amended from time to time (the "Plan"), that may be settled only for shares of common stock on a one-for-one basis. The DSUs will vest on the day immediately preceding the date of the Issuer's annual meeting of stockholders that occurs in the calendar year immediately following the calendar year in which the date of grant occurs, so long as the Reporting Person continuously provides services to the Issuer through such vesting date. Pursuant to the Reporting Person's election under the award agreement, settlement of the vested DSUs has been deferred until the date of a Change in Control (as defined in the Plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2017 Filed May 23, 2017 21:45 UTC | ADAMAS TRUST, INC. NYMT · Entity 5063 | GrantCommon Stock, par value $0.01 per share | 6,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001273685-17-000046 · wf-form4_149557590533296.xml · nonDerivative · entry 1 Mumma Steven R · CIK 0001294797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,484 F1 · shares: Represents the balance of the restricted shares earned by Steven R. Mumma in 2016 under the New York Mortgage Trust, Inc. (the "Company") 2013 Incentive Compensation Plan (as amended), which are being issued pursuant to a letter agreement between Mr. Mumma and the Company. The shares issuable pursuant to the letter agreement were subject to the Company's stockholders approving the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan (the "2017 Plan") and the Company's filing of a registration statement on Form S-8 with respect to the 2017 Plan. The Company's stockholders approved the 2017 Plan on May 11, 2017 and the Company filed a registration statement on Form S-8 with respect to the 2017 Plan on May 22, 2017. The restricted shares have been issued under the 2017 Plan and will become fully vested and non-forfeitable ratably on each of February 8, 2018, February 8, 2019 and February 8, 2020. F1 · price: Represents the balance of the restricted shares earned by Steven R. Mumma in 2016 under the New York Mortgage Trust, Inc. (the "Company") 2013 Incentive Compensation Plan (as amended), which are being issued pursuant to a letter agreement between Mr. Mumma and the Company. The shares issuable pursuant to the letter agreement were subject to the Company's stockholders approving the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan (the "2017 Plan") and the Company's filing of a registration statement on Form S-8 with respect to the 2017 Plan. The Company's stockholders approved the 2017 Plan on May 11, 2017 and the Company filed a registration statement on Form S-8 with respect to the 2017 Plan on May 22, 2017. The restricted shares have been issued under the 2017 Plan and will become fully vested and non-forfeitable ratably on each of February 8, 2018, February 8, 2019 and February 8, 2020. Read SEC document |
| May 16, 2017 Filed May 17, 2017 21:07 UTC | ADAMAS TRUST, INC. NYMT · Entity 5063 | Tax withholdingCommon Stock, par value $0.01 per share | 17,284 | $6.12 | $105,778.08 |
DisclosureSEC source: 0001273685-17-000034 · wf-form4_149505522714922.xml · nonDerivative · entry 1 Mumma Steven R · CIK 0001294797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,226 F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 22:51 UTC | ADAMAS TRUST, INC. NYMT · Entity 5063 | Tax withholdingCommon Stock, par value $0.01 per share | 3,913 | $6.44 | $25,199.72 |
DisclosureSEC source: 0001273685-17-000017 · wf-form4_148823590400284.xml · nonDerivative · entry 1 Mumma Steven R · CIK 0001294797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,510 F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan Read SEC document |
| February 18, 2017 Filed Feb 24, 2017 22:16 UTC | ADAMAS TRUST, INC. NYMT · Entity 5063 | Tax withholdingCommon Stock, par value $0.01 per share | 26,442 | $6.52 | $172,401.84 |
DisclosureSEC source: 0001273685-17-000016 · wf-form4_148797457940519.xml · nonDerivative · entry 2 Mumma Steven R · CIK 0001294797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,423 F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan Read SEC document |
| February 13, 2017 Filed Feb 24, 2017 22:16 UTC | ADAMAS TRUST, INC. NYMT · Entity 5063 | Tax withholdingCommon Stock, par value $0.01 per share | 15,330 | $6.66 | $102,097.80 |
DisclosureSEC source: 0001273685-17-000016 · wf-form4_148797457940519.xml · nonDerivative · entry 1 Mumma Steven R · CIK 0001294797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,865 F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:24 UTC | ADAMAS TRUST, INC. NYMT · Entity 5063 | GrantCommon Stock, par value $0.01 per share | 138,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001273685-17-000008 · wf-form4_148676185138644.xml · nonDerivative · entry 1 Mumma Steven R · CIK 0001294797 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,195 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.