Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Okta, Inc.OKTA · Entity 3154 | Chief Financial Officer | January 11, 2021 | January 13, 2021 |
| PagerDuty, Inc.PD · Entity 4906 | Director | June 18, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Okta, Inc.
Report date January 11, 2021 · Filed January 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,155 |
Ending reported balance
After 2021-01-11 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2021-01-11 · Conversion · Acquired 8,000 · Balance 31,155 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Row 2 · 2021-01-11 · Exercise / conversion · Acquired 4,000 · Balance 35,155 Row 3 · 2021-01-11 · Exercise / conversion · Acquired 13,000 · Balance 48,155 Row 4 · 2021-01-11 · Sale · Disposed 300 · Balance 47,855 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.11 to $247.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2021-01-11 · Sale · Disposed 300 · Balance 47,555 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.22 to $247.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2021-01-11 · Sale · Disposed 993 · Balance 46,562 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.36 to $248.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 7 · 2021-01-11 · Sale · Disposed 1,100 · Balance 45,462 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.60 to $250.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 8 · 2021-01-11 · Sale · Disposed 6,392 · Balance 39,070 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.69 to $251.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 9 · 2021-01-11 · Sale · Disposed 13,918 · Balance 25,152 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.69 to $252.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 10 · 2021-01-11 · Sale · Disposed 1,997 · Balance 23,155 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F9: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.72 to $253.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2023-08-29 | Direct | 0 |
Reported balance
After 2021-01-11 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-01-11 · Exercise / conversion · Disposed 5,820 · Balance 0 F10: The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.97 · Expires 2026-07-29 | Direct | 41,736 |
Reported balance
After 2021-01-11 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-01-11 · Exercise / conversion · Disposed 8,000 · Balance 41,736 F11: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.21 · Expires 2028-03-21 | Direct | 22,500 |
Reported balance
After 2021-01-11 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2021-01-11 · Exercise / conversion · Disposed 4,000 · Balance 22,500 F12: 25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.16 · Expires 2029-03-24 | Direct | 32,530 |
Reported balance
After 2021-01-11 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2021-01-11 · Exercise / conversion · Disposed 13,000 · Balance 32,530 F13: 25% of the shares subject to the option vested on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14 | Direct | 31,255 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 31,255 F14: 25% of the shares subject to the option shall vest on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 5,820 |
Reported balance
After 2021-01-11 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-01-11 · Exercise / conversion · Acquired 5,820 · Balance 5,820 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-11 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-01-11 · Gift · Disposed 5,820 · Balance 0 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 8,000 |
Reported balance
After 2021-01-11 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-01-11 · Exercise / conversion · Acquired 8,000 · Balance 8,000 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-11 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-01-11 · Conversion · Disposed 8,000 · Balance 0 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Trust | 448,706 |
Reported balance
After 2021-01-11 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-01-11 · Gift · Acquired 5,820 · Balance 448,706 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,032 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 11,032 F15: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F16: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,786 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 11,786 F15: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F17: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 244 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 244 F15: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F18: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,797 |
Reported balance
Holding disclosure · report date 2021-01-11 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 14,797 F15: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F19: 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F3: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.11 to $247.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.22 to $247.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.36 to $248.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.60 to $250.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.69 to $251.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.69 to $252.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.72 to $253.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: The shares subject to the option are fully vested and exercisable by the Reporting Person.
F11: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
F12: 25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F13: 25% of the shares subject to the option vested on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F14: 25% of the shares subject to the option shall vest on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F15: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F16: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F17: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F18: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F19: 25% of the shares underlying the RSU shall vest on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
PagerDuty, Inc.
Report date June 18, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,274 |
Reported balance
After 2026-06-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 21,816 · Balance 67,274 F1: Represents 21,816 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director Compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date. F2: A portion of these shares represent Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 21,816 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director Compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date.
F2: A portion of these shares represent Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2026 Filed Jun 23, 2026 23:07 UTC | PagerDuty, Inc. PD · Entity 4906 | GrantCommon Stock | 21,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001306938-26-000002 · wk-form4_1782256019.xml · nonDerivative · entry 1 Losch William E · CIK 0001306938 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,274 F1 · shares: Represents 21,816 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director Compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date. F2 · balance_after: A portion of these shares represent Restricted Stock Units. Read SEC document |
| June 26, 2025 Filed Jul 1, 2025 00:39 UTC | PagerDuty, Inc. PD · Entity 4906 | GrantCommon Stock | 12,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001568100-25-000076 · wk-form4_1751330350.xml · nonDerivative · entry 1 Losch William E · CIK 0001306938 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,458 F1 · shares: Represents 12,416 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date. F2 · balance_after: A portion of these shares represent restricted stock units. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 22:46 UTC | PagerDuty, Inc. PD · Entity 4906 | GrantCommon Stock | 8,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001568100-24-000066 · wk-form4_1718664358.xml · nonDerivative · entry 1 Losch William E · CIK 0001306938 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,042 F1 · shares: Represents 8,817 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date. F2 · balance_after: A portion of these shares represent restricted stock units. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 20:52 UTC | PagerDuty, Inc. PD · Entity 4906 | GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005290 · primarydocument.xml · nonDerivative · entry 1 Losch William E · CIK 0001306938 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,225 F1 · shares: Represents 8,131 Restricted Stock Units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the Restricted Stock Unit award shall fully vest on the earlier of the first anniversary of the grant date or immediately prior to the next Annual Meeting of stockholders, subject to Directors' continuous service to the Issuer on such date. F2 · balance_after: A portion of these shares represent restricted stock units. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:37 UTC | PagerDuty, Inc. PD · Entity 4906 | GrantCommon Stock | 16,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006056 · primarydocument.xml · nonDerivative · entry 1 Losch William E · CIK 0001306938 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,094 F1 · shares: Represents 16,094 restricted stock units acquired pursuant to the Issuer's Non-Employee Director compensation policy. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in three equal annual installments on the anniversary of the grant date, subject to continuous service to the Issuer on such date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,000 | $0.00 Strike: $82.16 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 19 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,530 Underlying: Class A Common Stock · 13,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $39.21 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 18 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Class A Common Stock · 4,000 shares Expires 2028-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 17 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 16 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Class A Common Stock · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 15 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,736 Underlying: Class B Common Stock · 8,000 shares Expires 2026-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 14 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 448,706 Underlying: Class A Common Stock · 5,820 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 13 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,820 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 12 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,820 Underlying: Class A Common Stock · 5,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,820 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · derivative · entry 11 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 5,820 shares Expires 2023-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,997 | $253.06 | $505,356.83 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 10 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,155 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F9 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.72 to $253.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 13,918 | $252.17 | $3,509,732.68 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 9 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,152 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.69 to $252.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 6,392 | $251.31 | $1,606,367.77 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 8 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,070 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.69 to $251.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,100 | $250.09 | $275,102.96 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 7 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,462 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.60 to $250.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 993 | $248.44 | $246,697.25 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 6 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,562 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.36 to $248.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 300 | $247.69 | $74,306.01 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 5 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,555 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.22 to $247.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 300 | $246.68 | $74,003.01 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 4 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,855 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.11 to $247.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 13,000 | $82.16 | $1,068,080.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 3 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 4,000 | $39.21 | $156,840.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 2 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 13, 2021 22:03 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass A Common Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003438 · doc4.xml · nonDerivative · entry 1 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 436 | $258.91 | $112,882.97 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 18 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,155 F10 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F11 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) with regard to the block trade. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 658 | $258.91 | $170,360.08 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 16 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,723 F10 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F11 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) with regard to the block trade. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 1,108 | $258.91 | $286,867.74 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 14 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,072 F10 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F11 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $253.01 to $261.232, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) with regard to the block trade. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass A Common Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 3 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass A Common Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 2 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,000 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 30 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 Underlying: Class A Common Stock · 868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F18 · derivative.exercise_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. F18 · derivative.expiration_date: 17% of the shares underlying the RSU vested on June 15, 2020, 33% of the shares underlying the RSU vested on September 15, 2020, 39% of the shares underlying the RSU vested on December 15, 2020, and the remaining 11% of the shares underlying the RSU shall vest on March 15, 2021, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 29 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,786 Underlying: Class A Common Stock · 1,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F17 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F17 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionRestricted Stock Units · Derivative | 2,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 28 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,032 Underlying: Class A Common Stock · 2,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. F16 · derivative.exercise_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. F16 · derivative.expiration_date: 25% of the shares underlying the RSU vested on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 17 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 15 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass A Common Stock | 2,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 13 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $39.21 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 27 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Underlying: Class A Common Stock · 20,000 shares Expires 2028-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: 25% of the shares subject to the option vested on February 1, 2019, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 26 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 25 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $8.97 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 24 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,736 Underlying: Class B Common Stock · 10,000 shares Expires 2026-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: 20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option vested on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | ConversionClass B Common Stock · Derivative | 49,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 23 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 442,886 Underlying: Class A Common Stock · 49,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 22 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 491,886 Underlying: Class A Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | GiftClass B Common Stock · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 21 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionClass B Common Stock · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 20 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Class A Common Stock · 7,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · derivative · entry 19 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,820 Underlying: Class B Common Stock · 7,000 shares Expires 2023-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable by the Reporting Person. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 900 | $255.53 | $229,979.97 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 12 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,974 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F9 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.13 to $255.92 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 7,769 | $254.44 | $1,976,757.57 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 11 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,874 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.08 to $255.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 8,541 | $253.59 | $2,165,892.55 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 10 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.08 to $254.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 5,901 | $252.65 | $1,490,899.45 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 9 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,184 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.08 to $253.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 6,184 | $251.46 | $1,555,041.63 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 8 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,085 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.08 to $252.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:01 UTC | Okta, Inc. OKTA · Entity 3154 | SaleClass A Common Stock | 305 | $250.64 | $76,446.21 |
DisclosureSEC source: 0001209191-20-063892 · doc4.xml · nonDerivative · entry 7 Losch William E · CIK 0001306938 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,269 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.04 to $250.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.