Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Director · Vice Chairman, MD | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,203 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 77.8 · Balance 7,203 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,067.92 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 195.15 · Balance 18,067.92 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,848.81 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 225.19 · Balance 20,848.81 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,162.05 |
Reported balance
After 2026-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-17 · Grant · Acquired 142.16 · Balance 13,162.05 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Long Term Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,854.12 |
Reported balance
After 2026-09-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-17 · Grant · Acquired 74.03 · Balance 6,854.12 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2023 Filed Mar 30, 2023 22:01 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 300.52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021655 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,087.84 Underlying: Class A Common Stock · 300.52 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:01 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative | 98.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021655 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,232.53 Underlying: Class A Common Stock · 98.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 21.17 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 25.2 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 26.19 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 25.56 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 21.17 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 25.2 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 26.19 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 25.56 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:01 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 166.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021655 · doc4.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,598.01 Underlying: Class A Common Stock · 166.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 22:01 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs Granted in 2018 (Quarterly Awards) · Derivative | 39.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-021655 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,514.21 Underlying: Class A Common Stock · 39.58 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 9.79 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 8.05 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 8.21 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 13.53 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 9.79 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 8.05 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 8.21 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 13.53 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 Incentive Restricted Stock Units · Derivative | 4,828.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,442.8 Underlying: Class A Common Stock · 4,828.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 6,479.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,441.86 Underlying: Class A Common Stock · 6,479.44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 9,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,787.32 Underlying: Class A Common Stock · 9,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 10,429.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,431.16 Underlying: Class A Common Stock · 10,429.72 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 7,178.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,178.37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Long Term Incentive Award · Derivative | 4,985.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,985.72 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 19,144.94 | $42.06 | $805,236.18 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,885 Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 43,294.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,029.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 16, 2023 Filed Feb 22, 2023 02:07 UTC | Moelis & Co MC · Entity 3898 | Grant2022 Vested Incentive RSUs · Derivative | 38,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011475 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,318 Underlying: Class A Common Stock · 38,318 shares Expires not disclosed F1 · security: Each Vested 2022 Incentive RSU represents the right to receive upon delivery either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each Vested 2022 Incentive RSU represents the right to receive upon delivery either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The Vested 2022 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on each of the following dates: February 23, 2024, February 23, 2025, February 23, 2026, February 23, 2027 and February 23, 2028 (each date, a "Delivery Date"). The Vested 2022 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date. F2 · derivative.expiration_date: The Vested 2022 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on each of the following dates: February 23, 2024, February 23, 2025, February 23, 2026, February 23, 2027 and February 23, 2028 (each date, a "Delivery Date"). The Vested 2022 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive RSUs (December) · Derivative | 799.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008941 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,598.14 Underlying: Class A Common Stock · 799.07 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs (December) · Derivative | 845.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008941 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845.96 Underlying: Class A Common Stock · 845.96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs (December) · Derivative | 638.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008941 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 638.15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 9, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:30 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,005.18 | $47.06 | $47,303.77 |
DisclosureSEC source: 0001209191-23-008941 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,735 Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 2,283.18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-008941 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,740.18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2021 Incentive RSUs · Derivative | 392.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 9 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,271.48 Underlying: Class A Common Stock · 392.03 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F10 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F10 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 347.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,921.3 Underlying: Class A Common Stock · 347.16 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F9 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F9 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 377.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,180.32 Underlying: Class A Common Stock · 377.41 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F8 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative | 92.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,933.48 Underlying: Class A Common Stock · 92.86 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 17.73 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 21.1 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 21.92 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 32.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F7 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 17.73 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 21.1 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 21.92 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 32.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 279.39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,860.88 Underlying: Class A Common Stock · 279.39 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs Granted in 2018 (Quarterly Awards) · Derivative | 44.47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,320.59 Underlying: Class A Common Stock · 44.47 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 8.19 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 6.74 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 22.66 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 8.19 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 6.74 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 22.66 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Long Term Incentive Award · Derivative | 66.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,985.72 Underlying: Class A Common Stock · 66.77 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 96.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,178.37 Underlying: Class A Common Stock · 96.14 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 22:12 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 8.55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060053 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638.15 Underlying: Class A Common Stock · 8.55 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 8.55 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 8.55 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2021 Incentive RSUs · Derivative | 1,263.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,879.45 Underlying: Class A Common Stock · 1,263.81 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,263.81 | $39.92 | $50,451.30 |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · nonDerivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,457 Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 1,263.81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · nonDerivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,720.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive RSUs (September) · Derivative | 704.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615.18 Underlying: Class A Common Stock · 704.83 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 3, 2022. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs (September) · Derivative | 463.71 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506.64 Underlying: Class A Common Stock · 463.71 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 3, 2022. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs (September) · Derivative | 700.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 700.33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 3, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 3, 2022. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 822.86 | $43.01 | $35,391.21 |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,457 Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 1,868.86 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-055958 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,279.86 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2021 Incentive RSUs · Derivative | 401.11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 9 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,143.26 Underlying: Class A Common Stock · 401.11 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F10 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F10 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 340.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,574.14 Underlying: Class A Common Stock · 340.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F9 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F9 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 369.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,802.91 Underlying: Class A Common Stock · 369.97 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F8 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative | 100.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,545.45 Underlying: Class A Common Stock · 100.41 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 17.38 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 20.69 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 30.87 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 31.47 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F7 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 17.38 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 20.69 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 30.87 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 31.47 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 273.87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,581.49 Underlying: Class A Common Stock · 273.87 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs Granted in 2018 (Quarterly Awards) · Derivative | 49.76 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739.83 Underlying: Class A Common Stock · 49.76 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 8.03 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 6.61 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 12.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 22.21 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 8.03 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 6.61 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 12.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 22.21 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Long Term Incentive Award · Derivative | 65.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,918.95 Underlying: Class A Common Stock · 65.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 94.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,082.23 Underlying: Class A Common Stock · 94.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:40 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 17.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047514 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329.93 Underlying: Class A Common Stock · 17.7 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 9.32 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (2) 8.38 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 9.32 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (2) 8.38 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| July 28, 2022 Filed Jul 28, 2022 21:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive RSUs (June) · Derivative | 669.18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043394 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,533.69 Underlying: Class A Common Stock · 669.18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 28, 2022. Read SEC document |
| July 28, 2022 Filed Jul 28, 2022 21:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs (June) · Derivative | 447.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043394 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489.95 Underlying: Class A Common Stock · 447.54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 28, 2022. Read SEC document |
| July 28, 2022 Filed Jul 28, 2022 21:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs (June) · Derivative | 774.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043394 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 774.61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 28, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 28, 2022. Read SEC document |
| July 28, 2022 Filed Jul 28, 2022 21:01 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 832.32 | $43.93 | $36,563.82 |
DisclosureSEC source: 0001209191-22-043394 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,411 Read SEC document |
| July 28, 2022 Filed Jul 28, 2022 21:01 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 1,891.32 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-043394 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,243.32 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:19 UTC | Moelis & Co MC · Entity 3898 | Grant2021 Incentive RSUs · Derivative | 391.95 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035873 · doc4.xml · derivative · entry 9 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,742.15 Underlying: Class A Common Stock · 391.95 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F10 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F10 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.