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Cantor Eric

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35901
SEC CIK
0001618434

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CompanyLast reported asReport datePublished
Moelis & CoMC · Entity 3898Director · Vice Chairman, MDSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moelis & Co

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,203 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 77.8 · Balance 7,203

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct18,067.92 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 195.15 · Balance 18,067.92

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct20,848.81 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 225.19 · Balance 20,848.81

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,162.05 Reported balance After 2026-09-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-17 · Grant · Acquired 142.16 · Balance 13,162.05

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2024 Long Term Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,854.12 Reported balance After 2026-09-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-17 · Grant · Acquired 74.03 · Balance 6,854.12

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2025 Filed Feb 22, 2025 00:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2022 Incentive Restricted Stock Units · Derivative 8,401.37 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 7

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,207.4

Underlying: Class A Common Stock · 8,401.37 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2021 Incentive Restricted Stock Units · Derivative 6,699.5 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,399

Underlying: Class A Common Stock · 6,699.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2020 Incentive Restricted Stock Units · Derivative 7,105.06 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,105.06

Underlying: Class A Common Stock · 7,105.06 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2019 Incentive Restricted Stock Units · Derivative 10,299.51 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,299.51 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 16,530 $74.00 $1,223,220.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · nonDerivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,805

F2 · security: Class A Common Stock sold by Mr. Cantor in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 1.5 $74.00 $111.00
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,335

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 37,612.5 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-025109 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,336.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:50 UTC Moelis & Co MC · Entity 3898 Grant2024 Long Term Incentive RSUs · Derivative 6,375 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021729 · ownership.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Class A Common Stock · 6,375 shares

Expires not disclosed

F3 · security: Each 2024 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2024 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Each 2024 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2024 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The 2024 Long Term Incentive RSUs vest in equal installments on February 23, 2028, February 23, 2029 and February 23, 2030.

F4 · derivative.expiration_date: The 2024 Long Term Incentive RSUs vest in equal installments on February 23, 2028, February 23, 2029 and February 23, 2030.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:50 UTC Moelis & Co MC · Entity 3898 Grant2024 Vested Incentive RSUs · Derivative 15,302 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021729 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,302

Underlying: Class A Common Stock · 15,302 shares

Expires not disclosed

F1 · security: Each Vested 2024 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2024 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Each Vested 2024 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2024 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The Vested 2024 Incentive RSUs vest at grant and are delivered in equal installments on February 23, 2026, February 23, 2027, February 23, 2028, February 23, 2029 and February 23, 2030. The Vested 2024 Incentive RSUs not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.

F2 · derivative.expiration_date: The Vested 2024 Incentive RSUs vest at grant and are delivered in equal installments on February 23, 2026, February 23, 2027, February 23, 2028, February 23, 2029 and February 23, 2030. The Vested 2024 Incentive RSUs not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 01:50 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2019 Incentive RSUs (December) · Derivative 876.06 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015721 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 876.06 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on February 6, 2025.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 6, 2025.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 6, 2025.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 6, 2025.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 01:50 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 385.06 $79.68 $30,681.58
Disclosure

SEC source: 0000950170-25-015721 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,724

Read SEC document
February 06, 2025 Filed Feb 7, 2025 01:50 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 876.06 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-015721 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,109.06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
December 03, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2023 Incentive RSUs · Derivative 1,355.72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · derivative · entry 9

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,962.3

Underlying: Class A Common Stock · 1,355.72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The RSUs were settled for Class A common stock on Decmber 3, 2024 in order to satisfy tax obligations.

F9 · derivative.exercise_date: The RSUs were settled for Class A common stock on Decmber 3, 2024 in order to satisfy tax obligations.

F9 · derivative.expiration_date: The RSUs were settled for Class A common stock on Decmber 3, 2024 in order to satisfy tax obligations.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 1,355.72 $75.81 $102,777.13
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,233

Read SEC document
December 03, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 1,355.72 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,588.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Grant2023 Incentive RSUs · Derivative 253.77 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · derivative · entry 8

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,318.02

Underlying: Class A Common Stock · 253.77 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F8 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F8 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 263.91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · derivative · entry 7

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,608.78

Underlying: Class A Common Stock · 263.91 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 157.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,098.5

Underlying: Class A Common Stock · 157.82 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 111.58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,210.12

Underlying: Class A Common Stock · 111.58 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 80.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,299.51

Underlying: Class A Common Stock · 80.88 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:01 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative 6.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133473 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876.06

Underlying: Class A Common Stock · 6.88 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Read SEC document
October 24, 2024 Filed Oct 25, 2024 23:30 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2019 Incentive RSUs (September) · Derivative 890.38 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-117516 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 890.38 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on October 24, 2024.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on October 24, 2024.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on October 24, 2024.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on October 24, 2024.

Read SEC document
October 24, 2024 Filed Oct 25, 2024 23:30 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 391.38 $68.24 $26,707.77
Disclosure

SEC source: 0000950170-24-117516 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,233

Read SEC document
October 24, 2024 Filed Oct 25, 2024 23:30 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 890.38 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-117516 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,624.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:48 UTC Moelis & Co MC · Entity 3898 Grant2023 Incentive RSUs · Derivative 275.58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110506 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,064.24

Underlying: Class A Common Stock · 275.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:48 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 286.59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110506 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,344.87

Underlying: Class A Common Stock · 286.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:48 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 171.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110506 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,940.68

Underlying: Class A Common Stock · 171.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:48 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 121.17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110506 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,098.54

Underlying: Class A Common Stock · 121.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:48 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 87.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110506 · ownership.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,218.64

Underlying: Class A Common Stock · 87.83 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:48 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative 15.12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110506 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,759.57

Underlying: Class A Common Stock · 15.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 7.65 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (2) 7.47 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 7.65 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (2) 7.47 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2019 Incentive RSUs (June) · Derivative 849.5 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-087453 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 849.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on July 25, 2024.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 25, 2024.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 25, 2024.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 25, 2024.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:27 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 373.5 $62.79 $23,452.07
Disclosure

SEC source: 0000950170-24-087453 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,734

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 849.5 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-087453 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,107.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 23:43 UTC Moelis & Co MC · Entity 3898 Grant2023 Incentive RSUs · Derivative 350.87 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076995 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,788.66

Underlying: Class A Common Stock · 350.87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 23:43 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 364.88 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076995 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,058.28

Underlying: Class A Common Stock · 364.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 23:43 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 218.2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076995 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,769.29

Underlying: Class A Common Stock · 218.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 23:43 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 154.28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076995 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,977.37

Underlying: Class A Common Stock · 154.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 23:43 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 111.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076995 · ownership.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,130.81

Underlying: Class A Common Stock · 111.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 23:43 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative 28.63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-076995 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,593.94

Underlying: Class A Common Stock · 28.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 9.38 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (2) 9.74 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (3) 9.51 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 9.38 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (2) 9.74 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (3) 9.51 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:01 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2019 Incentive RSUs (March) · Derivative 705.85 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-050086 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 705.85 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on April 25, 2024.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 25, 2024.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 25, 2024.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 25, 2024.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:01 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 310.85 $53.99 $16,782.79
Disclosure

SEC source: 0000950170-24-050086 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,258

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:01 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 705.85 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-050086 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,568.85

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
March 28, 2024 Filed Apr 3, 2024 00:25 UTC Moelis & Co MC · Entity 3898 Grant2023 Incentive RSUs · Derivative 328.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040592 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,437.79

Underlying: Class A Common Stock · 328.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 28, 2024 Filed Apr 3, 2024 00:25 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 341.92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040592 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,693.4

Underlying: Class A Common Stock · 341.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 28, 2024 Filed Apr 3, 2024 00:25 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 204.47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040592 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,551.09

Underlying: Class A Common Stock · 204.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 28, 2024 Filed Apr 3, 2024 00:25 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 144.57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040592 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,823.09

Underlying: Class A Common Stock · 144.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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March 28, 2024 Filed Apr 3, 2024 00:25 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 104.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040592 · ownership.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,018.99

Underlying: Class A Common Stock · 104.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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March 28, 2024 Filed Apr 3, 2024 00:25 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative 34.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040592 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,271.16

Underlying: Class A Common Stock · 34.21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 7.38 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 8.79 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 9.13 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 8.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 7.38 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 8.79 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon), (3) 9.13 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on September 30, 2019 (and dividend equivalents thereon) and (4) 8.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

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February 21, 2024 Filed Feb 24, 2024 00:50 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2022 Incentive Restricted Stock Units · Derivative 6,408.93 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-019605 · ownership.xml · derivative · entry 8

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,351.47

Underlying: Class A Common Stock · 6,408.93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

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February 21, 2024 Filed Feb 24, 2024 00:50 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2021 Incentive Restricted Stock Units · Derivative 6,448.87 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-019605 · ownership.xml · derivative · entry 7

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,346.62

Underlying: Class A Common Stock · 6,448.87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.