Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Director · Vice Chairman, MD | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,203 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 77.8 · Balance 7,203 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,067.92 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 195.15 · Balance 18,067.92 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,848.81 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 225.19 · Balance 20,848.81 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,162.05 |
Reported balance
After 2026-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-17 · Grant · Acquired 142.16 · Balance 13,162.05 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Long Term Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,854.12 |
Reported balance
After 2026-09-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-17 · Grant · Acquired 74.03 · Balance 6,854.12 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2019 Filed Dec 18, 2019 00:04 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 119.4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061019 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,567.66 Underlying: Class A Common Stock · 119.4 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 32.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 30.12 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 26.69 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 30.64 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 32.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 30.12 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 26.69 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 30.64 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:04 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 159.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061019 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,089.73 Underlying: Class A Common Stock · 159.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:04 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 134.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061019 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546.73 Underlying: Class A Common Stock · 134.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 31.22 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents subsequently issued thereon), (2) 36.09 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016 (and dividend equivalents subsequently issued thereon), (3) 32.10 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016 (and dividend equivalents subsequently issued thereon), and (4) 35.44 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 31.22 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents subsequently issued thereon), (2) 36.09 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016 (and dividend equivalents subsequently issued thereon), (3) 32.10 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016 (and dividend equivalents subsequently issued thereon), and (4) 35.44 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:04 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 176.32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061019 · doc4.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,175.05 Underlying: Class A Common Stock · 176.32 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| December 13, 2019 Filed Dec 18, 2019 00:04 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 131.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061019 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,342.09 Underlying: Class A Common Stock · 131.62 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 25.38 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 26.23 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 27.98 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 52.03 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 25.38 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 26.23 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 27.98 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 52.03 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs (September) · Derivative | 383.48 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055383 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538.26 Underlying: Class A Common Stock · 383.48 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs (September) · Derivative | 554.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055383 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,664.75 Underlying: Class A Common Stock · 554.12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs (September) · Derivative | 1,001.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055383 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,002.17 Underlying: Class A Common Stock · 1,001.08 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 (September) · Derivative | 1,745.51 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055383 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745.51 Underlying: Class A Common Stock · 1,745.51 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Restricted Stock Units · Derivative | 14,276.19 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055383 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,276.19 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on November 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on November 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 8,026.39 | $35.68 | $286,381.60 |
DisclosureSEC source: 0001209191-19-055383 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,141 Read SEC document |
| November 01, 2019 Filed Nov 6, 2019 01:59 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 17,960.39 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-055383 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,167.39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs (September) · Derivative | 3,064 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 13 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,064 Underlying: Class A Common Stock · 3,064 shares Expires not disclosed F13 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") on terms consistent with the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F14 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F13 · price: Grant of Restricted Stock Units ("RSUs") on terms consistent with the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F14 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F13 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") on terms consistent with the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F15 · derivative.exercise_date: The RSUs will vest in equal installments on September 30, 2020, September 30, 2021, September 30, 2022, September 30, 2023 and September 30, 2024. F16 · derivative.exercise_date: If after September 30, 2021, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position. F17 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after September 30, 2021 to take a full-time elected or appointed position in federal government, state government, or a national political party. F18 · derivative.underlying_shares: RSUs granted based on $32.63 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to September 30, 2019. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs Granted in 2019 (Quarterly Awards) · Derivative | 82.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 12 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,425.74 Underlying: Class A Common Stock · 82.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F12 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 37.45 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 44.61 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon). F12 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: (1) 37.45 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2019 (and dividend equivalents thereon), (2) 44.61 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 28, 2019 (and dividend equivalents thereon). Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 590.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 11 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,054.13 Underlying: Class A Common Stock · 590.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F11 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 14, 2019 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F11 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 14, 2019 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs Granted in 2018 (Quarterly Awards) · Derivative | 127.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 10 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,425.34 Underlying: Class A Common Stock · 127.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F10 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 27.67 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 22.80 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 29.06 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 47.90 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F10 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 27.67 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 22.80 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 29.06 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 47.90 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Long Term Incentive Award · Derivative | 169.33 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 9 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,196.42 Underlying: Class A Common Stock · 169.33 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F8 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Restricted Stock Unit Award for MD · Derivative | 302.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,997.21 Underlying: Class A Common Stock · 302.44 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F9 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F9 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 325.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,499.43 Underlying: Class A Common Stock · 325.16 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F8 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 121.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,002.38 Underlying: Class A Common Stock · 121.03 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 30.24 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 28.32 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 33.56 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 28.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F7 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 30.24 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 28.32 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 33.56 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 28.91 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 150.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,930.53 Underlying: Class A Common Stock · 150.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 142.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,412.97 Underlying: Class A Common Stock · 142.36 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 29.45 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents subsequently issued thereon), (2) 34.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016 (and dividend equivalents subsequently issued thereon), (3) 45.42 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016 (and dividend equivalents subsequently issued thereon), and (4) 33.44 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 29.45 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents subsequently issued thereon), (2) 34.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016 (and dividend equivalents subsequently issued thereon), (3) 45.42 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016 (and dividend equivalents subsequently issued thereon), and (4) 33.44 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 166.34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,998.73 Underlying: Class A Common Stock · 166.34 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 150.57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,955.98 Underlying: Class A Common Stock · 150.57 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 23.95 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 24.74 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 52.80 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 49.08 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 23.95 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 24.74 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 52.80 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 49.08 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 22:34 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 215.91 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051382 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,276.19 Underlying: Class A Common Stock · 215.91 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 23:40 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs (June) · Derivative | 371.2117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044725 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,484.8468 Underlying: Class A Common Stock · 371.2117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on August 1, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 23:40 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs (June) · Derivative | 613.5283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044725 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,844.1237 Underlying: Class A Common Stock · 613.5283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on August 1, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 23:40 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs (June) · Derivative | 1,108.1163 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044725 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217.5429 Underlying: Class A Common Stock · 1,108.1163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on August 1, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 23:40 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs (June) · Derivative | 1,611.1974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044725 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611.1974 Underlying: Class A Common Stock · 1,611.1974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on August 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on August 1, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 23:40 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,701.0537 | $36.44 | $61,986.40 |
DisclosureSEC source: 0001209191-19-044725 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,207 Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 23:40 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 3,704.0537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-044725 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,908.0537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:09 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs (June) · Derivative | 2,905 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040546 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905 Underlying: Class A Common Stock · 2,905 shares Expires not disclosed F1 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F2 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_date: The RSUs will vest in equal installments on June 30, 2020, June 30, 2021, June 30, 2022, June 30, 2023 and June 30, 2024. F4 · derivative.exercise_date: If after June 30, 2021, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position. F5 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after June 30, 2021 to take a full-time elected or appointed position in federal government, state government, or a national political party. F6 · derivative.underlying_shares: RSUs granted based on $34.41 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to June 28, 2019. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs (March) · Derivative | 35.6847 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 12 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,438.6847 Underlying: Class A Common Stock · 35.6847 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F12 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 29, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F12 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 29, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 562.83 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 11 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,463.475 Underlying: Class A Common Stock · 562.83 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F11 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 14, 2019 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F11 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 14, 2019 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs Granted in 2018 (Quarterly Awards) · Derivative | 126.8525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 10 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,669.1225 Underlying: Class A Common Stock · 126.8525 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F10 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 26.3639 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 27.159 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 27.6946 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 45.635 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F10 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 26.3639 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 27.159 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 27.6946 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 45.635 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Long Term Incentive Award · Derivative | 161.3561 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 9 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,027.0861 Underlying: Class A Common Stock · 161.3561 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F8 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Restricted Stock Unit Award for MD · Derivative | 288.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,694.768 Underlying: Class A Common Stock · 288.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F9 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F9 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 309.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,174.2769 Underlying: Class A Common Stock · 309.84 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F8 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 15, 2018 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 124.3029 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,494.8829 Underlying: Class A Common Stock · 124.3029 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 28.815 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 35.9627 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 31.9768 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 27.5484 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F7 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 28.815 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 35.9627 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 31.9768 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 27.5484 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 143.1128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780.3428 Underlying: Class A Common Stock · 143.1128 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 151.8695 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,378.7195 Underlying: Class A Common Stock · 151.8695 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 28.0654 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents subsequently issued thereon), (2) 48.6634 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016 (and dividend equivalents subsequently issued thereon), (3) 43.2813 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016 (and dividend equivalents subsequently issued thereon), and (4) 31.8594 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 28.0654 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents subsequently issued thereon), (2) 48.6634 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016 (and dividend equivalents subsequently issued thereon), (3) 43.2813 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016 (and dividend equivalents subsequently issued thereon), and (4) 31.8594 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016 (and dividend equivalents subsequently issued thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 158.5072 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,832.3842 Underlying: Class A Common Stock · 158.5072 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 167.0558 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,416.6058 Underlying: Class A Common Stock · 167.0558 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 22.82 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 47.1524 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 50.3106 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 46.7728 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 22.82 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 47.1524 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 50.3106 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 46.7728 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:14 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 205.7401 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039393 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,060.2801 Underlying: Class A Common Stock · 205.7401 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive RSUs (March) · Derivative | 443.566 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 13 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775.365 Underlying: Class A Common Stock · 443.566 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs (December) · Derivative | 463.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 12 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855.127 Underlying: Class A Common Stock · 463.78 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs (March) · Derivative | 646.806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 11 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940.417 Underlying: Class A Common Stock · 646.806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Restricted Stock Unit Award for MD · Derivative | 6,468.057 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 10 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,406.579 Underlying: Class A Common Stock · 6,468.057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive RSUs · Derivative | 5,215.825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 9 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,864.442 Underlying: Class A Common Stock · 5,215.825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs Granted (December) · Derivative | 714.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144.484 Underlying: Class A Common Stock · 714.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.