Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Baker Hughes CoBKR · Entity 2993 | Director · Chairman, President and CEO | June 22, 2026 | June 24, 2026 |
| C3.ai, Inc.AI · Entity 2413 | Director · 10% owner | April 22, 2021 | April 23, 2021 |
| CNH Industrial N.V.CNH · Entity 3261 | Director | May 26, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Baker Hughes Co
Report date June 22, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 703,444 |
Ending reported balance
After 2026-06-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-22 · Exercise / conversion · Acquired 99,911 · Balance 884,855 F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2026. Row 2 · 2026-06-22 · Sale · Disposed 181,411 · Balance 703,444 F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2026. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.54 to $59.32, inclusive. Details on the number of shares sold at each separate price will be provided to the Issuer, any shareholder of the Issuer, or staff of the Securities and Exchange Commission upon request. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.55 · Expires 2028-01-22 | Direct | 0 |
Reported balance
After 2026-06-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-22 · Exercise / conversion · Disposed 99,911 · Balance 0 F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2026. F3: The stock option was granted on January 22, 2018 and vested in three equal annual installments beginning one year from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2026.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.54 to $59.32, inclusive. Details on the number of shares sold at each separate price will be provided to the Issuer, any shareholder of the Issuer, or staff of the Securities and Exchange Commission upon request.
F3: The stock option was granted on January 22, 2018 and vested in three equal annual installments beginning one year from the date of grant.
C3.ai, Inc.
Report date April 22, 2021 · Filed April 23, 2021
Jointly reported with Baker Hughes Holdings LLC, Baker Hughes Co
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 9,580,476 |
Reported balance
After 2021-04-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-04-22 · Sale · Disposed 170,000 · Balance 9,580,476 F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.00 to $70.30, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. F3: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.00 to $70.30, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.
F3: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
CNH Industrial N.V.
Report date May 26, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 5,634 |
Reported balance
After 2026-05-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 5,634 · Balance 5,634 F1: Restricted share units ("RSUs") convert into common shares on a one-for-one basis. F2: On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted share units ("RSUs") convert into common shares on a one-for-one basis.
F2: On May 26, 2026, the Reporting Person was granted 5,634 RSUs vesting on the earlier of the first anniversary of the grant date (May 26, 2027) or the first annual general meeting after the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2024 Filed Jan 26, 2024 22:06 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 52,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-24-000016 · wk-form4_1706306792.xml · nonDerivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 22:06 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_23 · Derivative | 50,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-24-000016 · wk-form4_1706306792.xml · derivative · entry 5 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,714 Underlying: Class A Common Stock · 50,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 22:06 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 15,124 | $30.04 | $454,324.96 |
DisclosureSEC source: 0001701605-24-000016 · wk-form4_1706306792.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,170 Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 22:06 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 50,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-24-000016 · wk-form4_1706306792.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 518,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 20:14 UTC | Baker Hughes Co BKR · Entity 2993 | SaleClass A Common Stock | 122,500 | $34.80 | $4,263,000.00 |
DisclosureSEC source: 0001628280-23-028859 · wk-form4_1691698451.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 467,438 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:27 UTC | Baker Hughes Co BKR · Entity 2993 | SaleClass A Common Stock | 122,500 | $35.49 | $4,347,525.00 |
DisclosureSEC source: 0001628280-23-027273 · wk-form4_1691094451.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 589,938 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14,2023. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:31 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 6_18 · Derivative | 17,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-020677 · wk-form4_1685737880.xml · derivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit was granted on June 1, 2018 and vested 50% on the three-year anniversary and 50% on the five-year anniversary. F2 · derivative.expiration_date: The restricted stock unit was granted on June 1, 2018 and vested 50% on the three-year anniversary and 50% on the five-year anniversary. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:31 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 6,760 | $28.61 | $193,403.60 |
DisclosureSEC source: 0001628280-23-020677 · wk-form4_1685737880.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 712,438 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:31 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 17,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-020677 · wk-form4_1685737880.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 719,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:35 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 76,410 | $28.36 | $2,166,987.60 |
DisclosureSEC source: 0001628280-23-008326 · wf-form4_167899894115789.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,021 Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:35 UTC | Baker Hughes Co BKR · Entity 2993 | GrantClass A Common Stock | 194,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-008326 · wf-form4_167899894115789.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,431 F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2020 for the three-year performance period ending December 31, 2022 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 14, 2023. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:46 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_21 · Derivative | 64,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000033 · wf-form4_167529160249550.xml · derivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,725 Underlying: Class A Common Stock · 64,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:46 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 25,470 | $31.02 | $790,079.40 |
DisclosureSEC source: 0001701605-23-000033 · wf-form4_167529160249550.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,252 Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:46 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 64,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-23-000033 · wf-form4_167529160249550.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 00:14 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_22 · Derivative | 52,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000024 · wf-form4_167477842329865.xml · derivative · entry 4 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,024 Underlying: Class A Common Stock · 52,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 00:14 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 20,664 | $31.00 | $640,584.00 |
DisclosureSEC source: 0001701605-23-000024 · wf-form4_167477842329865.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,997 Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 00:14 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 52,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-23-000024 · wf-form4_167477842329865.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 24, 2023 Filed Jan 27, 2023 00:14 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit 01_23 · Derivative | 152,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000024 · wf-form4_167477842329865.xml · derivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,570 Underlying: Class A Common Stock · 152,570 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 23:26 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_20 · Derivative | 58,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-23-000018 · wf-form4_167468915778580.xml · derivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 58,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 23:26 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 18,399 | $30.59 | $562,825.41 |
DisclosureSEC source: 0001701605-23-000018 · wf-form4_167468915778580.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,149 Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 23:26 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 58,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-23-000018 · wf-form4_167468915778580.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:33 UTC | Baker Hughes Co BKR · Entity 2993 | SaleClass A Common Stock | 103,000 | $37.39 | $3,851,170.00 |
DisclosureSEC source: 0001701605-22-000099 · wf-form4_165420198100988.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,759 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2022. Read SEC document |
| May 23, 2022 Filed May 24, 2022 21:19 UTC | Baker Hughes Co BKR · Entity 2993 | SaleClass A Common Stock | 103,000 | $35.00 | $3,605,000.00 |
DisclosureSEC source: 0001701605-22-000098 · wf-form4_165342712964495.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,759 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 22, 2022. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:13 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 94,009 | $34.87 | $3,278,093.83 |
DisclosureSEC source: 0001701605-22-000060 · wf-form4_164755157863386.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,759 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 21:13 UTC | Baker Hughes Co BKR · Entity 2993 | GrantClass A Common Stock | 238,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-22-000060 · wf-form4_164755157863386.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,768 F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2019 for the three-year performance period ending December 31, 2021 as approved by the Human Capital and Compensation Committee of the Board of Directors on March 15, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 22:37 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_21 · Derivative | 64,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-22-000038 · wf-form4_164375504863529.xml · derivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,450 Underlying: Class A Common Stock · 64,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 22:37 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 25,469 | $27.16 | $691,738.04 |
DisclosureSEC source: 0001701605-22-000038 · wf-form4_164375504863529.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,866 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 22:37 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 64,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000038 · wf-form4_164375504863529.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 00:27 UTC | Baker Hughes Co BKR · Entity 2993 | GrantRestricted Stock Unit 01_22 · Derivative | 157,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-22-000024 · wf-form4_164324322503244.xml · derivative · entry 5 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,536 Underlying: Class A Common Stock · 157,536 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 24, 2022 Filed Jan 27, 2022 00:27 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_20 · Derivative | 58,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-22-000024 · wf-form4_164324322503244.xml · derivative · entry 4 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,789 Underlying: Class A Common Stock · 58,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 24, 2022 Filed Jan 27, 2022 00:27 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_19 · Derivative | 32,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-22-000024 · wf-form4_164324322503244.xml · derivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 24, 2022 Filed Jan 27, 2022 00:27 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 30,599 | $27.07 | $828,314.93 |
DisclosureSEC source: 0001701605-22-000024 · wf-form4_164324322503244.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,611 Read SEC document |
| January 24, 2022 Filed Jan 27, 2022 00:27 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 91,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-22-000024 · wf-form4_164324322503244.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:16 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 6_18 · Derivative | 17,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000074 · wf-form4_162266857492427.xml · derivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,177 Underlying: Class A Common Stock · 17,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests 50% on the three-year anniversary and 50% on the five-year anniversary. F2 · derivative.expiration_date: The restricted stock unit vests 50% on the three-year anniversary and 50% on the five-year anniversary. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:16 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 6,760 | $25.52 | $172,515.20 |
DisclosureSEC source: 0001701605-21-000074 · wf-form4_162266857492427.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,784 Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:16 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 17,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000074 · wf-form4_162266857492427.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| April 22, 2021 Filed Apr 23, 2021 20:22 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 170,000 | $67.99 | $11,557,841.00 |
DisclosureSEC source: 0001701605-21-000049 · wf-form4_161920934646521.xml · nonDerivative · entry 1 Baker Hughes Holdings LLC · CIK 0000808362 · Director · 10% owner Baker Hughes Co · CIK 0001701605 · Director · 10% owner Simonelli Lorenzo · CIK 0001709160 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,580,476 F1 · kind: This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $65.00 to $70.30, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. F3 · balance_after: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 09, 2021 Filed Apr 9, 2021 20:38 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 189,188 | $60.86 | $11,513,887.09 |
DisclosureSEC source: 0000808362-21-000007 · wf-form4_161800068021823.xml · nonDerivative · entry 1 Baker Hughes Holdings LLC · CIK 0000808362 · Director · 10% owner Baker Hughes Co · CIK 0001701605 · Director · 10% owner Simonelli Lorenzo · CIK 0001709160 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,750,476 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.11 to $62.17, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. F2 · balance_after: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 08, 2021 Filed Apr 8, 2021 20:57 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 406,512 | $63.84 | $25,953,474.08 |
DisclosureSEC source: 0000808362-21-000006 · wf-form4_161791541546219.xml · nonDerivative · entry 2 Baker Hughes Holdings LLC · CIK 0000808362 · Director · 10% owner Baker Hughes Co · CIK 0001701605 · Director · 10% owner Simonelli Lorenzo · CIK 0001709160 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,939,664 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.16 to $65.35, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. F2 · balance_after: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 20:57 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 466,919 | $64.60 | $30,163,621.09 |
DisclosureSEC source: 0000808362-21-000006 · wf-form4_161791541546219.xml · nonDerivative · entry 1 Baker Hughes Holdings LLC · CIK 0000808362 · Director · 10% owner Baker Hughes Co · CIK 0001701605 · Director · 10% owner Simonelli Lorenzo · CIK 0001709160 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,346,176 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.76 to $67.195, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. F2 · balance_after: The reported securities are owned directly by Baker Hughes Holdings LLC ("Holdings"). Holdings is a majority owned indirect subsidiary of Baker Hughes Company ("Baker Hughes") and may be deemed to have beneficial ownership of the Class A Common Stock held directly by Holdings. Baker Hughes disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:46 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 39,874 | $23.02 | $917,899.48 |
DisclosureSEC source: 0001701605-21-000032 · wf-form4_161610395020287.xml · nonDerivative · entry 2 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,367 Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:46 UTC | Baker Hughes Co BKR · Entity 2993 | GrantClass A Common Stock | 101,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001701605-21-000032 · wf-form4_161610395020287.xml · nonDerivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,241 F1 · shares: Represents shares earned for the performance share units (PSUs) granted in 2018 for the three-year performance period ending December 31, 2020 as approved by the Compensation Committee of the Board of Directors on March 16, 2021. Read SEC document |
| January 28, 2021 Filed Feb 2, 2021 00:18 UTC | Baker Hughes Co BKR · Entity 2993 | GrantClass A Common Stock · Derivative | 194,174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000018 · wf-form4_161222508515471.xml · derivative · entry 1 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,174 Underlying: Class A Common Stock · 194,174 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:14 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_19 · Derivative | 32,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000008 · wf-form4_161169563159071.xml · derivative · entry 9 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,637 Underlying: Class A Common Stock · 32,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:14 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 12,843 | $21.05 | $270,345.15 |
DisclosureSEC source: 0001701605-21-000008 · wf-form4_161169563159071.xml · nonDerivative · entry 6 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,913 Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:14 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 32,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000008 · wf-form4_161169563159071.xml · nonDerivative · entry 5 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:14 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_20 · Derivative | 58,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000008 · wf-form4_161169563159071.xml · derivative · entry 8 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,578 Underlying: Class A Common Stock · 58,788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:14 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionRestricted Stock Unit 01_18 · Derivative | 21,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000008 · wf-form4_161169563159071.xml · derivative · entry 7 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,097 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:14 UTC | Baker Hughes Co BKR · Entity 2993 | Tax withholdingClass A Common Stock | 19,532 | $22.17 | $433,024.44 |
DisclosureSEC source: 0001701605-21-000008 · wf-form4_161169563159071.xml · nonDerivative · entry 4 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,119 Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:14 UTC | Baker Hughes Co BKR · Entity 2993 | Exercise / conversionClass A Common Stock | 58,788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-21-000008 · wf-form4_161169563159071.xml · nonDerivative · entry 3 Simonelli Lorenzo · CIK 0001709160 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.