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person · Reporting owner

Yen Mallun

Disclosed activity across 2 companies

Tapewire entity
35644
SEC CIK
0001511893

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Everpure, Inc.P · Entity 3140DirectorOctober 06, 2026October 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Everpure, Inc.

Report date October 06, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect31,339 Ending reported balance After 2026-10-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-10-06 · Sale · Disposed 3,899 · Balance 39,382

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.28 to $146.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2026-10-06 · Sale · Disposed 3,860 · Balance 35,522

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.38 to $147.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2026-10-06 · Sale · Disposed 3,883 · Balance 31,639

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.43 to $148.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2026-10-06 · Sale · Disposed 300 · Balance 31,339

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.49 to $148.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.28 to $146.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.38 to $147.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.43 to $148.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.49 to $148.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RPX Corp

Report date June 19, 2018 · Filed June 19, 2018

Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,112 Reported balance After 2018-06-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-06-19 · Other · Disposed 140,643 · Balance 11,112

F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

F2: Reflects restricted stock units, each representing a contingent right to receive one share of Issuer's common stock.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-19 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-06-19 · Disposition to issuer · Disposed 11,112 · Balance 0

F2: Reflects restricted stock units, each representing a contingent right to receive one share of Issuer's common stock.

F3: Upon or in connection with the Merger, each of 11,112 vested restricted stock units was cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2020-11-15Direct0 Reported balance After 2018-06-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-19 · Disposition to issuer · Disposed 87,912 · Balance 0

F5: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F4: The outstanding stock options subject to the grant are fully vested and exercisable.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.63 · Expires 2020-11-15Direct0 Reported balance After 2018-06-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-06-19 · Disposition to issuer · Disposed 74,918 · Balance 0

F5: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F4: The outstanding stock options subject to the grant are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

F2: Reflects restricted stock units, each representing a contingent right to receive one share of Issuer's common stock.

F3: Upon or in connection with the Merger, each of 11,112 vested restricted stock units was cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes.

F4: The outstanding stock options subject to the grant are fully vested and exercisable.

F5: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 8, 2026 20:06 UTC Everpure, Inc. P · Entity 3140 SaleClass A Common Stock 300 $148.55 $44,565.00
Disclosure

SEC source: 0001474432-26-000099 · wk-form4_1791490013.xml · nonDerivative · entry 4

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,339

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.49 to $148.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:06 UTC Everpure, Inc. P · Entity 3140 SaleClass A Common Stock 3,883 $147.84 $574,062.72
Disclosure

SEC source: 0001474432-26-000099 · wk-form4_1791490013.xml · nonDerivative · entry 3

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,639

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.43 to $148.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:06 UTC Everpure, Inc. P · Entity 3140 SaleClass A Common Stock 3,860 $146.99 $567,381.40
Disclosure

SEC source: 0001474432-26-000099 · wk-form4_1791490013.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,522

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.38 to $147.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 06, 2026 Filed Oct 8, 2026 20:06 UTC Everpure, Inc. P · Entity 3140 SaleClass A Common Stock 3,899 $145.95 $569,059.05
Disclosure

SEC source: 0001474432-26-000099 · wk-form4_1791490013.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,382

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.28 to $146.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 22, 2026 Filed Jun 24, 2026 20:10 UTC Everpure, Inc. P · Entity 3140 SaleClass A Common Stock 4,735 $76.90 $364,121.50
Disclosure

SEC source: 0001511893-26-000003 · wk-form4_1782331830.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,281

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $76.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:41 UTC Everpure, Inc. P · Entity 3140 GrantClass A Common Stock 3,515 $0.00 $0.00
Disclosure

SEC source: 0001474432-26-000074 · wk-form4_1781296903.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,016

F1 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction.

F2 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 10, 2027, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation.

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June 11, 2025 Filed Jun 13, 2025 20:07 UTC Everpure, Inc. PSTG · Entity 3140 GrantClass A Common Stock 4,735 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-031306 · wk-form4_1749845262.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,501

F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 11, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation.

F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:47 UTC Everpure, Inc. PSTG · Entity 3140 GrantClass A Common Stock 4,268 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-028309 · wk-form4_1718398028.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,766

F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 12, 2025, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation.

F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:11 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 4,818 $64.78 $312,110.04
Disclosure

SEC source: 0001628280-24-027670 · wk-form4_1718136709.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,498

Read SEC document
July 11, 2023 Filed Jul 13, 2023 23:00 UTC Everpure, Inc. PSTG · Entity 3140 SaleClass A Common Stock 12,495 $37.95 $474,185.25
Disclosure

SEC source: 0001209191-23-042245 · doc4.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,316

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.87 to $38.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 14, 2023 Filed Jun 17, 2023 01:00 UTC Everpure, Inc. PSTG · Entity 3140 GrantClass A Common Stock 8,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038175 · doc4.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,811

F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 14, 2024, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation.

F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 21:00 UTC Everpure, Inc. PSTG · Entity 3140 GrantClass A Common Stock 9,097 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037935 · doc4.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,268

F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 15, 2023, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation.

F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 21:37 UTC Everpure, Inc. PSTG · Entity 3140 GrantClass A Common Stock 7,986 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055971 · doc4.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,171

F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such transaction.

F3 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest in full on the day prior to the Issuer's next annual stockholder meeting, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to a pro rata number of shares subject to the award based on the Reporting Person's service between the date of grant and the effective date of the resignation.

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September 13, 2021 Filed Sep 14, 2021 21:37 UTC Everpure, Inc. PSTG · Entity 3140 GrantClass A Common Stock 27,185 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055971 · doc4.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,185

F1 · shares: The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Unit award shall vest as follows: 25% of the shares subject to the Restricted Stock Unit award will vest on September 20, 2022 and the remaining 75% of the shares subject to the Restricted Stock Unit award shall vest in 12 substantially equal quarterly installments thereafter, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan).

F2 · shares: The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such transaction.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 19:07 UTC RPX Corp RPXC · Entity 165615 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 74,918 Not disclosed Strike: $6.63 Not disclosed
Disclosure

SEC source: 0001509432-18-000037 · wf-form4_152944966114728.xml · derivative · entry 4

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,918 shares

Expires 2020-11-15

F5 · price: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F4 · derivative.exercise_date: The outstanding stock options subject to the grant are fully vested and exercisable.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 19:07 UTC RPX Corp RPXC · Entity 165615 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 87,912 Not disclosed Strike: $6.63 Not disclosed
Disclosure

SEC source: 0001509432-18-000037 · wf-form4_152944966114728.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,912 shares

Expires 2020-11-15

F5 · price: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F4 · derivative.exercise_date: The outstanding stock options subject to the grant are fully vested and exercisable.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 19:07 UTC RPX Corp RPXC · Entity 165615 Disposition to issuerCommon Stock 11,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001509432-18-000037 · wf-form4_152944966114728.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Reflects restricted stock units, each representing a contingent right to receive one share of Issuer's common stock.

F3 · price: Upon or in connection with the Merger, each of 11,112 vested restricted stock units was cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 19:07 UTC RPX Corp RPXC · Entity 165615 OtherCommon Stock 140,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001509432-18-000037 · wf-form4_152944966114728.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

F1 · price: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

F2 · balance_after: Reflects restricted stock units, each representing a contingent right to receive one share of Issuer's common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:50 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 1,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000087 · wf-form4_150344220378527.xml · derivative · entry 5

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:50 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000087 · wf-form4_150344220378527.xml · derivative · entry 4

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:50 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 4,688 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000087 · wf-form4_150344220378527.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:50 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 5,181 $12.45 $64,503.45
Disclosure

SEC source: 0001509432-17-000087 · wf-form4_150344220378527.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,755

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:50 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 9,376 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000087 · wf-form4_150344220378527.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 20:21 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001509432-17-000078 · wf-form4_150223809676794.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,912

Underlying: Common Stock · 10,000 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 20:21 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 10,000 $12.92 $129,157.00
Disclosure

SEC source: 0001509432-17-000078 · wf-form4_150223809676794.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,560

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · price: The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.82 to $12.97, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 20:21 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 10,000 $6.63 $66,300.00
Disclosure

SEC source: 0001509432-17-000078 · wf-form4_150223809676794.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 19:07 UTC RPX Corp RPXC · Entity 165615 GrantCommon Stock 17,621 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000067 · wf-form4_149756804802071.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,560

F1 · kind: In connection with the Reporting Person's continuous service as a director of the Company, notwithstanding her status as an employee, such Reporting Person has been granted an award pursuant to the Company's amended compensation plan for non-employee directors.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 1,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000057 · wf-form4_149558665177155.xml · derivative · entry 5

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,188

Underlying: Common Stock · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000057 · wf-form4_149558665177155.xml · derivative · entry 4

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000057 · wf-form4_149558665177155.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 3,524 $13.94 $49,124.56
Disclosure

SEC source: 0001509432-17-000057 · wf-form4_149558665177155.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,939

Read SEC document
May 20, 2017 Filed May 23, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 9,374 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000057 · wf-form4_149558665177155.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001509432-17-000047 · wf-form4_149437705824418.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,912

Underlying: Common Stock · 10,000 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 10,000 $13.52 $135,162.00
Disclosure

SEC source: 0001509432-17-000047 · wf-form4_149437705824418.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,089

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · price: The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.43 to $13.59, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:44 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 10,000 $6.63 $66,300.00
Disclosure

SEC source: 0001509432-17-000047 · wf-form4_149437705824418.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:16 UTC RPX Corp RPXC · Entity 165615 GrantCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000032 · wf-form4_149247458131406.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,089

F1 · kind: In connection with the Reporting Person's service as a director of the Company, notwithstanding her status as an employee, such Reporting Person has been granted an award pursuant to the Company's amended compensation plan for non-employee directors.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 17:13 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001509432-17-000018 · wf-form4_148918399953524.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,912

Underlying: Common Stock · 10,000 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 17:13 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 10,000 $12.00 $120,000.00
Disclosure

SEC source: 0001509432-17-000018 · wf-form4_148918399953524.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,422

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 17:13 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 10,000 $6.63 $66,300.00
Disclosure

SEC source: 0001509432-17-000018 · wf-form4_148918399953524.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:38 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 1,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000012 · wf-form4_148781029094876.xml · derivative · entry 5

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 1,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:38 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000012 · wf-form4_148781029094876.xml · derivative · entry 4

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:38 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 4,688 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000012 · wf-form4_148781029094876.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 4,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:38 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 3,525 $11.49 $40,502.25
Disclosure

SEC source: 0001509432-17-000012 · wf-form4_148781029094876.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,422

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:38 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 9,376 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000012 · wf-form4_148781029094876.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:36 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001509432-17-000003 · wf-form4_148658980220148.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,912

Underlying: Common Stock · 5,000 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:36 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 5,000 $10.55 $52,754.00
Disclosure

SEC source: 0001509432-17-000003 · wf-form4_148658980220148.xml · nonDerivative · entry 2

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,571

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

F2 · price: The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $10.46 to $10.65, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:36 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 5,000 $6.63 $33,150.00
Disclosure

SEC source: 0001509432-17-000003 · wf-form4_148658980220148.xml · nonDerivative · entry 1

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.

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November 20, 2016 Filed Nov 22, 2016 20:17 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 1,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000220 · wf-form4_147986384179988.xml · derivative · entry 5

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,313

Underlying: Common Stock · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 25,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

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November 20, 2016 Filed Nov 22, 2016 20:17 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000220 · wf-form4_147986384179988.xml · derivative · entry 4

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 50,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

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November 20, 2016 Filed Nov 22, 2016 20:17 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 4,687 $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000220 · wf-form4_147986384179988.xml · derivative · entry 3

Yen Mallun · CIK 0001511893 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,438

Underlying: Common Stock · 4,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 75,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.