Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mondelez International, Inc.MDLZ · Entity 2953 | Director | May 13, 2020 | May 14, 2020 |
| NEWELL BRANDS INC.NWL · Entity 4339 | Director | May 11, 2020 | May 13, 2020 |
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | Director | September 22, 2026 | September 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mondelez International, Inc.
Report date May 13, 2020 · Filed May 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 13,017 |
Reported balance
After 2020-05-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-13 · Grant · Acquired 3,532 · Balance 13,017 F1: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2: Total number of shares owned includes 316 shares acquired through a dividend reinvestment program. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.
F2: Total number of shares owned includes 316 shares acquired through a dividend reinvestment program.
NEWELL BRANDS INC.
Report date May 11, 2020 · Filed May 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,053 |
Reported balance
After 2020-05-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-11 · Grant · Acquired 12,053 · Balance 12,053 F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units. F3: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
F2: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units.
F3: N/A
STANLEY BLACK & DECKER, INC.
Report date September 22, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,561.823 |
Ending reported balance
After 2026-09-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-22 · Grant · Acquired 137 · Balance 15,421.0336 F1: Represents the number of shares of common stock to be delivered upon settlement of restricted stock units, which were 100% vested upon grant. The reporting person has elected to defer settlement of such restricted stock units under the terms of the Stanley Black & Decker, Inc. 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors (the "RSU Deferral Plan"). The restricted stock units will be settled in one lump sum on the 90th day following the date on which the reporting person ceases to be a member of the Board of Directors or in three, five or ten annual installments beginning on such settlement date, subject to the reporting person's election. Row 2 · 2026-09-22 · Grant · Acquired 140.7894 · Balance 15,561.823 F2: Under the RSU Deferral Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the average of the high and low price per share on the New York Stock Exchange on the payment date applicable to such dividend. The number of shares reflects the credit of such dividend equivalents to the reporting person's account under the RSU Deferral Plan, which will be settled in accordance with the deferral election made by the reporting person applicable to the underlying deferred restricted stock units. |
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 18,775.0463 |
Reported balance
After 2026-09-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-22 · Grant · Acquired 342.691 · Balance 18,775.0463 F3: Represents deferred shares acquired pursuant to the Stanley Black & Decker Deferred Compensation Plan for Non-Employee Directors (the "Deferred Compensation Plan") as a result of the deferral of quarterly director fees paid in cash to the reporting person. Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. The deferred shares credited to the reporting person's account under the Deferred Compensation Plan, including any additional deferred shares acquired through dividend reinvestment, will be settled in either one lump sum payment or ten approximately equal annual installments starting on the first business day of the calendar year immediately following the date on which the reporting person ceases to be a member of the Board of Directors. |
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 18,944.8367 |
Reported balance
After 2026-09-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-22 · Grant · Acquired 169.7904 · Balance 18,944.8367 F4: Represents additional deferred shares acquired through the reinvestment of dividends paid on deferred shares credited to the reporting person's account under the Deferred Compensation Plan. Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. Such deferred shares will be settled in accordance with the deferral election made by the reporting person applicable to the underlying deferred shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock to be delivered upon settlement of restricted stock units, which were 100% vested upon grant. The reporting person has elected to defer settlement of such restricted stock units under the terms of the Stanley Black & Decker, Inc. 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors (the "RSU Deferral Plan"). The restricted stock units will be settled in one lump sum on the 90th day following the date on which the reporting person ceases to be a member of the Board of Directors or in three, five or ten annual installments beginning on such settlement date, subject to the reporting person's election.
F2: Under the RSU Deferral Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the average of the high and low price per share on the New York Stock Exchange on the payment date applicable to such dividend. The number of shares reflects the credit of such dividend equivalents to the reporting person's account under the RSU Deferral Plan, which will be settled in accordance with the deferral election made by the reporting person applicable to the underlying deferred restricted stock units.
F3: Represents deferred shares acquired pursuant to the Stanley Black & Decker Deferred Compensation Plan for Non-Employee Directors (the "Deferred Compensation Plan") as a result of the deferral of quarterly director fees paid in cash to the reporting person. Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. The deferred shares credited to the reporting person's account under the Deferred Compensation Plan, including any additional deferred shares acquired through dividend reinvestment, will be settled in either one lump sum payment or ten approximately equal annual installments starting on the first business day of the calendar year immediately following the date on which the reporting person ceases to be a member of the Board of Directors.
F4: Represents additional deferred shares acquired through the reinvestment of dividends paid on deferred shares credited to the reporting person's account under the Deferred Compensation Plan. Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. Such deferred shares will be settled in accordance with the deferral election made by the reporting person applicable to the underlying deferred shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
REYNOLDS AMERICAN INC
Report date July 25, 2017 · Filed July 26, 2017
Section 16 reporting ended · disclosed 2017-07-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-07-25 · Disposition to issuer · Disposed 59,228 · Balance 0 F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged (the "Merger") with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT. F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT) (collectively, the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | Direct | 48,748 |
Reported balance
After 2017-07-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-07-25 · Grant · Acquired 48,748 · Balance 48,748 F3: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 97,522 |
Reported balance
After 2017-07-25 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-07-25 · Grant · Acquired 48,774 · Balance 97,522 F4: Reflects performance shares deemed earned at a 104% achievement level under 2016 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2016 AIAP score with a score of 100% under the 2017 AIAP and a score of 100% under the 2018 AIAP. F3: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-07-25 · Disposition to issuer · Disposed 97,522 · Balance 0 F3: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. F4: Reflects performance shares deemed earned at a 104% achievement level under 2016 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2016 AIAP score with a score of 100% under the 2017 AIAP and a score of 100% under the 2018 AIAP. F5: As a result of the transactions described in the Merger Agreement, each of these performance shares deemed earned in connection with the Merger was automatically converted into the right to receive the Merger Consideration, plus any dividend equivalents. |
| Common StockSEC Table I · non-derivative | Direct | 108,803 |
Reported balance
After 2017-07-25 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2017-07-25 · Grant · Acquired 108,803 · Balance 108,803 F6: Reflects performance shares deemed earned at a 100% achievement level under 2017 performance share awards in connection with the Merger based on the target award opportunity. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2017-07-25 · Disposition to issuer · Disposed 108,803 · Balance 0 F6: Reflects performance shares deemed earned at a 100% achievement level under 2017 performance share awards in connection with the Merger based on the target award opportunity. F7: As a result of the transactions described in the Merger Agreement, each of these performance shares was automatically converted into the right to receive a number of performance-based stock units, each tracking the value of one BAT ADS, equal to the sum (rounded down to the nearest whole BAT ADS, plus cash for any fractional BAT ADS) of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange, and otherwise subject to substantially the same terms and conditions as were applicable prior to the Merger, including any applicable vesting criteria. |
| Common StockSEC Table I · non-derivative | Direct | 52,307 |
Reported balance
After 2017-07-25 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2017-07-25 · Exercise / conversion · Acquired 52,307 · Balance 52,307 F8: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2017-07-25 · Disposition to issuer · Disposed 52,307 · Balance 0 F8: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. F9: As a result of the transactions described in the Merger Agreement, each of these restricted stock units deemed vested in connection with the Merger was automatically converted into the right to receive the Merger Consideration, plus any dividend equivalents. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-07-25 · Exercise / conversion · Disposed 74,266 · Balance 0 F10: Each restricted stock unit represents a contingent right to receive one share of RAI Common Stock (and was adjusted for a 2015 2-for-1 stock split). F8: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. F11: Absent the Merger, these restricted stock units were to vest on September 30, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged (the "Merger") with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT.
F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT) (collectively, the "Merger Consideration").
F3: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017.
F4: Reflects performance shares deemed earned at a 104% achievement level under 2016 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2016 AIAP score with a score of 100% under the 2017 AIAP and a score of 100% under the 2018 AIAP.
F5: As a result of the transactions described in the Merger Agreement, each of these performance shares deemed earned in connection with the Merger was automatically converted into the right to receive the Merger Consideration, plus any dividend equivalents.
F6: Reflects performance shares deemed earned at a 100% achievement level under 2017 performance share awards in connection with the Merger based on the target award opportunity.
F7: As a result of the transactions described in the Merger Agreement, each of these performance shares was automatically converted into the right to receive a number of performance-based stock units, each tracking the value of one BAT ADS, equal to the sum (rounded down to the nearest whole BAT ADS, plus cash for any fractional BAT ADS) of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange, and otherwise subject to substantially the same terms and conditions as were applicable prior to the Merger, including any applicable vesting criteria.
F8: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017.
F9: As a result of the transactions described in the Merger Agreement, each of these restricted stock units deemed vested in connection with the Merger was automatically converted into the right to receive the Merger Consideration, plus any dividend equivalents.
F10: Each restricted stock unit represents a contingent right to receive one share of RAI Common Stock (and was adjusted for a 2015 2-for-1 stock split).
F11: Absent the Merger, these restricted stock units were to vest on September 30, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2019 Filed Sep 18, 2019 20:11 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 216.2779 | $144.49 | $31,249.99 |
DisclosureSEC source: 0001127602-19-028729 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,658.4994 Underlying: Common Stock · 216.2779 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:27 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 28.4709 | $143.55 | $4,087.00 |
DisclosureSEC source: 0001127602-19-022270 · form4.xml · derivative · entry 2 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,442.2215 Underlying: Common Stock · 28.4709 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:27 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 221.3447 | $141.18 | $31,250.00 |
DisclosureSEC source: 0001127602-19-022270 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,413.7506 Underlying: Common Stock · 221.3447 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:07 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030854 · doc4.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,300 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 131 shares acquired through a dividend reinvestment program. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:32 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 9,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000073 · wf-form4_155743393318368.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,085 Underlying: Common Stock · 9,085 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2020 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:43 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000044 · wf-form4_155734818394320.xml · derivative · entry 2 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis. F3 · derivative.expiration_date: N/A Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:43 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000044 · wf-form4_155734818394320.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 30 shares held in a joint account with spouse. Read SEC document |
| April 17, 2019 Filed Apr 18, 2019 20:27 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantRestricted Stock Units · Derivative | 1,100 | $145.47 Strike: $0.00 | $160,017.00 |
DisclosureSEC source: 0001127602-19-015816 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,071 Underlying: Common Stock · 1,100 shares Expires not disclosed F1 · derivative.exercise_date: Currently 100% vested F2 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock in five approximately equal annual installments commencing at the time she ceases to be a member of the Board Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 20:25 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 29.1976 | $133.99 | $3,912.04 |
DisclosureSEC source: 0001127602-19-012673 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,192.4059 Underlying: Common Stock · 29.1976 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:13 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 235.8758 | $132.49 | $31,250.01 |
DisclosureSEC source: 0001127602-19-012294 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,163.2083 Underlying: Common Stock · 235.8758 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:29 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 30.7871 | $120.82 | $3,719.54 |
DisclosureSEC source: 0001127602-18-036974 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,927.3325 Underlying: Common Stock · 30.7871 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:41 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 260.9004 | $119.78 | $31,250.00 |
DisclosureSEC source: 0001127602-18-036598 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,896.5454 Underlying: Common Stock · 260.9004 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:21 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 23.8391 | $149.55 | $3,565.14 |
DisclosureSEC source: 0001127602-18-028159 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,635.645 Underlying: Common Stock · 23.8391 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:11 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 210.1052 | $148.74 | $31,250.00 |
DisclosureSEC source: 0001127602-18-028049 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,611.8059 Underlying: Common Stock · 210.1052 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 21:01 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 23.4466 | $138.54 | $3,248.29 |
DisclosureSEC source: 0001127602-18-021633 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,401.7007 Underlying: Common Stock · 23.4466 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 19:52 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 222.2222 | $140.65 | $31,255.55 |
DisclosureSEC source: 0001127602-18-021381 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,378.2541 Underlying: Common Stock · 222.2222 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| May 16, 2018 Filed May 18, 2018 13:03 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 4,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031269 · doc4.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,797 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 5 shares acquired through a dividend reinvestment program. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:00 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000042 · wf-form4_152659077628319.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,881 Underlying: Common Stock · 6,881 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2019 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 20:22 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantRestricted Stock Units · Derivative | 893 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015096 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,971 Underlying: Common Stock · 893 shares Expires not disclosed F1 · derivative.exercise_date: Currently 100% vested F2 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock in five approximately equal annual installments commencing at the time she ceases to be a member of the Board Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:33 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 19.6657 | $158.19 | $3,110.82 |
DisclosureSEC source: 0001127602-18-012534 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,156.0319 Underlying: Common Stock · 19.6657 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:19 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 198.5703 | $157.38 | $31,250.00 |
DisclosureSEC source: 0001127602-18-012052 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,136.3662 Underlying: Common Stock · 198.5703 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:03 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016355 · doc4.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 21:34 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 17.7439 | $168.02 | $2,981.24 |
DisclosureSEC source: 0001127602-17-035360 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937.7959 Underlying: Common Stock · 17.7439 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:51 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 187.9529 | $166.27 | $31,250.01 |
DisclosureSEC source: 0001127602-17-035160 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,920.052 Underlying: Common Stock · 187.9529 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 20:22 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 18.8362 | $150.56 | $2,835.98 |
DisclosureSEC source: 0001127602-17-027840 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,732.0991 Underlying: Common Stock · 18.8362 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 18:39 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 211.7065 | $147.61 | $31,250.00 |
DisclosureSEC source: 0001127602-17-027585 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,713.2629 Underlying: Common Stock · 211.7065 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Exercise / conversionRestricted Stock Units · Derivative | 74,266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · derivative · entry 9 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RAI Common Stock (and was adjusted for a 2015 2-for-1 stock split). F8 · price: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. F11 · derivative.exercise_date: Absent the Merger, these restricted stock units were to vest on September 30, 2018. F11 · derivative.expiration_date: Absent the Merger, these restricted stock units were to vest on September 30, 2018. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Disposition to issuerCommon Stock | 52,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 8 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · shares: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. F9 · price: As a result of the transactions described in the Merger Agreement, each of these restricted stock units deemed vested in connection with the Merger was automatically converted into the right to receive the Merger Consideration, plus any dividend equivalents. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Exercise / conversionCommon Stock | 52,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 7 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. F8 · price: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. F8 · balance_after: Reflects restricted stock units (described below) deemed vested solely for purposes of the Merger based on the target award opportunity, pro-rated based on the number of days from the grant date of such award through July 25, 2017. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Disposition to issuerCommon Stock | 108,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 6 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · shares: Reflects performance shares deemed earned at a 100% achievement level under 2017 performance share awards in connection with the Merger based on the target award opportunity. F7 · price: As a result of the transactions described in the Merger Agreement, each of these performance shares was automatically converted into the right to receive a number of performance-based stock units, each tracking the value of one BAT ADS, equal to the sum (rounded down to the nearest whole BAT ADS, plus cash for any fractional BAT ADS) of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange, and otherwise subject to substantially the same terms and conditions as were applicable prior to the Merger, including any applicable vesting criteria. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantCommon Stock | 108,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 5 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,803 F6 · shares: Reflects performance shares deemed earned at a 100% achievement level under 2017 performance share awards in connection with the Merger based on the target award opportunity. F6 · price: Reflects performance shares deemed earned at a 100% achievement level under 2017 performance share awards in connection with the Merger based on the target award opportunity. F6 · balance_after: Reflects performance shares deemed earned at a 100% achievement level under 2017 performance share awards in connection with the Merger based on the target award opportunity. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Disposition to issuerCommon Stock | 97,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 4 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. F4 · shares: Reflects performance shares deemed earned at a 104% achievement level under 2016 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2016 AIAP score with a score of 100% under the 2017 AIAP and a score of 100% under the 2018 AIAP. F5 · price: As a result of the transactions described in the Merger Agreement, each of these performance shares deemed earned in connection with the Merger was automatically converted into the right to receive the Merger Consideration, plus any dividend equivalents. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantCommon Stock | 48,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 3 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,522 F4 · shares: Reflects performance shares deemed earned at a 104% achievement level under 2016 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2016 AIAP score with a score of 100% under the 2017 AIAP and a score of 100% under the 2018 AIAP. F4 · price: Reflects performance shares deemed earned at a 104% achievement level under 2016 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2016 AIAP score with a score of 100% under the 2017 AIAP and a score of 100% under the 2018 AIAP. F3 · balance_after: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. F4 · balance_after: Reflects performance shares deemed earned at a 104% achievement level under 2016 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2016 AIAP score with a score of 100% under the 2017 AIAP and a score of 100% under the 2018 AIAP. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantCommon Stock | 48,748 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 2 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,748 F3 · shares: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. F3 · price: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. F3 · balance_after: Reflects performance shares deemed earned at a 118% achievement level under 2015 performance share awards in connection with the Merger based on the target award opportunity, the average of the 2015 Annual Incentive Award Program ("AIAP") score with the 2016 AIAP score and a score of 100% under the 2017 AIAP, pro-rated based on the number of days from the grant date of such awards through July 25, 2017. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:10 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Disposition to issuerCommon Stock | 59,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019020 · doc4.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged (the "Merger") with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT. F2 · price: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT) (collectively, the "Merger Consideration"). Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:23 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 17.3682 | $142.33 | $2,471.93 |
DisclosureSEC source: 0001127602-17-021986 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,501.5564 Underlying: Common Stock · 17.3682 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:09 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 222.2617 | $140.60 | $31,250.00 |
DisclosureSEC source: 0001127602-17-021678 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,484.1882 Underlying: Common Stock · 222.2617 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 21:13 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantRestricted Stock Units · Derivative | 1,060 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015289 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,078 Underlying: Common Stock · 1,060 shares Expires not disclosed F1 · shares: With dividend equivalent rights F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock in five approximately equal annual installments commencing at the time she ceases to be a member of the Board Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:41 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 17.7864 | $130.59 | $2,322.64 |
DisclosureSEC source: 0001127602-17-012642 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261.9265 Underlying: Common Stock · 17.7864 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 20:12 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 239.5875 | $130.43 | $31,250.00 |
DisclosureSEC source: 0001127602-17-011919 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,244.1401 Underlying: Common Stock · 239.5875 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 15:41 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | SaleCommon Stock | 17,393 | $61.20 | $1,064,531.61 |
DisclosureSEC source: 0001275283-17-000040 · edgar.xml · nonDerivative · entry 2 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,228 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.98 to $61.32, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 15:41 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Tax withholdingCommon Stock | 31,536 | $61.39 | $1,935,995.04 |
DisclosureSEC source: 0001275283-17-000040 · edgar.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,621 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 20:33 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantCommon Stock | 66,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001275283-17-000014 · edgar.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,157 F1 · shares: Performance shares (each equals 1 share of RAI Common Stock) earned based on 2014-2016 performance period, and subject to time-based vesting through March 3, 2017. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 19:35 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 18.3768 | $117.51 | $2,159.37 |
DisclosureSEC source: 0001127602-16-070670 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,004.5526 Underlying: Common Stock · 18.3768 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 18:59 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 263.1468 | $118.76 | $31,250.00 |
DisclosureSEC source: 0001127602-16-070224 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,986.1758 Underlying: Common Stock · 263.1468 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 18:02 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | SaleCommon Stock | 10,818 | $54.54 | $589,963.96 |
DisclosureSEC source: 0001275283-16-000217 · edgar.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · President & CEO-Elect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,835 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.38 to $54.78, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 15:12 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Exercise / conversionRestricted Stock Units · Derivative | 41,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001275283-16-000214 · edgar.xml · derivative · entry 3 Crew Debra Ann · CIK 0001594085 · President & COO of RJRT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RAI common stock. F2 · derivative.exercise_date: The remaining 50% of the restricted stock units vested on 9/30/2016, and final Board approval of the payout of these restricted stock units occurred on October 18, 2016. F2 · derivative.expiration_date: The remaining 50% of the restricted stock units vested on 9/30/2016, and final Board approval of the payout of these restricted stock units occurred on October 18, 2016. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 15:12 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Tax withholdingCommon Stock | 19,814 | $47.15 | $934,230.10 |
DisclosureSEC source: 0001275283-16-000214 · edgar.xml · nonDerivative · entry 2 Crew Debra Ann · CIK 0001594085 · President & COO of RJRT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,653 Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 15:12 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Exercise / conversionCommon Stock | 41,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001275283-16-000214 · edgar.xml · nonDerivative · entry 1 Crew Debra Ann · CIK 0001594085 · President & COO of RJRT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 12:45 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantDeferred Shares · Derivative | 16.3827 | $122.07 | $1,999.75 |
DisclosureSEC source: 0001127602-16-063024 · form4.xml · derivative · entry 1 Crew Debra Ann · CIK 0001594085 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723.029 Underlying: Common Stock · 16.3827 shares Expires not disclosed F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend F2 · derivative.exercise_date: Currently 100% vested F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.