Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| URBAN ONE, INC.UONEK · Entity 153 | CFO/EVP | June 24, 2026 | June 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
URBAN ONE, INC.
Report date June 24, 2026 · Filed June 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class D Common StockSEC Table I · non-derivative | Direct | 38,293 |
Reported balance
After 2026-06-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-24 · Disposition to issuer · Disposed 72,655 · Balance 38,293 F1: Represents a share repurchase executed in connection with an equity grant included in Mr. Thompson's June 16, 2026 employment agreement. The shares were repurchased at the closing price on the execution date of the grant included in the employment agreement. The closing price of Class D shares on June 16, 2026 was $4.50. F2: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock: Classes A, B, C, and D. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a share repurchase executed in connection with an equity grant included in Mr. Thompson's June 16, 2026 employment agreement. The shares were repurchased at the closing price on the execution date of the grant included in the employment agreement. The closing price of Class D shares on June 16, 2026 was $4.50.
F2: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock: Classes A, B, C, and D.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2026 Filed Jun 25, 2026 16:51 UTC | URBAN ONE, INC. UONEK · Entity 153 | Disposition to issuerClass D Common Stock | 72,655 | $4.50 | $326,947.50 |
DisclosureSEC source: 0001437482-26-000002 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,293 F1 · shares: Represents a share repurchase executed in connection with an equity grant included in Mr. Thompson's June 16, 2026 employment agreement. The shares were repurchased at the closing price on the execution date of the grant included in the employment agreement. The closing price of Class D shares on June 16, 2026 was $4.50. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock: Classes A, B, C, and D. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 22:56 UTC | URBAN ONE, INC. UONEK · Entity 153 | Tax withholdingUONEK | 59,626 | $4.50 | $268,317.00 |
DisclosureSEC source: 0001437482-26-000001 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,948 F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One stock: Classes A, B, C, and D. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 22:56 UTC | URBAN ONE, INC. UONEK · Entity 153 | GrantUONEK | 156,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437482-26-000001 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,575 F1 · shares: Represents an award of restricted stock pursuant to Rule 16b-3. The number of shares was determined by dividing $704,250 by the closing price of the Company's Class D shares on June 16, 2026. The closing price on that date was $4.50. Read SEC document |
| December 11, 2024 Filed Dec 14, 2024 00:13 UTC | URBAN ONE, INC. UONEK · Entity 153 | SaleClass D Common Stock | 100,000 | $1.07 | $107,000.00 |
DisclosureSEC source: 0001437482-24-000003 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,642 F1 · balance_after: Total includes 150,000 shares of unvested Class D stock. Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 19:30 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 200,000 | $1.23 | $246,000.00 |
DisclosureSEC source: 0001437482-24-000002 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,642 F1 · balance_after: Total includes 150,000 shares of unvested Class D stock. Read SEC document |
| January 05, 2024 Filed Jan 10, 2024 02:17 UTC | URBAN ONE, INC. UONEK · Entity 153 | GrantStock Option (Class D) · Derivative | 89,389 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001437482-24-000001 · primary_doc.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 598,075 Underlying: Class D Common Stock · 89,389 shares Expires 2025-01-05 Read SEC document |
| January 05, 2024 Filed Jan 10, 2024 02:17 UTC | URBAN ONE, INC. UONEK · Entity 153 | Tax withholdingClass D Common Stock | 64,829 | $3.71 | $240,515.59 |
DisclosureSEC source: 0001437482-24-000001 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,642 F2 · balance_after: Total includes 150,000 shares of unvested Class D stock. Read SEC document |
| January 05, 2024 Filed Jan 10, 2024 02:17 UTC | URBAN ONE, INC. UONEK · Entity 153 | GrantClass D Common Stock | 131,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001437482-24-000001 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,471 F1 · shares: Award vested immediately upon pricing. Read SEC document |
| February 06, 2023 Filed Feb 9, 2023 02:09 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | GrantStock Option (Class D) · Derivative | 57,790 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001437482-23-000001 · primary_doc.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,686 Underlying: Class D Common Stock · 57,790 shares Expires 2033-02-06 Read SEC document |
| February 06, 2023 Filed Feb 9, 2023 02:09 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Tax withholdingClass D Common Stock | 46,330 | $5.15 | $238,599.50 |
DisclosureSEC source: 0001437482-23-000001 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,034 Read SEC document |
| February 06, 2023 Filed Feb 9, 2023 02:09 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | GrantClass D Common Stock | 94,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001437482-23-000001 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,364 F1 · shares: Award vested immediately upon pricing. Read SEC document |
| February 06, 2023 Filed Feb 17, 2023 16:33 UTC Amendment | URBAN ONE, INC. UONEK · Entity 153 | GrantStock Option (Class D) · Derivative | 57,790 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001437482-23-000002 · primary_doc.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,686 Underlying: Class D Common Stock · 57,790 shares Expires 2033-02-06 Read SEC document |
| February 06, 2023 Filed Feb 17, 2023 16:33 UTC Amendment | URBAN ONE, INC. UONEK · Entity 153 | Tax withholdingClass D Common Stock | 45,295 | $5.15 | $233,269.25 |
DisclosureSEC source: 0001437482-23-000002 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,069 Read SEC document |
| February 06, 2023 Filed Feb 17, 2023 16:33 UTC Amendment | URBAN ONE, INC. UONEK · Entity 153 | GrantClass D Common Stock | 94,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001437482-23-000002 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,364 F1 · security: This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting. F2 · shares: Award vested immediately upon pricing. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 21:35 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | GrantStock Option (Class D) · Derivative | 58,036 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001437482-22-000001 · primary_doc.xml · derivative · entry 4 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,896 Underlying: Class D Common Stock · 58,036 shares Expires 2032-09-27 Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 21:35 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | GrantRestricted Stock Units (Class D) · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437482-22-000001 · primary_doc.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class D Common Stock · 150,000 shares Expires not disclosed F1 · derivative.expiration_date: No expiration date. Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 21:35 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Tax withholdingClass D Common Stock | 55,147 | $4.23 | $233,271.81 |
DisclosureSEC source: 0001437482-22-000001 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,704 Read SEC document |
| September 27, 2022 Filed Sep 29, 2022 21:35 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | GrantClass D Common Stock | 115,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001437482-22-000001 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,851 F2 · shares: Award vested immediately upon pricing. Read SEC document |
| January 06, 2021 Filed Jan 15, 2021 22:36 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | GrantStock Option to purchase Class D Common Stock · Derivative | 108,333 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001437482-21-000001 · primary_doc.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,333 Underlying: Class D Common Stock · 108,333 shares Expires 2030-06-05 Read SEC document |
| January 06, 2021 Filed Jan 15, 2021 22:36 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionRestricted Stock Unit · Derivative | 159,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437482-21-000001 · primary_doc.xml · derivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class D Common Stock · 159,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On June 12, 2019 the Compensation Committee granted Mr. Thompson 427,148 restricted shares of Class D Common Stock and stock options to purchase 108,333 shares of Class D Common Stock. The grants were effective June 5, 2020 and vested on January 6, 2021. On the vesting date, 84,058 shares were withheld to cover income taxes attributable to the vesting. F3 · derivative.expiration_date: Not applicable Read SEC document |
| January 06, 2021 Filed Jan 15, 2021 22:36 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionClass D Common Stock | 159,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437482-21-000001 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| June 22, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionStock Option · Derivative | 24,779 | $3.50 Strike: $1.80 | $86,726.50 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 12 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,779 Underlying: Class D Common Stock · 24,779 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionStock Option · Derivative | 40,319 | $3.50 Strike: $2.17 | $141,116.50 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 11 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,319 Underlying: Class D Common Stock · 40,319 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 65,098 | $3.35 | $218,078.30 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 8 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,911 F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $3.45, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · balance_after: This total does not include options to purchase 284,527 shares of Class D common stock options held by Mr. Thompson. Mr. Thompson holds options for 225,000 Class D shares with an exercise price of $2.75 per share and options for 99,846 Class D shares with an exercise price of $2.17 per share. Read SEC document |
| June 22, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionClass D Common Stock | 24,779 | $1.80 | $44,602.20 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 7 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 22, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionClass D Common Stock | 40,319 | $2.17 | $87,492.23 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 6 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionStock Option · Derivative | 95,591 | $3.52 Strike: $1.80 | $336,480.32 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 10 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,591 Underlying: Class D Common Stock · 95,591 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionStock Option · Derivative | 114,035 | $3.52 Strike: $1.90 | $401,403.20 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 9 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,035 Underlying: Class D Common Stock · 114,035 shares Expires 2027-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 170,958 | $3.35 | $572,709.30 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 5 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,911 F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 95,591 | $3.52 | $336,480.32 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 4 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,869 F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 114,035 | $3.52 | $401,403.20 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,460 F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionClass D Common Stock | 95,591 | $1.80 | $172,063.80 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionClass D Common Stock | 114,035 | $1.90 | $216,666.50 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:59 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Disposition to issuerClass D Common Stock | 150,000 | $0.90 | $135,000.00 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,904 F2 · kind: The sales reported were effected pursuant to a Rule 16b-(3) transaction approved by the Board on April 14, 2020 based on the closing stock price that day. Delays related ot the COVID-19 pandemic slowed the processing of the transaction. Read SEC document |
| January 06, 2020 Filed Apr 27, 2020 20:59 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | GrantStock Option to purchase Class D Common Stock · Derivative | 99,846 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · derivative · entry 4 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,846 Underlying: Class D Common Stock · 99,846 shares Expires 2030-12-31 Read SEC document |
| January 06, 2020 Filed Apr 27, 2020 20:59 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionRestricted Stock Unit · Derivative | 140,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class D Common Stock · 140,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On June 12, 2019, the Compensation Committee granted Mr. Thompson 224,654 restricted shares of Class D Common Stock and stock options to purchase 99,846 shares of Class D Common Stock. The grants were effective July 5, 2019 and vested on January 6, 2020. On the vesting date, 84,181 shares were withheld to cover income taxes attributable to the vesting. F4 · derivative.expiration_date: Not applicable Read SEC document |
| January 06, 2020 Filed Apr 27, 2020 20:59 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionClass D Common Stock | 140,473 | $1.85 | $259,875.05 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:14 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 37,929 | $1.95 | $73,961.55 |
DisclosureSEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 3 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,431 Read SEC document |
| November 26, 2019 Filed Dec 2, 2019 21:14 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 867 | $1.97 | $1,707.99 |
DisclosureSEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,360 Read SEC document |
| November 25, 2019 Filed Dec 2, 2019 21:14 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 15,651 | $1.99 | $31,098.54 |
DisclosureSEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,227 Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 13:01 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 20,553 | $2.00 | $41,106.00 |
DisclosureSEC source: 0001209191-19-058231 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,878 Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 20:37 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 50,000 | $1.83 | $91,500.00 |
DisclosureSEC source: 0001209191-19-050239 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,431 Read SEC document |
| May 29, 2019 Filed May 30, 2019 20:58 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 50,000 | $1.80 | $90,000.00 |
DisclosureSEC source: 0001209191-19-033457 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,431 Read SEC document |
| December 20, 2018 Filed Dec 28, 2018 21:37 UTC | URBAN ONE, INC. UONE/UONEK · Entity 153 | SaleClass D Common Stock | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001209191-18-064324 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,174 Read SEC document |
| June 01, 2018 Filed Jun 7, 2018 20:23 UTC | URBAN ONE, INC. ROIA/ROIAK · Entity 153 | Exercise / conversionOptions · Derivative | 75,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-18-036345 · doc4.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class D Common Stock · 75,000 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 7, 2018 20:23 UTC | URBAN ONE, INC. ROIA/ROIAK · Entity 153 | Exercise / conversionClass D Common Stock | 14,685 | $2.00 | $29,370.00 |
DisclosureSEC source: 0001209191-18-036345 · doc4.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Mr. Thompson beneficially owns a total of 609,175 shares of Class D common stock, including 339,035 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Thompson's ownership is included in our most recent proxy filed April 30, 2018. Read SEC document |
| June 01, 2018 Filed Jun 7, 2018 20:23 UTC | URBAN ONE, INC. ROIA/ROIAK · Entity 153 | Tax withholdingClass D Common Stock | 60,315 | $2.00 | $120,630.00 |
DisclosureSEC source: 0001209191-18-036345 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,860 F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4, the number of the shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line Coded F in in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. F2 · kind: CONTINUED: The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above. The number of derivative securities owned after the transactions reported in column 9 of Table II above include only stock options, of which there were none. Read SEC document |
| June 01, 2018 Filed Aug 15, 2018 21:16 UTC Amendment | URBAN ONE, INC. UONE/UONEK · Entity 153 | Exercise / conversionOptions · Derivative | 75,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-18-046856 · doc4a.xml · derivative · entry 4 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class D Common Stock · 75,000 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Aug 15, 2018 21:16 UTC Amendment | URBAN ONE, INC. UONE/UONEK · Entity 153 | OtherClass D | 14,685 | $2.00 | $29,370.00 |
DisclosureSEC source: 0001209191-18-046856 · doc4a.xml · nonDerivative · entry 3 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,175 F3 · kind: Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by the issuer. F4 · balance_after: Mr. Thompson beneficially owns a total of 609,174 shares of Class D common stock, including 339,035 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Thompson's ownership is included in our most recent proxy filed April 30, 2018. Read SEC document |
| June 01, 2018 Filed Aug 15, 2018 21:16 UTC Amendment | URBAN ONE, INC. UONE/UONEK · Entity 153 | Tax withholdingClass D | 60,315 | $2.00 | $120,630.00 |
DisclosureSEC source: 0001209191-18-046856 · doc4a.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,860 F2 · kind: Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.