Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundN/A · Entity 1485 | Member of Board of Trustees | June 23, 2026 | June 25, 2026 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director | January 01, 2025 | January 06, 2025 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director | May 22, 2026 | May 27, 2026 |
| ASSOCIATED BANC-CORPASB · Entity 2747 | Director | March 16, 2026 | March 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date June 23, 2026 · Filed June 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-06-23 transaction · row 1
1 source rowRow 1 · 2026-06-23 · Other · Disposed 11,276.408 · Balance 0 F1: The reporting person is tendering the reported shares of beneficial interest of the issuer (the "Shares") for repurchase by the issuer at the unaudited net asset value per Share as of September 30, 2026 (the "Valuation Date") in connection with the issuer's tender offer as described in the issuer's Schedule to Tender Offer Statement under Section 14(e)(1) or 13(e)(1) of the Securities Exchange Act of 1934 that was filed with the Securities and Exchange Commission by the issuer on May 15, 2026. As of May 31, 2026, the unaudited net asset value per Share is $12.24; however, the amount of Shares disposed of by the reporting person and the amount of Shares that the reporting person will be deemed to beneficially own after the issuer's tender offer is subject to adjustment based on the unaudited net asset value per Share as of September 30, 2026. F2: The reporting person will receive an initial payment equal to 95% of the value of the Shares repurchased approximately 45 days after the Valuation Date and the balance due will be paid promptly after completion of the issuer's next annual audit following the Valuation Date, expected to be completed in May 2027. F3: The amount of shares disposed of by the reporting person in this reported transaction includes 2,362.995 Shares that were acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since the Form 4 filing made by the reporting person in respect of the issuer on February 12, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is tendering the reported shares of beneficial interest of the issuer (the "Shares") for repurchase by the issuer at the unaudited net asset value per Share as of September 30, 2026 (the "Valuation Date") in connection with the issuer's tender offer as described in the issuer's Schedule to Tender Offer Statement under Section 14(e)(1) or 13(e)(1) of the Securities Exchange Act of 1934 that was filed with the Securities and Exchange Commission by the issuer on May 15, 2026. As of May 31, 2026, the unaudited net asset value per Share is $12.24; however, the amount of Shares disposed of by the reporting person and the amount of Shares that the reporting person will be deemed to beneficially own after the issuer's tender offer is subject to adjustment based on the unaudited net asset value per Share as of September 30, 2026.
F2: The reporting person will receive an initial payment equal to 95% of the value of the Shares repurchased approximately 45 days after the Valuation Date and the balance due will be paid promptly after completion of the issuer's next annual audit following the Valuation Date, expected to be completed in May 2027.
F3: The amount of shares disposed of by the reporting person in this reported transaction includes 2,362.995 Shares that were acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since the Form 4 filing made by the reporting person in respect of the issuer on February 12, 2021.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date January 01, 2025 · Filed January 06, 2025
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date May 22, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2026-05-22 transaction · row 1
1 source rowRow 1 · 2026-05-22 · Purchase · Acquired 2,500 · Balance 2,500 |
ASSOCIATED BANC-CORP
Report date March 16, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $0.01 Par ValueSEC Table I · non-derivative | Direct | 45,178 |
Ending reported balance
After 2026-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-16 · Grant · Acquired 44 · Balance 44,838 F1: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Row 2 · 2026-03-16 · Grant · Acquired 340 · Balance 45,178 F2: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).
F2: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2026 Filed Jun 25, 2026 20:17 UTC | AB Multi-Manager Alternative Fund N/A · Entity 1485 | OtherShares of Beneficial Interest | 11,276.408 | $12.24 | $138,023.23 |
DisclosureSEC source: 0000919574-26-004105 · ownership.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Member of Board of Trustees 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person is tendering the reported shares of beneficial interest of the issuer (the "Shares") for repurchase by the issuer at the unaudited net asset value per Share as of September 30, 2026 (the "Valuation Date") in connection with the issuer's tender offer as described in the issuer's Schedule to Tender Offer Statement under Section 14(e)(1) or 13(e)(1) of the Securities Exchange Act of 1934 that was filed with the Securities and Exchange Commission by the issuer on May 15, 2026. As of May 31, 2026, the unaudited net asset value per Share is $12.24; however, the amount of Shares disposed of by the reporting person and the amount of Shares that the reporting person will be deemed to beneficially own after the issuer's tender offer is subject to adjustment based on the unaudited net asset value per Share as of September 30, 2026. F2 · kind: The reporting person will receive an initial payment equal to 95% of the value of the Shares repurchased approximately 45 days after the Valuation Date and the balance due will be paid promptly after completion of the issuer's next annual audit following the Valuation Date, expected to be completed in May 2027. F1 · shares: The reporting person is tendering the reported shares of beneficial interest of the issuer (the "Shares") for repurchase by the issuer at the unaudited net asset value per Share as of September 30, 2026 (the "Valuation Date") in connection with the issuer's tender offer as described in the issuer's Schedule to Tender Offer Statement under Section 14(e)(1) or 13(e)(1) of the Securities Exchange Act of 1934 that was filed with the Securities and Exchange Commission by the issuer on May 15, 2026. As of May 31, 2026, the unaudited net asset value per Share is $12.24; however, the amount of Shares disposed of by the reporting person and the amount of Shares that the reporting person will be deemed to beneficially own after the issuer's tender offer is subject to adjustment based on the unaudited net asset value per Share as of September 30, 2026. F2 · shares: The reporting person will receive an initial payment equal to 95% of the value of the Shares repurchased approximately 45 days after the Valuation Date and the balance due will be paid promptly after completion of the issuer's next annual audit following the Valuation Date, expected to be completed in May 2027. F3 · shares: The amount of shares disposed of by the reporting person in this reported transaction includes 2,362.995 Shares that were acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since the Form 4 filing made by the reporting person in respect of the issuer on February 12, 2021. F1 · price: The reporting person is tendering the reported shares of beneficial interest of the issuer (the "Shares") for repurchase by the issuer at the unaudited net asset value per Share as of September 30, 2026 (the "Valuation Date") in connection with the issuer's tender offer as described in the issuer's Schedule to Tender Offer Statement under Section 14(e)(1) or 13(e)(1) of the Securities Exchange Act of 1934 that was filed with the Securities and Exchange Commission by the issuer on May 15, 2026. As of May 31, 2026, the unaudited net asset value per Share is $12.24; however, the amount of Shares disposed of by the reporting person and the amount of Shares that the reporting person will be deemed to beneficially own after the issuer's tender offer is subject to adjustment based on the unaudited net asset value per Share as of September 30, 2026. F2 · price: The reporting person will receive an initial payment equal to 95% of the value of the Shares repurchased approximately 45 days after the Valuation Date and the balance due will be paid promptly after completion of the issuer's next annual audit following the Valuation Date, expected to be completed in May 2027. Read SEC document |
| May 22, 2026 Filed May 27, 2026 14:49 UTC | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND AFB · Entity 8874 | PurchaseCommon Stock | 2,500 | $10.96 | $27,387.50 |
DisclosureSEC source: 0000919574-26-003710 · ownership.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 18:11 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 340 | $24.59 | $8,360.60 |
DisclosureSEC source: 0000007789-26-000103 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,178 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 18:11 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 44 | $24.59 | $1,081.96 |
DisclosureSEC source: 0000007789-26-000103 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,838 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 16:31 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 4,585 | $27.26 | $124,987.10 |
DisclosureSEC source: 0000007789-26-000020 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,794 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2026 grant. They are payable solely in shares of common stock, unless the Insider elected to defer shares until separation. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 22:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 307 | $26.94 | $8,270.58 |
DisclosureSEC source: 0000007789-25-000212 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,372 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 22:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 45 | $26.94 | $1,212.30 |
DisclosureSEC source: 0000007789-25-000212 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,065 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 17:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 303 | $25.92 | $7,853.76 |
DisclosureSEC source: 0000007789-25-000136 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,020 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 17:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 45 | $25.92 | $1,166.40 |
DisclosureSEC source: 0000007789-25-000136 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,717 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 15:06 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 340 | $22.96 | $7,806.40 |
DisclosureSEC source: 0000007789-25-000054 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,672 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 15:06 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 50 | $22.96 | $1,148.00 |
DisclosureSEC source: 0000007789-25-000054 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,332 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 14:26 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 348 | $22.22 | $7,732.56 |
DisclosureSEC source: 0001127602-25-009911 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,282 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 14:26 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 51 | $22.22 | $1,133.22 |
DisclosureSEC source: 0001127602-25-009911 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,934 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| February 01, 2025 Filed Feb 3, 2025 20:54 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 4,972 | $25.14 | $124,996.08 |
DisclosureSEC source: 0001127602-25-002699 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,129 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2025 grant. They are payable solely in shares of common stock unless the Insider elected to defer shares until separation. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:43 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 298 | $25.72 | $7,664.56 |
DisclosureSEC source: 0001127602-24-029626 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,157 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 21:43 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 55 | $25.72 | $1,414.60 |
DisclosureSEC source: 0001127602-24-029626 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,859 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 16:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 339 | $21.36 | $7,241.04 |
DisclosureSEC source: 0001127602-24-024042 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,804 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 16, 2024 Filed Sep 17, 2024 16:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 63 | $21.36 | $1,345.68 |
DisclosureSEC source: 0001127602-24-024042 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,465 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 15:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 355 | $20.25 | $7,188.75 |
DisclosureSEC source: 0001127602-24-018956 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,402 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 15:28 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 65 | $20.25 | $1,316.25 |
DisclosureSEC source: 0001127602-24-018956 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,047 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 15:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 352 | $20.25 | $7,128.00 |
DisclosureSEC source: 0001127602-24-010552 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,982 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 15:41 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 65 | $20.25 | $1,316.25 |
DisclosureSEC source: 0001127602-24-010552 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,630 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 20:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 5,998 | $20.84 | $124,998.32 |
DisclosureSEC source: 0001127602-24-003057 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,316 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 19:14 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 59 | $21.19 | $1,250.21 |
DisclosureSEC source: 0001127602-23-029964 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,318 F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 19:14 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 332 | $21.19 | $7,035.08 |
DisclosureSEC source: 0001127602-23-029964 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,259 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 17:29 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 377 | $17.66 | $6,657.82 |
DisclosureSEC source: 0001127602-23-024389 · form4a.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,927 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. F3 · balance_after: Balance adjusted to reflect a previous over reporting by 67 shares. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 17:29 UTC Amendment | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 66 | $17.66 | $1,165.56 |
DisclosureSEC source: 0001127602-23-024389 · form4a.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,550 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 17:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 377 | $17.66 | $6,657.82 |
DisclosureSEC source: 0001127602-23-024388 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,994 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. F3 · balance_after: Balance adjusted to reflect a previous over reporting by 67 shares. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 17:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 66 | $17.66 | $1,165.56 |
DisclosureSEC source: 0001127602-23-024388 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,617 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 448 | $17.27 | $7,736.96 |
DisclosureSEC source: 0001127602-23-018927 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,551 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 15:08 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 67 | $17.27 | $1,157.09 |
DisclosureSEC source: 0001127602-23-018927 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,103 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| May 02, 2023 Filed May 3, 2023 15:19 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | PurchaseCommon Stock $0.01 Par Value | 3,000 | $16.07 | $48,206.70 |
DisclosureSEC source: 0001127602-23-014187 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,036 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 60 | $19.19 | $1,151.40 |
DisclosureSEC source: 0001127602-23-010499 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,036 F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:36 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 338 | $19.19 | $6,486.22 |
DisclosureSEC source: 0001127602-23-010499 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,976 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 19:27 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 5,499 | $22.73 | $124,992.27 |
DisclosureSEC source: 0001127602-23-003050 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,714 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2023 grant. They are payable solely in shares of common stock. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 47 | $22.10 | $1,038.70 |
DisclosureSEC source: 0001127602-22-027749 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,215 F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:30 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 290 | $22.10 | $6,409.00 |
DisclosureSEC source: 0001127602-22-027749 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,168 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 15:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 47 | $21.12 | $992.64 |
DisclosureSEC source: 0001127602-22-022608 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,878 F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 15:07 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 286 | $21.12 | $6,040.32 |
DisclosureSEC source: 0001127602-22-022608 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,831 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:48 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 315 | $19.06 | $6,003.90 |
DisclosureSEC source: 0001127602-22-017723 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,545 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:48 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 51 | $19.06 | $972.06 |
DisclosureSEC source: 0001127602-22-017723 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,230 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 19:48 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 257 | $23.12 | $5,941.84 |
DisclosureSEC source: 0001127602-22-009468 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,179 F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 19:48 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 42 | $23.12 | $971.04 |
DisclosureSEC source: 0001127602-22-009468 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,922 F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 18:49 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 4,889 | $24.54 | $119,976.06 |
DisclosureSEC source: 0001127602-22-003158 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,880 F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2022 grant. They are payable solely in shares of common stock. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:05 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 60 | $22.60 | $1,356.00 |
DisclosureSEC source: 0001127602-21-031127 · form4.xml · nonDerivative · entry 3 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,866 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:05 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 47 | $22.60 | $1,062.20 |
DisclosureSEC source: 0001127602-21-031127 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,806 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:05 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 213 | $22.60 | $4,813.80 |
DisclosureSEC source: 0001127602-21-031127 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,759 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 15:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 65 | $20.73 | $1,347.45 |
DisclosureSEC source: 0001127602-21-025435 · form4.xml · nonDerivative · entry 3 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,546 F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider). Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 15:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 59 | $20.73 | $1,223.07 |
DisclosureSEC source: 0001127602-21-025435 · form4.xml · nonDerivative · entry 2 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,481 F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 15:38 UTC | ASSOCIATED BANC-CORP ASB · Entity 2747 | GrantCommon Stock $0.01 Par Value | 223 | $20.73 | $4,622.79 |
DisclosureSEC source: 0001127602-21-025435 · form4.xml · nonDerivative · entry 1 GERKEN R JAY · CIK 0001240501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,422 F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.