Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Archrock, Inc.AROC · Entity 3837 | Director · PRESIDENT AND CEO | June 25, 2026 | June 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Archrock, Inc.
Report date June 25, 2026 · Filed June 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,300,647 |
Reported balance
After 2026-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-25 · Gift · Disposed 25,000 · Balance 2,300,647 F1: Includes 274 shares of Common Stock acquired since the Reporting Person's last Form 4 through participation in the Issuer's Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 274 shares of Common Stock acquired since the Reporting Person's last Form 4 through participation in the Issuer's Employee Stock Purchase Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Archrock Partners, L.P.
Report date April 26, 2018 · Filed April 27, 2018
Section 16 reporting ended · disclosed 2018-04-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Disposition to issuer · Disposed 104,726 · Balance 0 F1: Pursuant to the merger of the Issuer into a wholly-owned subsidiary of Archrock, Inc. (the "Merger"), effective April 26, 2018, each common unit of the Issuer held by the reporting person was converted into 1.40 shares of Archrock, Inc. common stock. |
| Phantom Units with tandem DERs (Common Units)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-26 · Disposition to issuer · Disposed 31,888 · Balance 0 F2: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. |
| Phantom Units with tandem DERsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-04-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-26 · Disposition to issuer · Disposed 40,540 · Balance 0 F2: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the merger of the Issuer into a wholly-owned subsidiary of Archrock, Inc. (the "Merger"), effective April 26, 2018, each common unit of the Issuer held by the reporting person was converted into 1.40 shares of Archrock, Inc. common stock.
F2: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2020 Filed Mar 6, 2020 19:27 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 16,665 | $6.00 | $99,990.00 |
DisclosureSEC source: 0001415889-20-000687 · form4-03062020_110327.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425,022 Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 18:22 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 13,160 | $7.60 | $100,016.00 |
DisclosureSEC source: 0001389050-20-000034 · wf-form4_158265493609799.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,357 Read SEC document |
| February 17, 2020 Filed Aug 24, 2020 14:16 UTC | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 62,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-002179 · form4-08242020_070808.xml · derivative · entry 6 CHILDERS D BRADLEY · CIK 0001186860 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,868 Underlying: Common Stock · 62,868 shares Expires not disclosed F6 · derivative.exercise_price: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F6 · derivative.exercise_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. F6 · derivative.expiration_date: Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. Read SEC document |
| January 26, 2020 Filed Feb 13, 2020 22:48 UTC Amendment | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 12,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000020 · wf-form4a_158163412095964.xml · nonDerivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,197 F3 · date: Amendment is filed to correct the grant date of these shares, mis-reported due to an administrative error. This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 16:25 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 29,633 | $8.83 | $261,659.39 |
DisclosureSEC source: 0001389050-20-000015 · wf-form4_158014231959603.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395,197 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 25, 2020 Filed Feb 13, 2020 22:48 UTC Amendment | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 29,633 | $8.83 | $261,659.39 |
DisclosureSEC source: 0001389050-20-000020 · wf-form4a_158163412095964.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,764 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 16:25 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 264,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000015 · wf-form4_158014231959603.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424,830 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| January 23, 2020 Filed Feb 13, 2020 22:48 UTC Amendment | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 251,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000020 · wf-form4a_158163412095964.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412,397 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on or about the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 14:57 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 5,555 | $9.00 | $49,995.00 |
DisclosureSEC source: 0001389050-19-000083 · wf-form4_157357065396757.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,621 F1 · price: The shares were purchased in multiple transactions ranging from $8.995 to $9.00, inclusive. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 19:21 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 2,828 | $8.97 | $25,367.16 |
DisclosureSEC source: 0001389050-19-000082 · wf-form4_157324084975583.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,066 Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 19:21 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 2,727 | $8.97 | $24,447.56 |
DisclosureSEC source: 0001389050-19-000082 · wf-form4_157324084975583.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187,238 Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:48 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionRestricted Stock Unit · Derivative | 18,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-19-000064 · wf-form4_156642050460219.xml · derivative · entry 4 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,919 Underlying: Common Stock · 18,918 shares Expires 2020-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") phantom units originally awarded on April 26, 2017. The exchange was pursuant to the April 26, 2018 merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same terms as the original award, vesting one-third on August 20 of each of 2018, 2019 and 2020. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:48 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 48,251 | $9.14 | $441,014.14 |
DisclosureSEC source: 0001389050-19-000064 · wf-form4_156642050460219.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,184,511 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units. F3 · balance_after: Includes 5,636 shares acquired through participation in the Employee Stock Purchase Plan Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 20:48 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 18,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-19-000064 · wf-form4_156642050460219.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 18:39 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 12,050 | $8.19 | $98,689.50 |
DisclosureSEC source: 0001389050-19-000062 · wf-form4_156580795037909.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,844 F1 · price: These shares were purchased in multiple transactions at prices ranging from $8.185 to $8.195, inclusive. Read SEC document |
| June 28, 2019 Filed Jan 17, 2020 21:15 UTC | Archrock, Inc. AROC · Entity 3837 | GiftCommon Stock | 11,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000001 · wf-form5_157929573876243.xml · nonDerivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160,804 F1 · balance_after: Includes 5,636 shares acquired through participation in the Employee Stock Purchase Plan. Read SEC document |
| May 14, 2019 Filed Jan 17, 2020 21:15 UTC | Archrock, Inc. AROC · Entity 3837 | GiftCommon Stock | 12,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000001 · wf-form5_157929573876243.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,766 Read SEC document |
| May 09, 2019 Filed Jan 17, 2020 21:15 UTC | Archrock, Inc. AROC · Entity 3837 | GiftCommon Stock | 10,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-20-000001 · wf-form5_157929573876243.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,417 Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:59 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionRestricted Stock Unit · Derivative | 44,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-19-000032 · wf-form4_155190598240537.xml · derivative · entry 4 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,643 shares Expires 2019-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") phantom units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units were subject to the same vesting restrictions as the original grant. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:59 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 36,216 | $9.85 | $356,727.60 |
DisclosureSEC source: 0001389050-19-000032 · wf-form4_155190598240537.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198,793 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:59 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 44,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-19-000032 · wf-form4_155190598240537.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 21:03 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 248,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-19-000009 · wf-form4_154879579755642.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,366 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan that vests over a three-year period of employment at the rate of one-third per year beginning on the first anniversary of the grant date. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. F2 · balance_after: Includes 2,635 shares acquired through participation in the Archrock, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 14:38 UTC | Archrock, Inc. AROC · Entity 3837 | PurchaseCommon Stock | 10,810 | $9.05 | $97,830.50 |
DisclosureSEC source: 0001389050-18-000075 · wf-form4_154462546562125.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,959 F1 · price: These shares were purchased in multiple transactions at prices ranging from $9.03 to $9.11, inclusive. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 17:19 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionStock Option (Right to Buy) · Derivative | 109,258 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001389050-18-000073 · wf-form4_154454876472107.xml · derivative · entry 4 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,258 shares Expires 2018-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 17:19 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 88,754 | $9.05 | $803,223.70 |
DisclosureSEC source: 0001389050-18-000073 · wf-form4_154454876472107.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 931,149 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 17:19 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 109,258 | $6.25 | $682,862.50 |
DisclosureSEC source: 0001389050-18-000073 · wf-form4_154454876472107.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 22:01 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionStock Option (Right to Buy) · Derivative | 110,000 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001389050-18-000072 · wf-form4_154361524459226.xml · derivative · entry 4 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,258 Underlying: Common Stock · 110,000 shares Expires 2018-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 22:01 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 84,084 | $10.20 | $857,656.80 |
DisclosureSEC source: 0001389050-18-000072 · wf-form4_154361524459226.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,645 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 22:01 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 110,000 | $6.25 | $687,500.00 |
DisclosureSEC source: 0001389050-18-000072 · wf-form4_154361524459226.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Incudes 1,813 shares acquired on March 31, 2018 and 822 shares acquired on June 30, 2018 under the Archrock, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:51 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionRestricted Stock Unit · Derivative | 18,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000060 · wf-form4_153487746616963.xml · derivative · entry 4 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,837 Underlying: Common Stock · 18,919 shares Expires 2020-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant. F3 · derivative.expiration_date: On April 26, 2018, the reporting person received restricted stock units in exchange for Archrock Partners, L.P. ("APLP") common units in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer; the restricted stock units are subject to the same vesting restrictions as the original grant. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:51 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 20,084 | $12.55 | $252,054.20 |
DisclosureSEC source: 0001389050-18-000060 · wf-form4_153487746616963.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,094 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares and restricted stock units. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 18:51 UTC | Archrock, Inc. AROC · Entity 3837 | Exercise / conversionCommon Stock | 18,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000060 · wf-form4_153487746616963.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:30 UTC | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 56,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000025 · wf-form4_152484297157307.xml · derivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,756 Underlying: Common Stock · 56,756 shares Expires 2020-08-20 F2 · derivative.exercise_price: Received in exchange for 31,888 and 40,540 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions. F3 · derivative.exercise_date: The award vests in three equal installments on each of August 20, 2018, August 20, 2019 and August 20, 2020. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:30 UTC | Archrock, Inc. AROC · Entity 3837 | GrantRestricted Stock Unit · Derivative | 44,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000025 · wf-form4_152484297157307.xml · derivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,643 Underlying: Common Stock · 44,644 shares Expires 2019-03-04 F2 · derivative.exercise_price: Received in exchange for 31,888 and 40,540 APLP phantom units in connection with the Merger. On the Effective Date, each APLP phantom unit was converted into 1.4 restricted stock units of the Issuer. The APLP phantom units were originally awarded under the APLP Long-Term Incentive Plans; the AROC restricted stock units issued pursuant to the Merger are issued under the Archrock, Inc. 2013 Stock Incentive Plan and are subject to substantially the same terms and conditions as the original awards. The awards are subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice Agreement; however, such agreements have been amended to exclude the Merger from the relevant change of control provisions. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:30 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 146,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000025 · wf-form4_152484297157307.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,259 F1 · price: Received in exchange for 104,726 common units of Archrock Partners, L.P. ("APLP") in connection with the merger of APLP with and into a wholly owned subsidiary of the Issuer (the "Merger") on April 26, 2018 (the "Effective Date"). On the Effective Date, each APLP common unit was converted into 1.4 shares of common stock of the Issuer. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:25 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Disposition to issuerPhantom Units with tandem DERs · Derivative | 40,540 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000016 · wf-form4_152484271698825.xml · derivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 40,540 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.exercise_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.expiration_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:25 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Disposition to issuerPhantom Units with tandem DERs (Common Units) · Derivative | 31,888 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000016 · wf-form4_152484271698825.xml · derivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 31,888 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.exercise_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. F2 · derivative.expiration_date: Pursuant to the Merger, each phantom unit has been cancelled and converted into 1.4 restricted stock units of Archrock, Inc. with substantially similar terms and conditions as the original award; however, the terms of the awards, as well as certain employment-related agreements, have been amended to exclude the Merger from the relevant change of control provisions. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 15:25 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Disposition to issuerCommon Units | 104,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001367064-18-000016 · wf-form4_152484271698825.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the merger of the Issuer into a wholly-owned subsidiary of Archrock, Inc. (the "Merger"), effective April 26, 2018, each common unit of the Issuer held by the reporting person was converted into 1.40 shares of Archrock, Inc. common stock. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 16:42 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 33,246 | $9.50 | $315,837.00 |
DisclosureSEC source: 0001389050-18-000015 · wf-form4_152035452422764.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,642 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 16:15 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs (Common Units) · Derivative | 31,887 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000008 · wf-form4_152035292732435.xml · derivative · entry 4 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,888 Underlying: Common Units · 31,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 16:15 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs · Derivative | 8,846 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000008 · wf-form4_152035292732435.xml · derivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 8,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 16:15 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Tax withholdingCommon Units | 16,029 | $13.10 | $209,979.90 |
DisclosureSEC source: 0001367064-18-000008 · wf-form4_152035292732435.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,726 F2 · kind: Issuer withheld the maximum allowable units to satisfy the tax withholding obligations associated with the vesting of phantom units. Read SEC document |
| March 04, 2018 Filed Mar 6, 2018 16:15 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionCommon Units | 40,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001367064-18-000008 · wf-form4_152035292732435.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:42 UTC | Archrock, Inc. AROC · Entity 3837 | GrantCommon Stock | 214,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001389050-18-000015 · wf-form4_152035452422764.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,888 F1 · kind: This award represents a grant of restricted stock under the Archrock, Inc. 2013 Stock Incentive Plan (the "Plan") that vests one-third on each of August 20, 2019, August 20, 2020 and August 20, 2021, subject to continued employment on each vest date. The award is also subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement entered into by the issuer and the reporting person. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:27 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 22,641 | $10.85 | $245,654.85 |
DisclosureSEC source: 0001389050-17-000087 · wf-form4_150999646062863.xml · nonDerivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,151 F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 18:19 UTC | Archrock Partners, L.P. APLP · Entity 167205 | GrantPhantom Units with tandem DERs · Derivative | 40,540 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001367064-17-000026 · wf-form4_149340355486199.xml · derivative · entry 1 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,540 Underlying: Common Units · 40,540 shares Expires 2020-08-20 F1 · security: Represents an award of phantom units with tandem Distribution Equivalent Rights (DERs) under the Archrock Partners, L.P. 2017 Long-Term Incentive Plan. The award vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on the respective date of vesting. The award is payable in common units and DERs are payable as and when they are paid to common unitholders. Each phantom unit is the economic equivalent of an APLP common unit. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement. F1 · derivative.exercise_date: Represents an award of phantom units with tandem Distribution Equivalent Rights (DERs) under the Archrock Partners, L.P. 2017 Long-Term Incentive Plan. The award vests one-third on each of August 20, 2018, August 20, 2019 and August 20, 2020, subject to continued employment on the respective date of vesting. The award is payable in common units and DERs are payable as and when they are paid to common unitholders. Each phantom unit is the economic equivalent of an APLP common unit. The award is subject to accelerated vesting or forfeiture under certain conditions as set out in a Change of Control Agreement, Severance Benefit Agreement and Award Notice and Agreement. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 23:14 UTC | Archrock, Inc. AROC · Entity 3837 | SaleCommon Stock | 18,488 | $13.23 | $244,596.24 |
DisclosureSEC source: 0001389050-17-000042 · wf-form4_148892843611812.xml · nonDerivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,792 F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These shares were sold in multiple transactions at prices ranging from $13.075 to $13.65, inclusive. Read SEC document |
| March 07, 2017 Filed Mar 7, 2017 22:35 UTC | Archrock Partners, L.P. APLP · Entity 167205 | SaleCommon Units | 7,462 | $17.76 | $132,525.12 |
DisclosureSEC source: 0001389050-17-000038 · wf-form4_148892610993967.xml · nonDerivative · entry 3 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,022 F3 · kind: This transaction was executed in accordance with a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. These units were sold in multiple transactions at prices ranging from $17.68 to $17.81, inclusive. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 23:14 UTC | Archrock, Inc. AROC · Entity 3837 | Tax withholdingCommon Stock | 51,706 | $13.70 | $708,372.20 |
DisclosureSEC source: 0001389050-17-000042 · wf-form4_148892843611812.xml · nonDerivative · entry 2 CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,280 F2 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 22:35 UTC | Archrock Partners, L.P. APLP · Entity 167205 | Exercise / conversionPhantom Units with tandem DERs (Common Units) · Derivative | 31,888 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001389050-17-000038 · wf-form4_148892610993967.xml · derivative · entry 6 CHILDERS D BRADLEY · CIK 0001186860 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,775 Underlying: Common Units · 31,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. F1 · derivative.expiration_date: This transaction represents the vesting of one-third of the phantom units granted to the reporting person under the Archrock Partners, L.P. Long-Term Incentive Plan. Each phantom unit vested in the form of a common unit. Pursuant to applicable SEC reporting requirements, the settlement of the phantom units in exchange for common units is reported on this Form 4 as a disposition of the phantom units being settled and a simultaneous acquisition of the underlying common units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.