Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 26North BDC, Inc.NONE · Entity 35061 | See Remarks | June 24, 2026 | June 26, 2026 |
| Apollo Global Management, Inc.APO · Entity 2956 | See Remarks | December 11, 2025 | December 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
26North BDC, Inc.
Report date June 24, 2026 · Filed June 26, 2026
Jointly reported with 26N DL SPV LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,339,665.18 |
Reported balance
After 2026-06-24 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-24 · Grant · Acquired 169,368.5 · Balance 1,339,665.18 F1: The reported securities are directly held by 26N DL SPV LLC, for which voting and investment control are exercised by Mr. Harris. The remaining uncalled portion of the Reporting Persons' aggregate capital commitment to 26North BDC, Inc. (the "Company") will be drawn down over time at the discretion of the Company in exchange for additional shares of the Company's common stock at their then-current net asset value. F4: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and the filing of this statement shall not be deemed an admission that such Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of the reported securities. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,230.72 |
Reported balance
Holding disclosure · report date 2026-06-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,230.72 F3: Includes shares of the Company's common stock received pursuant to a dividend reinvestment plan as of the date of this filing. F2: The reported securities are directly held by 26North Direct Lending LP (the "Adviser"), the investment adviser to the Company. F4: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and the filing of this statement shall not be deemed an admission that such Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of the reported securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are directly held by 26N DL SPV LLC, for which voting and investment control are exercised by Mr. Harris. The remaining uncalled portion of the Reporting Persons' aggregate capital commitment to 26North BDC, Inc. (the "Company") will be drawn down over time at the discretion of the Company in exchange for additional shares of the Company's common stock at their then-current net asset value.
F2: The reported securities are directly held by 26North Direct Lending LP (the "Adviser"), the investment adviser to the Company.
F3: Includes shares of the Company's common stock received pursuant to a dividend reinvestment plan as of the date of this filing.
F4: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and the filing of this statement shall not be deemed an admission that such Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of the reported securities.
Apollo Global Management, Inc.
Report date December 11, 2025 · Filed December 15, 2025
Jointly reported with MJH Partners II LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security | IndirectSee Footnote | 1 |
Reported balance
After 2025-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-11 · Other · Acquired 1 · Balance 1 F1: On December 11, 2025, MJH Partners III LLC ("MJHP III"), a wholly-owned subsidiary of MJH Partners II LLC ("MJHP II") entered into a delayed draw variable share forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Master Confirmation entered into between MJHP III and the Bank, dated December 11, 2025 (the "Agreement") relating to up to 1,000,000 shares of common stock of the Issuer, par value $0.00001 per share ("Common Stock") and obligating MJHP III to deliver to the Bank up to 1,000,000 shares of Common Stock (or, at MJHP III's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2: MJHP III pledged 1,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting and ordinary dividend rights in the Pledged Shares during the term of the pledge (and thereafter if MJHP III settles the Agreement in cash), subject to certain payments MJHP III may need to make to the Bank with respect to dividends under the terms of the Agreement. Under the terms of the Agreement, MJHP III may, at its election, subject to certain terms and conditions, receive a prepayment from the Bank with respect to some or all portions of the transactions covered by the Agreement, equal to the present value as of the relevant funding date of the payment of the Floor Price (as defined below) at maturity of the transactions. F3: Under the Agreement, on the relevant settlement date for each of the up to fifteen components for which a prepayment has been paid to MJHP III by the Bank, the number of shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank ) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that will be based on the volume-weighted average price at which the Bank establishes its initial hedge position during a hedging period (the "Floor Price"), MJHP III will deliver to the Bank the ratable portion of the Pledged Shares to be delivered with respect to each settlement date (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and a cap price that will be determined based on the... (Continued in Footnote 4) F4: (Continued from Footnote 3) ...volume-weighted average price at which the Bank establishes its initial hedge position during a hedging period (the "Cap Price"), MJHP III will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, MJHP III will deliver to the Bank the number of shares of Common Stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F5: Under the Agreement, on the relevant settlement date for each of the up to fifteen components for which a prepayment has not been paid to MJHP III by the Bank, the number of shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank ) is to be determined as follows: (a) if the Settlement Price is greater than the Cap Price, the Bank will pay to MJHP III the Cap Price multiplied by the Number of Shares, and MJHP III will deliver to the Bank a number of shares equal to the Number of Shares; (b) if the Settlement Price is less than the Floor Price, MJHP III will deliver to the Bank a number of shares equal to the Number of Shares, and the Bank will pay to MJHP III the Floor Price multiplied by the Number of Shares; or (c) if the Settlement Price is between the Floor Price and the Cap Price, no payment or delivery of shares will be made by either party. F6: MJHP III is a wholly-owned subsidiary of MJHP II, an estate planning vehicle, each of which is an affiliate of Joshua Harris ("JH") for which voting and investment control are exercised by JH. F7: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 11, 2025, MJH Partners III LLC ("MJHP III"), a wholly-owned subsidiary of MJH Partners II LLC ("MJHP II") entered into a delayed draw variable share forward sale transaction with an unaffiliated bank (the "Bank") pursuant to a Master Confirmation entered into between MJHP III and the Bank, dated December 11, 2025 (the "Agreement") relating to up to 1,000,000 shares of common stock of the Issuer, par value $0.00001 per share ("Common Stock") and obligating MJHP III to deliver to the Bank up to 1,000,000 shares of Common Stock (or, at MJHP III's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement.
F2: MJHP III pledged 1,000,000 shares of Common Stock (the "Pledged Shares") to secure its obligations under the Agreement, and retained voting and ordinary dividend rights in the Pledged Shares during the term of the pledge (and thereafter if MJHP III settles the Agreement in cash), subject to certain payments MJHP III may need to make to the Bank with respect to dividends under the terms of the Agreement. Under the terms of the Agreement, MJHP III may, at its election, subject to certain terms and conditions, receive a prepayment from the Bank with respect to some or all portions of the transactions covered by the Agreement, equal to the present value as of the relevant funding date of the payment of the Floor Price (as defined below) at maturity of the transactions.
F3: Under the Agreement, on the relevant settlement date for each of the up to fifteen components for which a prepayment has been paid to MJHP III by the Bank, the number of shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank ) is to be determined as follows: (a) if the per-share volume weighted average price of Common Stock on the related valuation date (the "Settlement Price") is less than or equal to a floor price that will be based on the volume-weighted average price at which the Bank establishes its initial hedge position during a hedging period (the "Floor Price"), MJHP III will deliver to the Bank the ratable portion of the Pledged Shares to be delivered with respect to each settlement date (such number of shares, the "Number of Shares"); (b) if the Settlement Price is between the Floor Price and a cap price that will be determined based on the... (Continued in Footnote 4)
F4: (Continued from Footnote 3) ...volume-weighted average price at which the Bank establishes its initial hedge position during a hedging period (the "Cap Price"), MJHP III will deliver to the Bank a number of shares of Common Stock equal to the Number of Shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, MJHP III will deliver to the Bank the number of shares of Common Stock equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price.
F5: Under the Agreement, on the relevant settlement date for each of the up to fifteen components for which a prepayment has not been paid to MJHP III by the Bank, the number of shares of Common Stock to be delivered to the Bank (or on which to base the amount of cash to be delivered to the Bank ) is to be determined as follows: (a) if the Settlement Price is greater than the Cap Price, the Bank will pay to MJHP III the Cap Price multiplied by the Number of Shares, and MJHP III will deliver to the Bank a number of shares equal to the Number of Shares; (b) if the Settlement Price is less than the Floor Price, MJHP III will deliver to the Bank a number of shares equal to the Number of Shares, and the Bank will pay to MJHP III the Floor Price multiplied by the Number of Shares; or (c) if the Settlement Price is between the Floor Price and the Cap Price, no payment or delivery of shares will be made by either party.
F6: MJHP III is a wholly-owned subsidiary of MJHP II, an estate planning vehicle, each of which is an affiliate of Joshua Harris ("JH") for which voting and investment control are exercised by JH.
F7: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Apollo Asset Management, Inc.
Report date December 31, 2021 · Filed January 04, 2022
Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-01 transaction · row 1
1 source rowRow 1 · 2022-01-01 · Disposition to issuer · Disposed 1,350,000 · Balance 0 F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM MergerSub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Continued in Footnote 2) F2: (Continued from Footnote 1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2022-01-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-01-01 · Disposition to issuer · Disposed 1,800,000 · Balance 0 F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM MergerSub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Continued in Footnote 2) F2: (Continued from Footnote 1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. F3: By MJH Partners II LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. |
| Apollo Operating Group unitSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-31 · Disposition to issuer · Disposed 33,756,328 · Balance 0 F4: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represented a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black, and Marc Rowan, as amended (the "Agreement Among Principals") and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the AGM, AP Professional Holdings and the other parties thereto (the "Seventh A&R Exchange Agreement"). F6: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, L.P., BRH Holdings, L.P. and the other parties thereto, the reporting person (a) sold and transferred on December 31, 2021, to APO Corp., a wholly-owned consolidated subsidiary of AGM, a portion of his AOG Units in exchange for an amount equal to $3.66 multiplied by 33,756,328, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently w ith the consummation of the Mergers, the remainder of his AOG units for 33,756,328 shares of common stock of Holdings. F5: The AOG units were fully vested as of December 31, 2011 and do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM MergerSub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Continued in Footnote 2)
F2: (Continued from Footnote 1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc.
F3: By MJH Partners II LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
F4: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represented a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black, and Marc Rowan, as amended (the "Agreement Among Principals") and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the AGM, AP Professional Holdings and the other parties thereto (the "Seventh A&R Exchange Agreement").
F5: The AOG units were fully vested as of December 31, 2011 and do not expire.
F6: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, L.P., BRH Holdings, L.P. and the other parties thereto, the reporting person (a) sold and transferred on December 31, 2021, to APO Corp., a wholly-owned consolidated subsidiary of AGM, a portion of his AOG Units in exchange for an amount equal to $3.66 multiplied by 33,756,328, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently w ith the consummation of the Mergers, the remainder of his AOG units for 33,756,328 shares of common stock of Holdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 72,258 | $74.32 | $5,370,322.95 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 10 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,300 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.8700 to $74.8500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 182,044 | $73.25 | $13,334,723.00 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 9 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 74,558 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.8700 to $73.8600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 20,921 | $72.53 | $1,517,383.39 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 8 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 256,602 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.8700 to $72.8600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 9,642 | $71.26 | $687,133.27 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 7 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 277,523 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.8700 to $71.8600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 11,604 | $70.37 | $816,607.13 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 6 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 287,165 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.8700 to $70.8500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 8,600 | $69.44 | $597,194.32 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 5 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 298,769 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.8500 to $69.8300 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 307,369 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 4 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 307,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 90,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · derivative · entry 14 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 90,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F14 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F13 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F13 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 57,264 | $68.24 | $3,907,832.79 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 3 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.1000 to $68.5000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 33,016 | $67.82 | $2,239,082.39 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 2 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 57,264 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.1000 to $68.0900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 23:37 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 90,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003234 · es210193945_4-jhapo.xml · nonDerivative · entry 1 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 75,706 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · derivative · entry 14 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 75,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F11 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F10 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F10 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 2,319 | $68.13 | $157,984.66 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 9 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.0200 to $68.5400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 73,387 | $67.56 | $4,958,341.28 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 8 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,319 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.0200 to $68.0100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 75,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 7 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 75,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 57,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · derivative · entry 13 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 57,955 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F11 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F10 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F10 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 40,968 | $67.87 | $2,780,301.51 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 6 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.6500 to $68.1000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 17,027 | $67.18 | $1,143,953.89 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 5 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,968 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.6500 to $67.6400 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 57,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 4 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 57,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 58,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · derivative · entry 12 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 58,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F11 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F10 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F10 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 946 | $66.54 | $62,949.77 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 3 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.4300 to $66.6400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 57,599 | $65.95 | $3,798,780.77 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 2 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 946 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.4200 to $66.4100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 23:31 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 58,545 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003194 · es210192933_4-jhapo.xml · nonDerivative · entry 1 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 58,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 12, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 51,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · derivative · entry 10 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 51,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F9 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F8 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F8 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 12, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 9,742 | $66.15 | $644,438.17 |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · nonDerivative · entry 6 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.0400 to $66.2800, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 12, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 41,774 | $65.79 | $2,748,407.54 |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · nonDerivative · entry 5 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,742 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.0400 to $66.0300 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 12, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 51,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · nonDerivative · entry 4 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 51,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 59,644 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · derivative · entry 9 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 59,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F9 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F8 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F8 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 19,478 | $66.57 | $1,296,738.11 |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · nonDerivative · entry 3 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.3700 to $66.8000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 40,166 | $65.88 | $2,646,120.01 |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · nonDerivative · entry 2 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,478 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.3700 to $66.3600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 23:44 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 59,644 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003155 · es210191816_4-jhapo.xml · nonDerivative · entry 1 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 59,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 08, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 55,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · derivative · entry 16 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 55,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F13 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F12 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F12 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 08, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 7,312 | $65.61 | $479,723.50 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 11 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.4900 to $65.7400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 08, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 39,469 | $65.06 | $2,567,939.97 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 10 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,312 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.4900 to $65.4700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 08, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 9,066 | $64.12 | $581,328.24 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 9 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 46,781 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.4500 to $64.4100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 08, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 55,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 8 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 78,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · derivative · entry 15 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 78,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F13 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F12 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F12 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 37,405 | $64.08 | $2,397,065.76 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 7 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.7600 to $64.4000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 40,856 | $63.46 | $2,592,672.73 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 6 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,405 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.7600 to $63.7500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 78,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 5 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 78,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 64,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · derivative · entry 14 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 64,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F13 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F12 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F12 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 31,986 | $62.33 | $1,993,626.61 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 4 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.0000 to $62.6100 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 18,662 | $61.36 | $1,145,040.60 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 3 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,986 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.0000 to $61.9900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 13,531 | $60.47 | $818,220.92 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 2 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,648 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.0000 to $60.9700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 21:21 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 64,179 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003110 · es210190307_4-jhapo.xml · nonDerivative · entry 1 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 00:48 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionApollo Operating Group unit · Derivative | 74,464 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-003066 · es210189064_4-jhapo.xml · derivative · entry 15 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 74,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F12 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank. F11 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F11 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 00:48 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 33,285 | $61.52 | $2,047,726.49 |
DisclosureSEC source: 0000950142-21-003066 · es210189064_4-jhapo.xml · nonDerivative · entry 10 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.0600 to $61.8400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 00:48 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 41,179 | $60.64 | $2,497,041.03 |
DisclosureSEC source: 0000950142-21-003066 · es210189064_4-jhapo.xml · nonDerivative · entry 9 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,285 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.0400 to $61.0300, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 00:48 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | Exercise / conversionClass A Common Stock | 74,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-003066 · es210189064_4-jhapo.xml · nonDerivative · entry 8 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 74,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 00:48 UTC | Apollo Asset Management, Inc. APO · Entity 123302 | SaleClass A Common Stock | 515 | $62.15 | $32,004.98 |
DisclosureSEC source: 0000950142-21-003066 · es210189064_4-jhapo.xml · nonDerivative · entry 7 HARRIS JOSHUA · CIK 0001106636 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.0800 to $62.2600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.