organization · Reporting owner
GLOBAL VALUE INVESTMENT CORP.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fluent, Inc.FLNT · Entity 6736 | 10% owner | September 14, 2026 | September 17, 2026 |
| LIBERTY DEFENSE HOLDINGS, LTD.DETX · Entity 7684 | 10% owner | April 22, 2026 | May 04, 2026 |
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | 10% owner | January 16, 2026 | January 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fluent, Inc.
Report date September 14, 2026 · Filed September 17, 2026
Jointly reported with GEYGAN JEFFREY RICHART, GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Global Value Investment Corporation | 3,229,492 |
Last balance in matching sequence
After 2026-09-16 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
7 source rowsRow 1 · 2026-08-14 · Sale · Disposed 600 · Balance 3,218,566 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 2 · 2026-08-17 · Sale · Disposed 500 · Balance 3,218,066 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 3 · 2026-08-25 · Sale · Disposed 2 · Balance 3,218,064 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 4 · 2026-08-28 · Sale · Disposed 665 · Balance 3,217,399 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 5 · 2026-09-01 · Sale · Disposed 148 · Balance 3,217,251 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 6 · 2026-09-14 · Purchase · Acquired 12,376 · Balance 3,229,627 F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 7 · 2026-09-16 · Other · Disposed 135 · Balance 3,229,492 F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
| Common StockSEC Table I · non-derivative | Direct | 9,385 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 9,385 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 | IndirectBy Global Value Investment Corporation | 78,425 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 78,425 F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026. F6: The Warrants will expire three years from the date of issuance. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4.
F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.
F6: The Warrants will expire three years from the date of issuance.
F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein.
F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation.
LIBERTY DEFENSE HOLDINGS, LTD.
Report date April 22, 2026 · Filed May 04, 2026
Jointly reported with GEYGAN JEFFREY RICHART, GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, no par valueSEC Table I · non-derivative | IndirectSee footnotes. | 1,183,585 |
Reported balance
Holding disclosure · report date 2026-04-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,183,585 F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission. F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
| Common shares, no par valueSEC Table I · non-derivative | Direct | 5,080 |
Reported balance
Holding disclosure · report date 2026-04-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,080 |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission.
F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Rocky Mountain Chocolate Factory, Inc.
Report date January 16, 2026 · Filed January 23, 2026
Jointly reported with GVP 2021-A, L.P., GVP 2021-A, LLC, GEYGAN JEFFREY RICHART, GEYGAN JAMES, Wilke Stacy, Geygan Kathleen, Rice Shawn G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes. | 1,971,306 |
Reported balance
After 2026-01-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-16 · Purchase · Acquired 11,300 · Balance 1,971,306 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. |
| Common StockSEC Table I · non-derivative | Direct | 6,213 |
Reported balance
Holding disclosure · report date 2026-01-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,213 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F2: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
F3: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 22, 2024 Filed Oct 24, 2024 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,000 | $2.42 | $4,831.40 |
DisclosureSEC source: 0000950170-24-117097 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,312,669 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 22, 2024 Filed Oct 25, 2024 20:00 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,000 | $2.42 | $4,831.40 |
DisclosureSEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,312,669 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 21, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 51,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 4 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,310,669 F6 · price: As of October 21, 2024, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 21, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,409 | $2.32 | $17,222.96 |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,258,892 F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| October 18, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 23,700 | $2.14 | $50,677.71 |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,251,483 F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| September 16, 2024 Filed Oct 22, 2024 20:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 820 | $1.75 | $1,435.08 |
DisclosureSEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,227,783 F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · ownership.nature: On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 20:15 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 9,705 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,228,603 F4 · price: As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 20:15 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 112,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,238,308 F1 · price: Represents a restricted stock unit award granted to Jeffrey R. Geygan, the controlling shareholder of Global Value Investement Corporation, under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 22, 2024 Filed Feb 22, 2024 21:35 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 22,048 | $4.33 | $95,377.44 |
DisclosureSEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,125,969 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 21:05 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 22,348 | $4.32 | $96,652.87 |
DisclosureSEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,126,269 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 21:35 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,265 | $4.37 | $14,260.54 |
DisclosureSEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 21, 2024 Filed Feb 26, 2024 21:05 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,265 | $4.37 | $14,260.54 |
DisclosureSEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:35 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,148 | $4.20 | $29,990.15 |
DisclosureSEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 20, 2024 Filed Feb 26, 2024 21:05 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,148 | $4.20 | $29,990.15 |
DisclosureSEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 14, 2024 Filed Feb 14, 2024 21:34 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,867 | $4.13 | $24,227.19 |
DisclosureSEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,093,508 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 21:34 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 21,763 | $4.10 | $89,284.88 |
DisclosureSEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,087,641 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:34 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 10,650 | $4.09 | $43,607.49 |
DisclosureSEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,065,878 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:05 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 189 | $4.00 | $756.00 |
DisclosureSEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,228 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 21:05 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,280 | $3.99 | $13,093.76 |
DisclosureSEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,039 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 14:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,051,759 F4 · price: As of February 1, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 14:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 32,200 | $4.08 | $131,485.48 |
DisclosureSEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,052,204 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 14:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 74,841 | $4.09 | $306,376.60 |
DisclosureSEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,020,004 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 7,307 | $4.16 | $30,432.19 |
DisclosureSEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 945,163 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,003 | $4.10 | $20,508.80 |
DisclosureSEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 937,856 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:15 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,255 | $4.10 | $9,248.43 |
DisclosureSEC source: 0001209191-23-055508 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 932,853 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,775 | $4.09 | $11,340.32 |
DisclosureSEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 930,598 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 6,231 | $4.00 | $24,922.13 |
DisclosureSEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 927,823 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 4,300 | $3.99 | $17,152.70 |
DisclosureSEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 921,592 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 07, 2023 Filed Nov 8, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,300 | $3.98 | $21,075.98 |
DisclosureSEC source: 0001209191-23-054721 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 917,292 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 19,847 | $4.02 | $79,854.40 |
DisclosureSEC source: 0001209191-23-054721 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 911,992 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 1,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 892,145 F4 · price: As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. Read SEC document |
| November 03, 2023 Filed Nov 6, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 8,946 | $4.07 | $36,445.11 |
DisclosureSEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 893,385 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 22:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 12,131 | $3.93 | $47,712.44 |
DisclosureSEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 884,439 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| August 21, 2023 Filed Aug 24, 2023 00:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,213 | $5.26 | $6,379.41 |
DisclosureSEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,213 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 21, 2023 Filed Aug 24, 2023 00:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 10,307 | $5.26 | $54,216.88 |
DisclosureSEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 872,308 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| August 21, 2023 Filed Aug 24, 2023 00:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 9,430 | $5.25 | $49,505.61 |
DisclosureSEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 862,001 F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| August 14, 2023 Filed Aug 14, 2023 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 875 | $5.72 | $5,004.74 |
DisclosureSEC source: 0001209191-23-045670 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 871,431 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,115 | $5.70 | $29,143.22 |
DisclosureSEC source: 0001209191-23-045670 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 870,556 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,938 | $5.63 | $10,902.99 |
DisclosureSEC source: 0001209191-23-045211 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 865,441 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 243 | $5.78 | $1,405.24 |
DisclosureSEC source: 0001209191-23-045211 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 863,503 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| August 04, 2023 Filed Aug 7, 2023 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,925 | $5.82 | $34,492.39 |
DisclosureSEC source: 0001209191-23-044839 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 863,260 F3 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F1 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F2 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,400 | $5.91 | $20,094.00 |
DisclosureSEC source: 0001209191-23-044839 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 21:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 146,600 | $5.91 | $866,406.00 |
DisclosureSEC source: 0001209191-23-044839 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 857,335 F1 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F2 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 20:04 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 900 | $5.77 | $5,190.39 |
DisclosureSEC source: 0001209191-23-043940 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 710,735 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:09 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 5,800 | $5.74 | $33,296.06 |
DisclosureSEC source: 0001209191-23-043659 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 702,435 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| July 25, 2023 Filed Jul 26, 2023 20:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,400 | $5.78 | $19,639.42 |
DisclosureSEC source: 0001209191-23-043401 · doc4.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 696,635 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 20:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 9,201 | $5.72 | $52,626.04 |
DisclosureSEC source: 0001209191-23-043401 · doc4.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Officer of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 693,235 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| July 21, 2023 Filed Jul 24, 2023 20:03 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | OtherCommon Stock | 22,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 5 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 684,034 F5 · kind: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt. F5 · shares: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt. F5 · price: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| July 21, 2023 Filed Jul 24, 2023 20:03 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 825 | $5.80 | $4,785.08 |
DisclosureSEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 4 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 661,086 F4 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
| July 21, 2023 Filed Jul 24, 2023 20:03 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 9,443 | $5.77 | $54,466.28 |
DisclosureSEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC GEYGAN JAMES · CIK 0001734726 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity Wilke Stacy · CIK 0001865363 · Officer of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 661,911 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.