person · Reporting owner

GEYGAN JAMES

Disclosed activity across 3 companies

Tapewire entity: 35129
SEC CIK: 0001734726

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Fluent, Inc.FLNT · Entity 6736	Director · 10% owner	September 14, 2026	September 17, 2026
LIBERTY DEFENSE HOLDINGS, LTD.DETX · Entity 7684	Director and Officer of GVIC	April 22, 2026	May 04, 2026
Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473	Director and Officer of GVIC	January 16, 2026	January 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fluent, Inc.

Report date September 14, 2026 · Filed September 17, 2026

Jointly reported with GLOBAL VALUE INVESTMENT CORP., GEYGAN JEFFREY RICHART, Wilke Stacy, Geygan Kathleen, Rice Shawn G

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Global Value Investment Corporation	3,229,492	Last balance in matching sequence After 2026-09-16 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 7 source rows Row 1 · 2026-08-14 · Sale · Disposed 600 · Balance 3,218,566 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 2 · 2026-08-17 · Sale · Disposed 500 · Balance 3,218,066 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 3 · 2026-08-25 · Sale · Disposed 2 · Balance 3,218,064 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 4 · 2026-08-28 · Sale · Disposed 665 · Balance 3,217,399 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 5 · 2026-09-01 · Sale · Disposed 148 · Balance 3,217,251 F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation. F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 6 · 2026-09-14 · Purchase · Acquired 12,376 · Balance 3,229,627 F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Row 7 · 2026-09-16 · Other · Disposed 135 · Balance 3,229,492 F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Common StockSEC Table I · non-derivative	Direct	9,385	Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 9,385
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $2.20	IndirectBy Global Value Investment Corporation	78,425	Reported balance Holding disclosure · report date 2026-09-14 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 78,425 F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026. F6: The Warrants will expire three years from the date of issuance. F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

Filing footnotes · ownership attribution and instrument terms

F1: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

F2: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4.

F4: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

F5: The Warrants are exercisable following stockholder approval of the offering of the Warrants on June 17, 2026.

F6: The Warrants will expire three years from the date of issuance.

F7: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F8: As of September 16, 2026, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein.

F9: GVIC executed unsolicited trades in a client account, at the sole direction of the account owner, for the purpose of a partial account liquidation.

LIBERTY DEFENSE HOLDINGS, LTD.

Report date April 22, 2026 · Filed May 04, 2026

Jointly reported with GLOBAL VALUE INVESTMENT CORP., GEYGAN JEFFREY RICHART, Wilke Stacy, Geygan Kathleen, Rice Shawn G

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common shares, no par valueSEC Table I · non-derivative	IndirectSee footnotes.	1,183,585	Reported balance Holding disclosure · report date 2026-04-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,183,585 F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission. F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Common shares, no par valueSEC Table I · non-derivative	Direct	5,080	Reported balance Holding disclosure · report date 2026-04-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 5,080

Filing footnotes · ownership attribution and instrument terms

F1: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 3 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of Common shares, no par value ("Common Stock"), of Liberty Defense Holdings, Ltd. reported on this submission.

F2: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

Rocky Mountain Chocolate Factory, Inc.

Report date January 16, 2026 · Filed January 23, 2026

Jointly reported with GLOBAL VALUE INVESTMENT CORP., GVP 2021-A, L.P., GVP 2021-A, LLC, GEYGAN JEFFREY RICHART, Wilke Stacy, Geygan Kathleen, Rice Shawn G

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes.	1,971,306	Reported balance After 2026-01-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-01-16 · Purchase · Acquired 11,300 · Balance 1,971,306 F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
Common StockSEC Table I · non-derivative	Direct	6,213	Reported balance Holding disclosure · report date 2026-01-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 6,213

Filing footnotes · ownership attribution and instrument terms

F1: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 20, 2025 Filed Oct 22, 2025 00:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	3,385	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-25-245564 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,933,764 F4 · price: As of October 20, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 20, 2025 Filed Oct 22, 2025 00:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCmmon Stock	13,753	$1.61	$22,101.07	Disclosure SEC source: 0001193125-25-245564 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,937,149 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 17, 2025 Filed Oct 22, 2025 00:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	61,670	$1.59	$97,864.12	Disclosure SEC source: 0001193125-25-245564 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,923,396 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
July 24, 2025 Filed Jul 25, 2025 00:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	30,083	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-098534 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,861,726 F4 · price: As of July 24, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
July 22, 2025 Filed Jul 25, 2025 00:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	11,072	$1.93	$21,356.78	Disclosure SEC source: 0000950170-25-098534 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,891,809 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
June 23, 2025 Filed Jun 23, 2025 14:00 UTC	Fluent, Inc. FLNT · Entity 6736	OtherCommon Stock	3,215	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-088751 · ownership.xml · nonDerivative · entry 2 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 3,045,870 F2 · price: As of June 23, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F3 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). The reporting person is the CEO and President of GVIC. These securities may be deemed to be beneficially owned by GVIC because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals, and by the reporting person because he exercises significant managerial control over GVIC. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 23, 2025 Filed Dec 24, 2025 02:30 UTC Amendment	Fluent, Inc. FLNT · Entity 6736	OtherCommon Stock	3,215	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-25-331308 · ownership.xml · nonDerivative · entry 2 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 3,045,870 F2 · price: As of June 23, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F3 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). The reporting person is the CEO and President of GVIC. These securities may be deemed to be beneficially owned by GVIC because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals, and by the reporting person because he exercises significant managerial control over GVIC. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 18, 2025 Filed Jun 23, 2025 14:00 UTC	Fluent, Inc. FLNT · Entity 6736	GrantCommon Stock	39,682	$0.00	$0.00	Disclosure SEC source: 0000950170-25-088751 · ownership.xml · nonDerivative · entry 1 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,281 F1 · shares: On June 18, 2025, the Reporting Person received a grant of 39,682 restricted stock units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, subject to accelerated vesting in certain circumstances. Read SEC document
June 18, 2025 Filed Dec 24, 2025 02:30 UTC Amendment	Fluent, Inc. FLNT · Entity 6736	GrantCommon Stock	39,682	$0.00	$0.00	Disclosure SEC source: 0001193125-25-331308 · ownership.xml · nonDerivative · entry 1 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,281 F1 · shares: On June 18, 2025, the Reporting Person received a grant of 39,682 restricted stock units ("RSUs") under the Issuer's 2022 Omnibus Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, subject to accelerated vesting in certain circumstances. Read SEC document
May 19, 2025 Filed May 20, 2025 01:53 UTC	Fluent, Inc. FLNT · Entity 6736	OtherCommon Stock	8,104	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-074837 · ownership.xml · nonDerivative · entry 1 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 3,049,085 F1 · price: As of May 19, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). The reporting person is the CEO and President of GVIC. These securities may be deemed to be beneficially owned by GVIC because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals, and by the reporting person because he exercises significant managerial control over GVIC. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 19, 2025 Filed May 20, 2025 15:16 UTC	Fluent, Inc. FLNT · Entity 6736	OtherCommon Stock	8,104	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-074969 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director of GVIC GEYGAN JAMES · CIK 0001734726 · Director · 10% owner Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 3,058,299 F1 · price: As of May 19, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, Global Value Investment Corporation. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation, this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as Global Value Investment Corporation. Global Value Investment Corporation beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by Global Value Investment Corporation is reported herein. Common Stock reported as indirectly owned by Global Value Investment Corporation includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
May 15, 2025 Filed May 20, 2025 01:53 UTC	Fluent, Inc. FLNT · Entity 6736	GrantWarrants · Derivative	67,059	$0.00 Strike: $2.20	$0.00	Disclosure SEC source: 0000950170-25-074837 · ownership.xml · derivative · entry 6 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 67,059 Underlying: Common Stock · 67,059 shares Expires not disclosed F5 · derivative.exercise_date: The Warrants will be exercisable after stockholder approval of the offering of the Warrants. F6 · derivative.expiration_date: The Warrants will expire three years from the date of issuance. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). The reporting person is the CEO and President of GVIC. These securities may be deemed to be beneficially owned by GVIC because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals, and by the reporting person because he exercises significant managerial control over GVIC. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 15, 2025 Filed May 20, 2025 01:53 UTC	Fluent, Inc. FLNT · Entity 6736	GrantPre-Funded Warrants · Derivative	67,059	$2.20 Strike: $0.00	$147,496.27	Disclosure SEC source: 0000950170-25-074837 · ownership.xml · derivative · entry 5 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 67,059 Underlying: Common Stock · 67,059 shares Expires not disclosed F3 · derivative.exercise_date: The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants. F4 · derivative.expiration_date: The Pre-Funded Warrants will terminate when exercised in full. F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). The reporting person is the CEO and President of GVIC. These securities may be deemed to be beneficially owned by GVIC because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals, and by the reporting person because he exercises significant managerial control over GVIC. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 15, 2025 Filed May 20, 2025 01:53 UTC	Fluent, Inc. FLNT · Entity 6736	GrantWarrants · Derivative	11,366	$0.00 Strike: $2.20	$0.00	Disclosure SEC source: 0000950170-25-074837 · ownership.xml · derivative · entry 4 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,366 Underlying: Common Stock · 11,366 shares Expires not disclosed F5 · derivative.exercise_date: The Warrants will be exercisable after stockholder approval of the offering of the Warrants. F6 · derivative.expiration_date: The Warrants will expire three years from the date of issuance. Read SEC document
May 15, 2025 Filed May 20, 2025 01:53 UTC	Fluent, Inc. FLNT · Entity 6736	GrantPre-Funded Warrants · Derivative	11,366	$2.20 Strike: $0.00	$24,999.52	Disclosure SEC source: 0000950170-25-074837 · ownership.xml · derivative · entry 3 GEYGAN JAMES · CIK 0001734726 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,366 Underlying: Common Stock · 11,366 shares Expires not disclosed F3 · derivative.exercise_date: The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants. F4 · derivative.expiration_date: The Pre-Funded Warrants will terminate when exercised in full. Read SEC document
May 15, 2025 Filed May 20, 2025 15:16 UTC	Fluent, Inc. FLNT · Entity 6736	GrantWarrants · Derivative	78,425	$0.00 Strike: $2.20	$0.00	Disclosure SEC source: 0000950170-25-074969 · ownership.xml · derivative · entry 4 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director of GVIC GEYGAN JAMES · CIK 0001734726 · Director · 10% owner Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 78,425 Underlying: Common Stock · 78,425 shares Expires not disclosed F7 · derivative.exercise_date: The Warrants will be exercisable after stockholder approval of the offering of the Warrants. F8 · derivative.expiration_date: The Warrants will expire three years from the date of issuance. F6 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 15, 2025 Filed May 20, 2025 15:16 UTC	Fluent, Inc. FLNT · Entity 6736	GrantPre-Funded Warrants · Derivative	78,425	$2.20 Strike: $0.00	$172,495.79	Disclosure SEC source: 0000950170-25-074969 · ownership.xml · derivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director of GVIC GEYGAN JAMES · CIK 0001734726 · Director · 10% owner Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Global Value Investment Corporation Disclosed balance after: 78,425 Underlying: Common Stock · 78,425 shares Expires not disclosed F4 · derivative.exercise_date: The Pre-Funded Warrants will be exercisable after stockholder approval of the offering of the Pre-Funded Warrants. F5 · derivative.expiration_date: The Pre-Funded Warrants will terminate when exercised in full. F6 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated persons/entities (collectively, "GVIC"). GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager and/or investment advisor to separately managed accounts, investment partnerships, and/or individuals. The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 17, 2025 Filed Jan 23, 2025 02:50 UTC	Fluent, Inc. FLNT · Entity 6736	OtherCommon Stock	10,000	$0.00	$0.00	Disclosure SEC source: 0000950170-25-008024 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JEFFREY RICHART · CIK 0001733547 · Director of GVIC GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 3,066,403 F1 · kind: Represents restricted stock units ("RSUs") granted to Mr. James Geygan on January 17, 2025, in connection with his appointment to the Board of Directors of Fluent, Inc. Such RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to accelerated vesting in certain circumstances. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:30 UTC	Fluent, Inc. FLNT · Entity 6736	PurchaseCommon Stock	14,337	$2.69	$38,553.63	Disclosure SEC source: 0000950170-24-134141 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GEYGAN JEFFREY RICHART · CIK 0001733547 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 3,056,403 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:30 UTC	Fluent, Inc. FLNT · Entity 6736	PurchaseCommon Stock	5,045	$2.74	$13,826.33	Disclosure SEC source: 0000950170-24-134141 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GEYGAN JEFFREY RICHART · CIK 0001733547 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 3,042,066 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
December 03, 2024 Filed Dec 6, 2024 21:30 UTC	Fluent, Inc. FLNT · Entity 6736	OtherCommon Stock	1,518	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-134141 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC GEYGAN JEFFREY RICHART · CIK 0001733547 · Director of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 3,037,021 F1 · price: As of December 3, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.0005 per share ("Common Stock"), of Fluent, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 29, 2024 Filed Oct 29, 2024 20:24 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	42,063	$2.89	$121,440.09	Disclosure SEC source: 0000950170-24-118265 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,880,737 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 28, 2024 Filed Oct 29, 2024 20:24 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	6,244	$2.99	$18,695.78	Disclosure SEC source: 0000950170-24-118265 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,838,674 F4 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:24 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	GrantCommon Stock	15,877	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-118265 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,832,430 F1 · price: Represents the annual common stock grant to Jeffrey R. Geygan pursuant to the issuer board of director compensation program for the period November 30, 2023, to August 31, 2024. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 24, 2024 Filed Oct 24, 2024 21:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	175,311	$2.60	$456,036.50	Disclosure SEC source: 0000950170-24-117097 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,818,723 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 24, 2024 Filed Oct 25, 2024 20:00 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	SaleCommon Stock	2,170	$2.58	$5,589.49	Disclosure SEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 4 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,816,553 F4 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 24, 2024 Filed Oct 25, 2024 20:00 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	175,311	$2.60	$456,036.50	Disclosure SEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,818,723 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 23, 2024 Filed Oct 24, 2024 21:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	330,743	$2.70	$891,881.57	Disclosure SEC source: 0000950170-24-117097 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,643,412 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 23, 2024 Filed Oct 25, 2024 20:00 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	330,743	$2.70	$891,881.57	Disclosure SEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,643,412 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 22, 2024 Filed Oct 24, 2024 21:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	2,000	$2.42	$4,831.40	Disclosure SEC source: 0000950170-24-117097 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,312,669 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 22, 2024 Filed Oct 25, 2024 20:00 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	2,000	$2.42	$4,831.40	Disclosure SEC source: 0000950170-24-117399 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,312,669 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 21, 2024 Filed Oct 22, 2024 20:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	51,777	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 4 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,310,669 F6 · price: As of October 21, 2024, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 21, 2024 Filed Oct 22, 2024 20:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,409	$2.32	$17,222.96	Disclosure SEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,258,892 F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
October 18, 2024 Filed Oct 22, 2024 20:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	23,700	$2.14	$50,677.71	Disclosure SEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,251,483 F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
September 16, 2024 Filed Oct 22, 2024 20:30 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	SaleCommon Stock	820	$1.75	$1,435.08	Disclosure SEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,227,783 F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price. F2 · ownership.nature: On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale. F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:15 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	9,705	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,228,603 F4 · price: As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:15 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	112,039	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,238,308 F1 · price: Represents a restricted stock unit award granted to Jeffrey R. Geygan, the controlling shareholder of Global Value Investement Corporation, under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock. F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 22, 2024 Filed Feb 22, 2024 21:35 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	22,048	$4.33	$95,377.44	Disclosure SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,125,969 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:05 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	22,348	$4.32	$96,652.87	Disclosure SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,126,269 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 21, 2024 Filed Feb 22, 2024 21:35 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,265	$4.37	$14,260.54	Disclosure SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 21, 2024 Filed Feb 26, 2024 21:05 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,265	$4.37	$14,260.54	Disclosure SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,103,921 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:35 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,148	$4.20	$29,990.15	Disclosure SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 20, 2024 Filed Feb 26, 2024 21:05 UTC Amendment	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	7,148	$4.20	$29,990.15	Disclosure SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,100,656 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 14, 2024 Filed Feb 14, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	5,867	$4.13	$24,227.19	Disclosure SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,093,508 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 13, 2024 Filed Feb 14, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	21,763	$4.10	$89,284.88	Disclosure SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,087,641 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:34 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	10,650	$4.09	$43,607.49	Disclosure SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,065,878 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:05 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	189	$4.00	$756.00	Disclosure SEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,228 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	3,280	$3.99	$13,093.76	Disclosure SEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 1 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,055,039 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 01, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	OtherCommon Stock	445	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 3 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,051,759 F4 · price: As of February 1, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document
February 01, 2024 Filed Feb 2, 2024 14:00 UTC	Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473	PurchaseCommon Stock	32,200	$4.08	$131,485.48	Disclosure SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 2 GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC Wilke Stacy · CIK 0001865363 · Officer of GVIC Geygan Kathleen · CIK 0001865425 · Director of GVIC Rice Shawn G · CIK 0002007274 · Director of GVIC Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes. Disclosed balance after: 1,052,204 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4. F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.