Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phreesia, Inc.PHR · Entity 2606 | Director | June 24, 2026 | June 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phreesia, Inc.
Report date June 24, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,884 |
Reported balance
After 2026-06-24 transaction · row 1
1 source rowRow 1 · 2026-06-24 · Grant · Acquired 19,290 · Balance 43,884 F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) June 24, 2027 and (ii) the next annual meeting of the Issuer's stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported in this transaction represent Restricted Stock Units ("RSUs") issued under the Phreesia, Inc. 2019 Stock Option and Incentive Plan. Each RSU represents the contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in full upon the earlier of (i) June 24, 2027 and (ii) the next annual meeting of the Issuer's stockholders.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEALTHEQUITY, INC.
Report date June 06, 2025 · Filed June 10, 2025
Section 16 reporting ended · disclosed 2025-06-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 253,510 |
Ending reported balance
After 2025-06-06 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2025-06-06 · Exercise / conversion · Acquired 17,409 · Balance 325,421 Row 2 · 2025-06-06 · Exercise / conversion · Acquired 23,929 · Balance 349,350 Row 3 · 2025-06-06 · Exercise / conversion · Acquired 38,343 · Balance 387,693 Row 4 · 2025-06-06 · Sale · Disposed 62,827 · Balance 324,866 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.25 to $112.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2, 3, 4, 6, 7 and 8 of this Form 4. Row 5 · 2025-06-06 · Sale · Disposed 16,854 · Balance 308,012 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.27 to $112.63, inclusive. Row 6 · 2025-06-06 · Sale · Disposed 39,075 · Balance 268,937 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.43 to $112.42, inclusive Row 7 · 2025-06-06 · Sale · Disposed 15,427 · Balance 253,510 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $112.43 to $113.35, inclusive. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 136,055 |
Reported balance
After 2025-06-06 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2025-06-06 · Exercise / conversion · Acquired 34,820 · Balance 136,055 F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 159,985 |
Reported balance
After 2025-06-06 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2025-06-06 · Exercise / conversion · Acquired 23,930 · Balance 159,985 F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 172,767 |
Reported balance
After 2025-06-06 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2025-06-06 · Exercise / conversion · Acquired 12,782 · Balance 172,767 F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 120,317 |
Reported balance
After 2025-06-06 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2025-06-06 · Sale · Disposed 52,450 · Balance 120,317 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.25 to $112.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2, 3, 4, 6, 7 and 8 of this Form 4. F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 101,235 |
Reported balance
After 2025-06-06 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2025-06-06 · Sale · Disposed 19,082 · Balance 101,235 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.27 to $112.63, inclusive. F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 84,688 |
Reported balance
After 2025-06-06 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2025-06-06 · Sale · Disposed 16,547 · Balance 84,688 F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.34 to $112.33, inclusive. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 75,060 |
Reported balance
After 2025-06-06 transaction · row 14
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 14 · 2025-06-06 · Sale · Disposed 9,628 · Balance 75,060 F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $112.34 to $113.33, inclusive. |
| Common StockSEC Table I · non-derivative | Indirectby GKF, LLC | 75,000 |
Reported balance
After 2025-06-06 transaction · row 15
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 15 · 2025-06-06 · Sale · Disposed 60 · Balance 75,000 F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $113.34 to $113.36, inclusive. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.28 · Expires 2027-03-27 | Direct | 0 |
Reported balance
After 2025-06-06 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-06-06 · Exercise / conversion · Disposed 17,409 · Balance 0 F9: The option is immediately exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.72 · Expires 2028-03-27 | Direct | 0 |
Reported balance
After 2025-06-06 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-06-06 · Exercise / conversion · Disposed 23,929 · Balance 0 F9: The option is immediately exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $73.61 · Expires 2029-03-26 | Direct | 0 |
Reported balance
After 2025-06-06 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-06-06 · Exercise / conversion · Disposed 38,343 · Balance 0 F9: The option is immediately exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.28 · Expires 2027-03-27 | Indirectby GKF, LLC | 0 |
Reported balance
After 2025-06-06 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-06-06 · Exercise / conversion · Disposed 34,820 · Balance 0 F9: The option is immediately exercisable. F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.72 · Expires 2028-03-27 | Indirectby GKF, LLC | 0 |
Reported balance
After 2025-06-06 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-06-06 · Exercise / conversion · Disposed 23,930 · Balance 0 F9: The option is immediately exercisable. F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $73.61 · Expires 2029-03-26 | Indirectby GKF, LLC | 0 |
Reported balance
After 2025-06-06 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2025-06-06 · Exercise / conversion · Disposed 12,782 · Balance 0 F9: The option is immediately exercisable. F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.25 to $112.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 2, 3, 4, 6, 7 and 8 of this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.27 to $112.63, inclusive.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.43 to $112.42, inclusive
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $112.43 to $113.35, inclusive.
F5: These securities are held by GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $111.34 to $112.33, inclusive.
F7: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $112.34 to $113.33, inclusive.
F8: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $113.34 to $113.36, inclusive.
F9: The option is immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 4,809 | $61.09 | $293,786.62 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 9 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Team Bear Trust Disclosed balance after: 18,430 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.265, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (9) of this Form 4. F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 5,910 | $60.86 | $359,664.87 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 8 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Team Bear Trust Disclosed balance after: 23,239 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) of this Form 4. F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 6,276 | $61.09 | $383,415.27 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 7 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Team Gracie Trust Disclosed balance after: 24,513 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.265, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (9) of this Form 4. F5 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 7,981 | $60.86 | $485,720.47 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 6 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Team Gracie Trust Disclosed balance after: 30,789 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) of this Form 4. F5 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 938 | $61.10 | $57,308.14 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 5 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust Disclosed balance after: 3,875 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.24, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (8) of this Form 4. F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries. Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,316 | $60.87 | $80,100.18 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 4 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust Disclosed balance after: 4,813 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.99, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (7) of this Form 4. F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 7,711 | $60.12 | $463,596.89 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 3 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Team Bear Trust Disclosed balance after: 29,149 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4. F6 · ownership.nature: These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 10,256 | $60.12 | $616,606.10 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Team Gracie Trust Disclosed balance after: 38,770 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4. F5 · ownership.nature: These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 20:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 1,621 | $60.12 | $97,456.95 |
DisclosureSEC source: 0001415889-23-010401 · form4-06282023_080643.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: Plan reported Ownership: Indirect · by Jon Kessler and Laura M. Gottsman Family Trust Disclosed balance after: 6,129 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4. F3 · balance_after: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries. F4 · balance_after: The Reporting Person previously reported 7,750 shares held by the Jon Kessler and Laura M. Gottsman Family Trust as shares held directly by the Reporting Person. This report corrects such previous report to reflect that such shares are beneficially owned indirectly by the Reporting Person. F3 · ownership.nature: These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Tax withholdingCommon Stock | 40,309 | $57.70 | $2,325,788.99 |
DisclosureSEC source: 0001415889-23-006284 · form4-04052023_080423.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,741 Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 20:03 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 86,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005655 · form4-03312023_080338.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,050 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 86,179 shares on March 29, 2023. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:29 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Tax withholdingCommon Stock | 13,667 | $67.63 | $924,304.68 |
DisclosureSEC source: 0001179110-22-002581 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,871 F1 · balance_after: Corrects an overstatement of shares held by the reporting person in the reporting person's most recent Form 4. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 20:24 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 31,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-002502 · edgar.xml · nonDerivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,614 F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 31,788 shares on March 30, 2022. Read SEC document |
| January 12, 2022 Filed Apr 1, 2022 20:24 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | OtherCommon Stock | 4,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-002502 · edgar.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,826 F1 · kind: On January 12, 2022, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 4,424 shares of common stock currently held as sole and separate property of his spouse would be deemed as community property of the Reporting Person and his spouse. Read SEC document |
| January 12, 2022 Filed Apr 1, 2022 20:24 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | OtherCommon Stock | 4,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-002502 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Wife Disclosed balance after: 0 F1 · kind: On January 12, 2022, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 4,424 shares of common stock currently held as sole and separate property of his spouse would be deemed as community property of the Reporting Person and his spouse. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · derivative · entry 11 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 60,000 Underlying: Common Stock · 100,000 shares Expires 2024-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Exercise / conversionCommon Stock | 100,000 | $14.00 | $1,400,000.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · nonDerivative · entry 7 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 36,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · nonDerivative · entry 6 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Team Bear Trust Disclosed balance after: 36,860 F5 · kind: This transaction involved a gift of shares by the Reporting Person to Team Bear Trust (the "Bear Trust"). The Reporting Person's spouse, who is a member of his immediate family, is a co-trustee of the Bear Trust. The Reporting Person's spouse and children, all of whom are members of his immediate family, are the sole beneficiaries of the Trust. F6 · ownership.nature: These securities are held by the Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 04, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 36,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · nonDerivative · entry 5 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,402 F5 · kind: This transaction involved a gift of shares by the Reporting Person to Team Bear Trust (the "Bear Trust"). The Reporting Person's spouse, who is a member of his immediate family, is a co-trustee of the Bear Trust. The Reporting Person's spouse and children, all of whom are members of his immediate family, are the sole beneficiaries of the Trust. Read SEC document |
| November 04, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 49,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · nonDerivative · entry 4 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Team Gracie Trust Disclosed balance after: 49,026 F3 · kind: This transaction involved a gift of shares by the Reporting Person's spouse, who is a member of the Reporting Person's immediate family, to Team Gracie Trust (the "Gracie Trust"). The Reporting Person is a co-trustee of the Gracie Trust. The Reporting Person and his children, all of whom are members of his immediate family, are the sole beneficiaries of the Gracie Trust. F4 · ownership.nature: These securities are held by the Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 04, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 49,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · nonDerivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Wife Disclosed balance after: 4,424 F3 · kind: This transaction involved a gift of shares by the Reporting Person's spouse, who is a member of the Reporting Person's immediate family, to Team Gracie Trust (the "Gracie Trust"). The Reporting Person is a co-trustee of the Gracie Trust. The Reporting Person and his children, all of whom are members of his immediate family, are the sole beneficiaries of the Gracie Trust. F2 · shares: These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote one. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote one. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 26, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | OtherCommon Stock | 53,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Wife Disclosed balance after: 53,450 F1 · kind: On October 26, 2021, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 53,450 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of his spouse and 40,186 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of the Reporting Person. F2 · ownership.nature: These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote one. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 26, 2021 Filed Dec 10, 2021 13:31 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | OtherCommon Stock | 53,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-010806 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,262 F1 · kind: On October 26, 2021, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 53,450 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of his spouse and 40,186 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of the Reporting Person. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 15:24 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Tax withholdingCommon Stock | 10,971 | $67.29 | $738,266.02 |
DisclosureSEC source: 0001179110-21-004288 · edgar.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,712 F1 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 15:24 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Tax withholdingCommon Stock | 10,778 | $67.29 | $725,278.57 |
DisclosureSEC source: 0001179110-21-004288 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,683 Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:34 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 21,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003937 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,461 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 21,746 shares on March 30, 2021. F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 17,553 | $87.13 | $1,529,349.01 |
DisclosureSEC source: 0001179110-21-000881 · edgar.xml · nonDerivative · entry 4 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,715 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.76 to $87.58, inclusive. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 21,448 | $86.12 | $1,847,003.10 |
DisclosureSEC source: 0001179110-21-000881 · edgar.xml · nonDerivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,268 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.75 to $86.74, inclusive. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 56,141 | $85.06 | $4,775,246.79 |
DisclosureSEC source: 0001179110-21-000881 · edgar.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,716 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.74, inclusive. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:44 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 54,858 | $84.46 | $4,633,279.25 |
DisclosureSEC source: 0001179110-21-000881 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,857 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.75 to $84.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), and (5) of this Form 4. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 16,851 | $63.09 | $1,063,136.33 |
DisclosureSEC source: 0001179110-20-006730 · edgar.xml · nonDerivative · entry 4 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Team Bear Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Trust on March 27, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.20, inclusive. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | SaleCommon Stock | 83,149 | $62.48 | $5,195,556.95 |
DisclosureSEC source: 0001179110-20-006730 · edgar.xml · nonDerivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Team Bear Trust Disclosed balance after: 16,851 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Trust on March 27, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3)and (4) of this Form 4. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 17:04 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock · Derivative | 12,782 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 7 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 12,782 Underlying: Common Stock · 12,782 shares Expires 2029-03-26 F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 17:04 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 12,782 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 6 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,343 Underlying: Common Stock · 51,125 shares Expires 2029-03-26 F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F5 · derivative.exercise_date: The option will become exercisable in annual installments of 12,781 shares on each of March 26, 2021, 2022 and 2023. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 17:04 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 11,965 | $0.00 Strike: $61.72 | $0.00 |
DisclosureSEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 5 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 23,930 Underlying: Common Stock · 11,965 shares Expires 2028-03-27 F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 17:04 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 11,965 | $0.00 Strike: $61.72 | $0.00 |
DisclosureSEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 4 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,929 Underlying: Common Stock · 35,894 shares Expires 2028-03-27 F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F4 · derivative.exercise_date: The option will become exercisable as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 17:04 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 17,410 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 34,820 Underlying: Common Stock · 17,410 shares Expires 2027-03-27 F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F3 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 17:04 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 17,410 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001179110-20-005055 · edgar.xml · derivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,409 Underlying: Common Stock · 34,819 shares Expires 2027-03-27 F1 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F2 · derivative.exercise_date: The option will become exercisable as to 17,409 shares on March 27, 2021 Read SEC document |
| April 13, 2020 Filed May 29, 2020 21:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006730 · edgar.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Team Bear Trust Disclosed balance after: 100,000 F1 · kind: This transaction involved a gift of shares by the reporting person to Team Bear Trust (the "Trust"). The reporting person's wife, who is a member of his immediate family, is a co-trustee of the Trust. The reporting person's wife and children, all of whom are members of his immediate family, are the sole beneficiaries of the Trust. Read SEC document |
| April 13, 2020 Filed May 29, 2020 21:56 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006730 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,715 F1 · kind: This transaction involved a gift of shares by the reporting person to Team Bear Trust (the "Trust"). The reporting person's wife, who is a member of his immediate family, is a co-trustee of the Trust. The reporting person's wife and children, all of whom are members of his immediate family, are the sole beneficiaries of the Trust. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:21 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | Tax withholdingCommon Stock | 42,170 | $43.97 | $1,854,012.48 |
DisclosureSEC source: 0001179110-20-004738 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,715 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 66,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · nonDerivative · entry 3 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,885 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 12,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · nonDerivative · entry 2 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,129 F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 12,076 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GrantCommon Stock | 26,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · nonDerivative · entry 1 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,053 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 26,643 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022. Read SEC document |
| February 07, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 9 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 160,000 Underlying: Common Stock · 160,000 shares Expires 2024-07-30 F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| February 07, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 8 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 160,000 shares Expires 2024-07-30 F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| February 07, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 11,965 | $0.00 Strike: $61.72 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 7 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 11,965 Underlying: Common Stock · 11,965 shares Expires 2028-03-27 F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| February 07, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 11,965 | $0.00 Strike: $61.72 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 6 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,894 Underlying: Common Stock · 47,859 shares Expires 2028-03-27 F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F6 · derivative.exercise_date: The option became exercisable as to 11,965 shares on March 27, 2020. The option will vest as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022. Read SEC document |
| February 07, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 17,410 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 5 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GKF, LLC Disclosed balance after: 17,410 Underlying: Common Stock · 17,410 shares Expires 2027-03-27 F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F5 · derivative.exercise_date: The option is immediately exercisable. Read SEC document |
| February 07, 2020 Filed Apr 2, 2020 21:28 UTC | HEALTHEQUITY, INC. HQY · Entity 3639 | GiftStock Option (right to buy) · Derivative | 17,410 | $0.00 Strike: $41.28 | $0.00 |
DisclosureSEC source: 0001179110-20-004542 · edgar.xml · derivative · entry 4 Kessler Jon · CIK 0001615062 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,819 Underlying: Common Stock · 52,229 shares Expires 2027-03-27 F3 · kind: This transaction involved a gift of options by the reporting person to GKF, LLC (the "LLC"). The reporting person and his wife, who is a member of his immediate family, serve as co-managers of the LLC, which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. F4 · derivative.exercise_date: The option became exercisable as to 17,410 shares on March 27, 2020. The remaining 17,409 shares will vest on March 27, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.