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person · Reporting owner

Van Nieuwenhuyse Rick

Disclosed activity across 3 companies

Tapewire entity
35108
SEC CIK
0001561025

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Contango Silver & Gold Inc.CTGO · Entity 5298Director · President & CEOJune 25, 2026June 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Contango Silver & Gold Inc.

Report date June 25, 2026 · Filed June 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect555,251 Reported balance After 2026-06-25 transaction · row 1
1 source row

Row 1 · 2026-06-25 · Purchase · Acquired 4,111 · Balance 555,251

F1: On June 25, 2026, the reporting person acquired 4,111 shares. The price reported in Column 4 is a weighted average price. These shares were acquired in mutiple transactions at prices ranging from $15.03 to $15.41, inclusive. The reporting person undertakes to provide Contango Silver & Gold Inc., any security holder of Contango Silver & Gold Inc., or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) of the Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: On June 25, 2026, the reporting person acquired 4,111 shares. The price reported in Column 4 is a weighted average price. These shares were acquired in mutiple transactions at prices ranging from $15.03 to $15.41, inclusive. The reporting person undertakes to provide Contango Silver & Gold Inc., any security holder of Contango Silver & Gold Inc., or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) of the Form 4.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NOVAGOLD RESOURCES INC

Report date June 03, 2019 · Filed June 03, 2019

Section 16 reporting ended · disclosed 2019-06-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect327,856 Reported balance After 2019-06-03 transaction · row 1
1 source row

Row 1 · 2019-06-03 · Grant · Acquired 938 · Balance 327,856

F1: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Common SharesSEC Table I · non-derivativeIndirectSegregated IRA86,690 Reported balance Holding disclosure · report date 2019-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 86,690

Common SharesSEC Table I · non-derivativeIndirectIRA182,938 Reported balance Holding disclosure · report date 2019-06-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 182,938

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Trilogy Metals Inc.

Report date September 04, 2019 · Filed September 12, 2019

Section 16 reporting ended · disclosed 2019-09-12. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2020 Filed Nov 19, 2020 01:04 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 PurchaseCommon Stock, par value $0.01 25,000 $15.00 $375,000.00
Disclosure

SEC source: 0001157523-20-001530 · form4.xml · nonDerivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,472

F2 · shares: On November 17, 2020, the reporting person purchased 25,000 shares of restricted stock in a private transaction with an affiliate at $15.00 per share.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:04 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 PurchaseCommon Stock, par value $0.01 35,000 $15.00 $525,000.00
Disclosure

SEC source: 0001157523-20-001530 · form4.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,472

F1 · shares: On November 17, 2020, the reporting person purchased 35,000 shares of restricted stock in a private transaction with an affiliate at $15.00 per share.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 20:18 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock 75,472 $13.25 $1,000,004.00
Disclosure

SEC source: 0001157523-20-001269 · form4.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,472

F1 · price: On September 23, 2023, the reporting person purchased 75,472 shares of restricted stock as part of a Private Placement Offering of the Company at $13.25 per share.

F2 · balance_after: On January 9, 2020, the Company issued 75,000 shares of restricted stock to the reporting person. The shares of restricted stock will vest in two equal annual installments on January 6, 2021 and January 6, 2022.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:09 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001157523-20-000049 · form4.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: On January 9, 2020, the Company issued 75,000 shares of restricted stock to the reporting person. The shares of restricted stock will vest in two equal annual installments on January 6, 2021 and January 6, 2022.

Read SEC document
January 06, 2020 Filed Jan 9, 2020 00:57 UTC Contango Silver & Gold Inc. CTGO · Entity 5298 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001157523-20-000039 · form4.xml · derivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-01-06

F1 · derivative.exercise_date: The stock options vest in two equal annual installments on January 6, 2021 and January 6, 2022.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:23 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 938 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003969 · marketforms-45149.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,856

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:29 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001732 · marketforms-44307.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,918

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F2 · derivative.exercise_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

F2 · derivative.expiration_date: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 133,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · derivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

F1 · derivative.exercise_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

F1 · derivative.expiration_date: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Stock 66,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · nonDerivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Vesting of restricted stock units granted on 12/7/2017. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest in three equal installments on 12/7/2017, 12/7/2018 and 12/7/2019, or as soon as practicable following the annual vesting period.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 22:20 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Stock 133,334 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008534 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,075,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of restricted stock units granted on 12/15/2016. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock vest in three equal installments on 12/15/2016, 12/15/2017 and 12/15/2018, or as soon as practicable following the annual vesting period.

Read SEC document
December 05, 2018 Filed Dec 8, 2018 00:12 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Options (Right to Buy) · Derivative 600,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001567619-18-007529 · doc1.xml · derivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2023-12-04

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00 The options vest as follows: 1/3 on 12/5/2018; 1/3 on 12/5/2019; and 1/3 on 12/5/2020.

F2 · derivative.exercise_date: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00 The options vest as follows: 1/3 on 12/5/2018; 1/3 on 12/5/2019; and 1/3 on 12/5/2020.

Read SEC document
December 05, 2018 Filed Dec 8, 2018 00:12 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantCommon Shares 150,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007529 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942,006

F1 · shares: Grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest as follows: 50% on 12/5/2018 and 50% on 12/5/2019.

F1 · price: Grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The restricted stock units vest as follows: 50% on 12/5/2018 and 50% on 12/5/2019.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 22:09 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,176 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007458 · marketforms-43371.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,806

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2018 Filed Dec 3, 2018 22:09 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 96,000 $0.00 Strike: $3.68 $0.00
Disclosure

SEC source: 0001214659-18-007458 · marketforms-43371.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Shares · 96,000 shares

Expires 2023-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.90 using an exchange rate of CAD$1.3301=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:09 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005883 · marketforms-42864.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,630

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:32 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004290 · marketforms-42222.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,453

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 23:11 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,092 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001686 · marketforms-41211.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,549

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:30 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 133,334 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047664 · doc1.xml · derivative · entry 5

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,668

Underlying: Common Stock · 133,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2017 vesting date was Cdn $1.35.

F7 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017, or such later date as determined by the company.

F7 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:30 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 133,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047664 · doc1.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,002

Underlying: Common Stock · 133,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2017 vesting date was Cdn $1.15.

F6 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018, or such later date as determined by the company.

F6 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:30 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 66,666 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047664 · doc1.xml · derivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,335

Underlying: Common Stock · 66,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F5 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019, or such later date as determined by the company.

F5 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:30 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047664 · doc1.xml · derivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,001

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F4 · derivative.exercise_date: The restricted stock units vest on December 7, 2017, or such later date as determined by the company.

F4 · derivative.expiration_date: The restricted stock units vest on December 7, 2017, or such later date as determined by the company.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 00:30 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Stock 533,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-047664 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,792,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 00:47 UTC Trilogy Metals Inc. TMQ · Entity 5362 PurchaseCommon Stock 1,159,096 $0.83 $962,049.68
Disclosure

SEC source: 0001140361-17-046811 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258,673

F1 · balance_after: 20,336 common shares were acquired pursuant to a domestic relations order under IRC 414(p)(1)(B).

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045738 · doc1.xml · derivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,001

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F5 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019.

F5 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 7, 2017, December 7, 2018 and December 7, 2019.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-045738 · doc1.xml · derivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,001

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 7, 2017 vesting date was Cdn $0.96.

F4 · derivative.exercise_date: The restricted stock units vest on December 7, 2017.

F4 · derivative.expiration_date: The restricted stock units vest on December 7, 2017.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045738 · doc1.xml · derivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

F2 · derivative.exercise_date: The stock options vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:59 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 104,400 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001214659-17-007081 · marketforms-40380.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,400

Underlying: Common Shares · 104,400 shares

Expires 2022-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:59 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007081 · marketforms-40380.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,457

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 17:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 10,248 $3.88 $39,762.24
Disclosure

SEC source: 0001214659-17-007157 · marketforms-40420.xml · nonDerivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,457

Read SEC document
December 01, 2017 Filed Dec 5, 2017 17:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 139,752 $3.94 $550,622.88
Disclosure

SEC source: 0001214659-17-007157 · marketforms-40420.xml · nonDerivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,705

F1 · price: The price reported above was converted from the Canadian price of C$5.01 using an exchange rate of CAD$1.2729=U.S.$1.00.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 130,050 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001214659-17-007052 · marketforms-40371.xml · derivative · entry 5

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2888=U.S.$1.00.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 114,843 $3.85 $442,145.55
Disclosure

SEC source: 0001214659-17-007052 · marketforms-40371.xml · nonDerivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,332

F2 · price: The price reported above was converted from the Canadian price of C$4.96 to USD using an exchange rate of CAD$1.2888=USD$1.00.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 130,050 $3.40 $442,170.00
Disclosure

SEC source: 0001214659-17-007052 · marketforms-40371.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2888=U.S.$1.00.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:20 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005421 · marketforms-39527.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,125

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:35 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003795 · marketforms-38961.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,108

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:22 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001638 · marketforms-38145.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,999

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 22:56 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 63,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 5

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,001

Underlying: Common Stock · 63,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2016 vesting date was Cdn $0.64.

F5 · kind: Pursuant to the terms of NovaCopper Inc. 2012 Restricted Share Unit Plan, a portion of the vested restricted stock units was paid in cash in lieu of delivery of the underlying common shares.

F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 22:56 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 69,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,601

Underlying: Common Stock · 69,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 23, 2016 vesting date was Cdn $0.64.

F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 23, 2015, December 23, 2016 and December 23, 2017.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 22:56 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 63,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,334

Underlying: Common Stock · 63,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vesting date was Cdn $0.63.

F5 · kind: Pursuant to the terms of NovaCopper Inc. 2012 Restricted Share Unit Plan, a portion of the vested restricted stock units was paid in cash in lieu of delivery of the underlying common shares.

F3 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 22:56 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionRestricted Stock Units · Derivative 69,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-090743 · doc1.xml · derivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,934

Underlying: Common Stock · 69,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vesting date was Cdn $0.63.

F3 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 22:56 UTC Trilogy Metals Inc. TMQ · Entity 5362 Exercise / conversionCommon Stock 139,466 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-090743 · doc1.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:13 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantRestricted Stock Units · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-090117 · doc1.xml · derivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,667

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TMQ common stock. The conversion price of the underlying common shares as of the December 15, 2016 vesting date was Cdn $0.63.

F4 · derivative.exercise_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Vested shares are paid out and delivered to the reporting person as of each vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018. Vested shares are paid out and delivered to the reporting person as of each vesting date.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:13 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001140361-16-090117 · doc1.xml · derivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2021-12-14

F1 · derivative.exercise_price: Expressed in Canadian dollars.

F2 · derivative.exercise_date: The stock options vest in three equal installments on December 15, 2016, December 15, 2017 and December 15, 2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:57 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015114 · marketforms-37244.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:57 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015114 · marketforms-37244.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,211

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.