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Pasternak Andy

Disclosed activity across 3 companies

Tapewire entity
35071
SEC CIK
0001792746

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Context Therapeutics Inc.CNTX · Entity 7406DirectorJune 24, 2026June 26, 2026
Kardigan, Inc.KARD · Entity 4569Chief Strategy OfficerJune 17, 2026June 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Context Therapeutics Inc.

Report date June 24, 2026 · Filed June 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.58 · Expires 2036-06-23Direct45,000 Reported balance After 2026-06-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-24 · Grant · Acquired 45,000 · Balance 45,000

F1: The option vests and becomes exercisable on the earlier of (i) June 24, 2027 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2027 annual meeting of stockholders, subject to continued service with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable on the earlier of (i) June 24, 2027 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2027 annual meeting of stockholders, subject to continued service with the Issuer.

Kardigan, Inc.

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect79,640 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Grant · Acquired 79,640 · Balance 79,640

F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on June 17, 2028, subject to the Reporting Person's continuous service as of the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on June 17, 2028, subject to the Reporting Person's continuous service as of the applicable vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Horizon Therapeutics Public Ltd Co

Report date October 06, 2023 · Filed October 06, 2023

Section 16 reporting ended · disclosed 2023-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-06 transaction · row 1
1 source row

Row 1 · 2023-10-06 · Disposition to issuer · Disposed 56,338 · Balance 0

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-10-06 · Disposition to issuer · Disposed 11,643 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F4: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 8 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F3: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-10-06 · Disposition to issuer · Disposed 15,870 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F4: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 8 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F5: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-10-06 · Disposition to issuer · Disposed 22,997 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F4: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 8 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F6: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-10-06 · Disposition to issuer · Disposed 15,281 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F7: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-10-06 · Disposition to issuer · Disposed 5,816 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F7: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-10-06 · Disposition to issuer · Disposed 34,928 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F7: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-10-06 · Disposition to issuer · Disposed 4,761 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F9: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-10-06 · Disposition to issuer · Disposed 14,282 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F10: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-10-06 · Disposition to issuer · Disposed 23,806 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F10: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-10-06 · Disposition to issuer · Disposed 11,499 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-10-06 · Disposition to issuer · Disposed 5,749 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F12: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2023-10-06 · Disposition to issuer · Disposed 5,749 · Balance 0

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F12: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F2: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F3: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

F4: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 8 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F5: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

F6: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

F7: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

F8: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F9: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

F10: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

F11: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

F12: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2026 Filed Jun 26, 2026 20:23 UTC Context Therapeutics Inc. CNTX · Entity 7406 GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001628280-26-045789 · wk-form4_1782505405.xml · derivative · entry 1

Pasternak Andy · CIK 0001792746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2036-06-23

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 24, 2027 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2027 annual meeting of stockholders, subject to continued service with the Issuer.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 23:30 UTC Kardigan, Inc. KARD · Entity 4569 GrantCommon Stock 79,640 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-277955 · ownership.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,640

F1 · kind: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in full on June 17, 2028, subject to the Reporting Person's continuous service as of the applicable vesting date.

Read SEC document
June 12, 2025 Filed Jun 12, 2025 21:30 UTC Context Therapeutics Inc. CNTX · Entity 7406 GrantStock Option (right to buy) · Derivative 138,900 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001842952-25-000078 · wk-form4_1749763803.xml · derivative · entry 1

Pasternak Andy · CIK 0001792746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,900

Underlying: Common Stock · 138,900 shares

Expires 2035-06-11

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 12, 2026 (the one-year anniversary of the date of grant) or (ii) the Issuer's 2026 annual meeting of stockholders, subject to continued service with the Issuer.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 01:43 UTC Context Therapeutics Inc. CNTX · Entity 7406 GrantStock Option (right to buy) · Derivative 20,685 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001842952-25-000010 · wk-form4_1736905424.xml · derivative · entry 1

Pasternak Andy · CIK 0001792746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,685

Underlying: Common Stock · 20,685 shares

Expires 2035-01-12

F1 · derivative.exercise_date: The option vests and becomes exercisable on the earlier of (i) June 13, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders, subject to continued service with the Issuer.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 5,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 13

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,749 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F12 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

F12 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 5,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 12

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,749 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F12 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

F12 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 11,499 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 11

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,499 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

F11 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 23,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 10

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 23,806 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F10 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

F10 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 14,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 9

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,282 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F10 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

F10 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 4,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 8

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,761 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F9 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

F9 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 34,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 7

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 34,928 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F7 · derivative.exercise_date: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

F7 · derivative.expiration_date: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 5,816 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 6

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,816 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F7 · derivative.exercise_date: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

F7 · derivative.expiration_date: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 15,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 5

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,281 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F7 · derivative.exercise_date: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

F7 · derivative.expiration_date: The Ordinary Shares subject to the PSUs (as defined in footnote 8 to this Form 4) vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerRestricted Stock Units · Derivative 22,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 4

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 22,997 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F4 · price: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 8 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F6 · derivative.exercise_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

F6 · derivative.expiration_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerRestricted Stock Units · Derivative 15,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 3

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,870 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F4 · price: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 8 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F5 · derivative.exercise_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

F5 · derivative.expiration_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerRestricted Stock Units · Derivative 11,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · derivative · entry 2

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,643 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU (as defined in footnote 4 to this Form 4) and PSU (as defined in footnote 8 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F4 · price: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs (as defined in footnote 8 to this Form 4), (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F3 · derivative.exercise_date: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

F3 · derivative.expiration_date: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 18:03 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerOrdinary Shares 56,338 $116.50 $6,563,377.00
Disclosure

SEC source: 0001209191-23-052364 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:19 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 27,129 $113.03 $3,066,323.05
Disclosure

SEC source: 0001209191-23-003733 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,338

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.00 to $113.0750 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:38 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units (RSU) · Derivative 22,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002432 · doc4.xml · derivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,997

Underlying: Ordinary Shares · 22,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

F2 · derivative.expiration_date: The RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 7,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 10

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,870

Underlying: Ordinary Shares · 7,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The remaining ordinary shares subject to the RSU vest ratably on January 5, 2024 and January 5, 2025.

F4 · derivative.expiration_date: The remaining ordinary shares subject to the RSU vest ratably on January 5, 2024 and January 5, 2025.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 11,643 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 9

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,643

Underlying: Ordinary Shares · 11,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The remaining ordinary shares subject to the PSU/RSU vest on January 5, 2024.

F3 · derivative.expiration_date: The remaining ordinary shares subject to the PSU/RSU vest on January 5, 2024.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 14,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 8

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

F2 · derivative.expiration_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSU) · Derivative 11,648 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 7

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,816

Underlying: Ordinary Shares · 11,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The remaining ordinary shares subject to the PSU/RSU vest on January 5, 2024.

F3 · derivative.expiration_date: The remaining ordinary shares subject to the PSU/RSU vest on January 5, 2024.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSU) · Derivative 26,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 6

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 26,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

F2 · derivative.expiration_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSU) · Derivative 5,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 5

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

F2 · derivative.expiration_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSU) · Derivative 2,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 4

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

F2 · derivative.expiration_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSU) · Derivative 8,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · derivative · entry 3

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

F2 · derivative.expiration_date: The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 39,313 $113.80 $4,473,819.40
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · nonDerivative · entry 2

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,467

Read SEC document
December 30, 2022 Filed Jan 4, 2023 16:14 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 88,733 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000879 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 16:28 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantPerformance Restricted Stock Units (PSUs) · Derivative 17,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062916 · doc4.xml · derivative · entry 2

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,464

Underlying: Ordinary Shares · 17,464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · kind: On January 4, 2021, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. Two-thirds of the ordinary shares subject to the PSUs vest on December 30, 2022 and the remaining one-third of the ordinary shares vest on January 5, 2024.

F3 · derivative.exercise_date: On January 4, 2021, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. Two-thirds of the ordinary shares subject to the PSUs vest on December 30, 2022 and the remaining one-third of the ordinary shares vest on January 5, 2024.

F3 · derivative.expiration_date: On January 4, 2021, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. Two-thirds of the ordinary shares subject to the PSUs vest on December 30, 2022 and the remaining one-third of the ordinary shares vest on January 5, 2024.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 16:28 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantPerformance Restricted Stock Units (PSUs) · Derivative 26,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062916 · doc4.xml · derivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,124

Underlying: Ordinary Shares · 26,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F2 · kind: On January 3, 2020, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. The ordinary shares subject to the PSUs vest on December 30, 2022.

F2 · derivative.exercise_date: On January 3, 2020, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. The ordinary shares subject to the PSUs vest on December 30, 2022.

F2 · derivative.expiration_date: On January 3, 2020, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. The ordinary shares subject to the PSUs vest on December 30, 2022.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 17:10 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionStock Option (Right to Buy) · Derivative 23,251 $0.00 Strike: $29.52 $0.00
Disclosure

SEC source: 0001209191-22-061269 · doc4.xml · derivative · entry 4

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 23,251 shares

Expires 2029-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 17:10 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 6,918 $112.60 $778,964.72
Disclosure

SEC source: 0001209191-22-061269 · doc4.xml · nonDerivative · entry 3

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,047

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.5950 to $112.60 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2022 Filed Dec 14, 2022 17:10 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 23,251 $112.61 $2,618,206.76
Disclosure

SEC source: 0001209191-22-061269 · doc4.xml · nonDerivative · entry 2

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,965

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.555 to $112.6701 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2022 Filed Dec 14, 2022 17:10 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 23,251 $29.52 $686,369.52
Disclosure

SEC source: 0001209191-22-061269 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2022 Filed Nov 2, 2022 16:12 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units · Derivative 12,421 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055272 · doc4.xml · derivative · entry 3

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary shares · 12,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The shares subject to the restricted stock units vest in three equal annual installments, beginning November 1, 2020.

F2 · derivative.expiration_date: The shares subject to the restricted stock units vest in three equal annual installments, beginning November 1, 2020.

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November 01, 2022 Filed Nov 2, 2022 16:12 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 5,503 $63.18 $347,679.54
Disclosure

SEC source: 0001209191-22-055272 · doc4.xml · nonDerivative · entry 2

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,965

Read SEC document
November 01, 2022 Filed Nov 2, 2022 16:12 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 12,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-055272 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
July 29, 2022 Filed Jul 29, 2022 17:21 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 643 $83.45 $53,658.35
Disclosure

SEC source: 0001209191-22-043548 · doc4.xml · nonDerivative · entry 2

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,047

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.10 to $83.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 29, 2022 Filed Jul 29, 2022 17:21 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 4,207 $82.44 $346,825.08
Disclosure

SEC source: 0001209191-22-043548 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,690

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.05 to $82.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 10, 2022 Filed Jun 13, 2022 16:19 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 762 $85.36 $65,044.32
Disclosure

SEC source: 0001209191-22-036299 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,897

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022.

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February 18, 2022 Filed Feb 18, 2022 16:42 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 1,313 $94.82 $124,498.66
Disclosure

SEC source: 0001209191-22-011331 · doc4.xml · nonDerivative · entry 1

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2021.

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January 06, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 349 $100.23 $34,980.27
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · nonDerivative · entry 6

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,972

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2021.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.05 to $100.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 06, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 6,438 $99.85 $642,834.30
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · nonDerivative · entry 5

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,321

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2021.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.99 to $99.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 700 $98.33 $68,831.00
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · nonDerivative · entry 4

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,759

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2021.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.95 to $98.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 06, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 500 $97.30 $48,650.00
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · nonDerivative · entry 3

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,459

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2021.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.83 to $97.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 05, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 11,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · derivative · entry 11

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Ordinary Shares · 11,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F10 · derivative.exercise_date: Two-thirds of the ordinary shares subject to the RSUs vest on January 5, 2022 and the remaining one-third of the ordinary shares vest on January 5, 2023.

F10 · derivative.expiration_date: Two-thirds of the ordinary shares subject to the RSUs vest on January 5, 2022 and the remaining one-third of the ordinary shares vest on January 5, 2023.

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January 05, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 11,067 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · derivative · entry 10

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

Underlying: Ordinary Shares · 11,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F9 · derivative.exercise_date: 50% of the shares subject to the RSU's vested on 1/5/2022, and the remaining shares vest on 1/5/2023.

F9 · derivative.expiration_date: 50% of the shares subject to the RSU's vested on 1/5/2022, and the remaining shares vest on 1/5/2023.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 11,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · derivative · entry 9

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,286

Underlying: Ordinary Shares · 11,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F8 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2021.

F8 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2021.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:02 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSU) · Derivative 14,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002297 · doc4.xml · derivative · entry 8

Pasternak Andy · CIK 0001792746 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,514

Underlying: Ordinary Shares · 14,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Issuer.

F8 · derivative.exercise_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2021.

F8 · derivative.expiration_date: The RSU's vest 1/3rd annually on each anniversary of January 5, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.