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CONRAD HERBERT J

Disclosed activity across 3 companies

Tapewire entity
35021
SEC CIK
0001218815

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arbutus Biopharma CorpABUS · Entity 4953DirectorJune 19, 2018June 22, 2018
Celldex Therapeutics, Inc.CLDX · Entity 4208DirectorJune 25, 2026June 29, 2026
Matinas BioPharma Holdings, Inc.MTNB · Entity 8443DirectorNovember 01, 2023November 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arbutus Biopharma Corp

Report date June 19, 2018 · Filed June 22, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.75 · Expires 2028-06-19Direct22,000 Reported balance After 2018-06-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-19 · Grant · Acquired 22,000 · Balance 22,000

Celldex Therapeutics, Inc.

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.09 · Expires 2036-06-25Direct26,000 Reported balance After 2026-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-25 · Grant · Acquired 26,000 · Balance 26,000

F1: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Matinas BioPharma Holdings, Inc.

Report date November 01, 2023 · Filed November 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.21 · Expires 2033-11-01Direct437,244 Reported balance After 2023-11-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-11-01 · Grant · Acquired 437,244 · Balance 437,244

F1: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on November 1, 2023. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on November 1, 2023. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2026 Filed Jun 29, 2026 20:07 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 26,000 $0.00 Strike: $34.09 $0.00
Disclosure

SEC source: 0001218815-26-000002 · form4-06292026_080622.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2036-06-25

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:08 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $19.53 $0.00
Disclosure

SEC source: 0001415889-25-016219 · form4-06092025_080631.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2035-06-05

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:03 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 16,500 $0.00 Strike: $36.43 $0.00
Disclosure

SEC source: 0001415889-24-017140 · form4-06172024_080647.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-06-13

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:49 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantStock option (right to buy) · Derivative 437,244 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0001493152-23-039336 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,244

Underlying: Common Stock · 437,244 shares

Expires 2033-11-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on November 1, 2023. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:08 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001415889-23-010034 · form4-06202023_080626.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2033-06-15

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 02:34 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantStock option (right to buy) · Derivative 142,657 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001493152-22-032692 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,657

Underlying: Common Stock · 142,657 shares

Expires 2032-11-14

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on November 14, 2022. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
June 22, 2022 Filed Jul 5, 2022 22:00 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 1,358,122 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018581 · ownership.xml · nonDerivative · entry 4

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 4,694,566

Read SEC document
June 22, 2022 Filed Jul 5, 2022 22:00 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 1,358,122 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018581 · ownership.xml · nonDerivative · entry 3

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert Conrad 2020 Grantor Retained Annuity Trust (GRAT)

Disclosed balance after: 0

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:08 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 13,600 $0.00 Strike: $22.48 $0.00
Disclosure

SEC source: 0001415889-22-006705 · form4-06172022_010604.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 13,600 shares

Expires 2032-06-16

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

F1 · date: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 20:17 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantStock option (right to buy) · Derivative 90,882 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001493152-21-026989 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,882

Underlying: Common Stock · 90,882 shares

Expires 2031-11-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2021. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
August 04, 2021 Filed Jul 5, 2022 22:00 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 494,622 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018581 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 3,336,444

Read SEC document
August 04, 2021 Filed Jul 5, 2022 22:00 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 494,622 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-018581 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 07, 2021 Filed Jul 9, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 1,280,917 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-016565 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 2,841,822

Read SEC document
July 07, 2021 Filed Jul 9, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 1,280,917 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-016565 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert Conrad 2020 Grantor Retained Annuity Trust (GRAT)

Disclosed balance after: 1,358,122

Read SEC document
June 19, 2021 Filed Jun 24, 2021 21:37 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 ConversionSeries B Preferred Stock · Derivative 100 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0000905718-21-000824 · matinasbio_fm4jun192021.xml · derivative · entry 5

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 19, 2021, pursuant to the Certificate of Designations of Preferences, Rights and Limitations of the Series B Preferred Stock (the "Certificate") of the Issuer, all shares of Series B Convertible Preferred Stock were mandatorily converted into shares of the Issuer's common stock. Each share of Series B Convertible Preferred Stock converted into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock were convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate. The Series B Convertible Preferred Stock had no expiration date.

F2 · derivative.expiration_date: On June 19, 2021, pursuant to the Certificate of Designations of Preferences, Rights and Limitations of the Series B Preferred Stock (the "Certificate") of the Issuer, all shares of Series B Convertible Preferred Stock were mandatorily converted into shares of the Issuer's common stock. Each share of Series B Convertible Preferred Stock converted into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock were convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate. The Series B Convertible Preferred Stock had no expiration date.

Read SEC document
June 19, 2021 Filed Jun 24, 2021 21:37 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 ConversionCommon Stock, par value $0.0001 per share 200,000 $0.00 $0.00
Disclosure

SEC source: 0000905718-21-000824 · matinasbio_fm4jun192021.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 1,560,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 19, 2021, pursuant to the Certificate of Designations of Preferences, Rights and Limitations of the Series B Preferred Stock (the "Certificate") of the Issuer, all shares of Series B Convertible Preferred Stock were mandatorily converted into shares of the Issuer's common stock. Each share of Series B Convertible Preferred Stock converted into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock were convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate. The Series B Convertible Preferred Stock had no expiration date.

Read SEC document
June 19, 2021 Filed Jun 24, 2021 21:37 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 OtherCommon Stock, par value $0.0001 per share 40,000 $0.00 $0.00
Disclosure

SEC source: 0000905718-21-000824 · matinasbio_fm4jun192021.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 1,360,905

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 400 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:19 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-21-006888 · edgar.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2031-06-17

F1 · security: Represents option granted by the Issuer pursuant to its 2021 Omnibus Equity Incentive Plan.

Read SEC document
May 20, 2021 Filed May 24, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 1,145,905 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-012764 · ownership.xml · nonDerivative · entry 4

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 1,320,905

Read SEC document
May 20, 2021 Filed May 24, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 1,145,905 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-012764 · ownership.xml · nonDerivative · entry 3

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert Conrad 2019 Grantor Retained Annuity Trust (GRAT)

Disclosed balance after: 0

Read SEC document
January 13, 2021 Filed May 24, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftSeries B Convertible Preferred Stock · Derivative 100 $1,000.00 Strike: $0.50 $100,000.00
Disclosure

SEC source: 0001493152-21-012764 · ownership.xml · derivative · entry 7

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 100

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock is convertible into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock are convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate of Designations of Preferences, Rights and Limitations of Series B Preferred Stock of the Issuer. The Series B Convertible Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock is convertible into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock are convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate of Designations of Preferences, Rights and Limitations of Series B Preferred Stock of the Issuer. The Series B Convertible Preferred Stock has no expiration date.

Read SEC document
January 13, 2021 Filed May 24, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftSeries B Convertible Preferred Stock · Derivative 100 $1,000.00 Strike: $0.50 $100,000.00
Disclosure

SEC source: 0001493152-21-012764 · ownership.xml · derivative · entry 6

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock is convertible into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock are convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate of Designations of Preferences, Rights and Limitations of Series B Preferred Stock of the Issuer. The Series B Convertible Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock is convertible into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock are convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate of Designations of Preferences, Rights and Limitations of Series B Preferred Stock of the Issuer. The Series B Convertible Preferred Stock has no expiration date.

Read SEC document
January 13, 2021 Filed May 24, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-012764 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad, Susan Wachtel, Nancy Fallick, Trustees

Disclosed balance after: 175,000

Read SEC document
January 13, 2021 Filed May 24, 2021 21:30 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-012764 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,622

Read SEC document
November 02, 2020 Filed Nov 10, 2020 21:05 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantStock option (right to buy) · Derivative 122,605 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001493152-20-020921 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,605

Underlying: Common Stock · 122,605 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2020. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 01:00 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 OtherCommon Stock, par value $0.0001 per share 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-011764 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,622

F1 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 300 shares of Common Stock for each share of Series B Preferred Stock.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 12:03 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 11,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001179110-20-007587 · edgar.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-06-18

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:10 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010651 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert Conrad 2020 Grantor Retained Annuity Trust (GRAT)

Disclosed balance after: 2,639,039

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:10 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-010651 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad and Judith Conrad, Trustees

Disclosed balance after: 125,000

Read SEC document
May 13, 2020 Filed May 15, 2020 20:01 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-009089 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad and Judith Conrad, Trustees

Disclosed balance after: 2,764,039

Read SEC document
May 13, 2020 Filed May 15, 2020 20:01 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock, par value $0.0001 per share 2,639,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-009089 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert Conrad 2019 Grantor Retained Annuity Trust (GRAT)

Disclosed balance after: 1,145,905

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:05 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantCommon Stock, par value $0.0001 per share 10,573 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-000123 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,622

F1 · shares: On December 31, 2019, the Reporting Person was issued 10,573 shares of common stock par value $.0001 per share pursuant to the Issuer's Amended and Restated 2013 Equity Incentive Plan. Such shares vest immediately upon grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:05 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantStock option (right to buy) · Derivative 107,416 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001493152-19-016456 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,416

Underlying: Common Stock · 107,416 shares

Expires 2029-11-01

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2019. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

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September 30, 2019 Filed Oct 2, 2019 22:13 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantCommon Stock, par value $0.0001 per share 38,066 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-014915 · ownership.xml · nonDerivative · entry 4

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,049

F3 · shares: On September 30, 2019, the Reporting Person was issued 38,066 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

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July 29, 2019 Filed Oct 2, 2019 22:13 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 ConversionSeries A Preferred Stock · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-014915 · ownership.xml · derivative · entry 8

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Converts automatically into Common Stock upon the earlier of (i) notice by the Issuer to the holders that the Issuer elected to convert all outstanding shares of Class A Preferred, (ii) July 29, 2019, (iii) the approval of the Issuer's MAT2203 product candidate by the U.S. Food and Drug Administration or the European Medicines Agency (the "Regulatory Approval") or (iv) the Regulatory Approval of the Issuer's MAT2501 product candidate.

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July 26, 2019 Filed Oct 2, 2019 22:13 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 OtherCommon Stock, par value $0.0001 per share 48,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-014915 · ownership.xml · nonDerivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,983

F1 · kind: Stock dividend, payable to all holders of record of Series A Preferred Stock of 2.4 shares of Common Stock for each share of Series A Preferred Stock.

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July 26, 2019 Filed Oct 2, 2019 22:13 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 ConversionCommon Stock, par value $0.0001 per share 200,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-014915 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2019 Filed Jul 2, 2019 22:38 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantCommon Stock, par value $0.0001 per share 28,005 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-010196 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,983

F1 · shares: On June 30, 2019, the Reporting Person was issued 28,005 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

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June 21, 2019 Filed Oct 2, 2019 22:13 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 OtherCommon Stock, par value $0.0001 per share 20,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-014915 · ownership.xml · nonDerivative · entry 3

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,983

F2 · kind: Stock dividend, payable to all holders of record of Series B Preferred Stock of 200 shares of Common Stock for each share of Series B Preferred Stock.

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June 19, 2019 Filed Jun 20, 2019 20:26 UTC Celldex Therapeutics, Inc. CLDX · Entity 4208 GrantNon-Qualified Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001179110-19-007969 · edgar.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2029-06-19

F1 · security: Represents option granted by the Issuer pursuant to its 2008 Stock Option and Incentive Plan.

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May 16, 2019 Filed May 20, 2019 22:38 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 PurchaseCommon Stock, par value $0.0001 per share 25,000 $0.96 $24,115.00
Disclosure

SEC source: 0001493152-19-007947 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Herbert J. Conrad Trust u/a/d 3/4/2005, Herbert J Conrad and Judith Conrad, Trustees

Disclosed balance after: 172,959

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $0.9563 to $0.9650, inclusive. Upon request of the SEC staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.

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March 31, 2019 Filed Apr 3, 2019 20:45 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantCommon Stock 22,019 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000327 · conrad_fm4feb82019.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,019

F1 · shares: On March 31, 2019, the Reporting Person was issued 22,019 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

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February 08, 2019 Filed Feb 12, 2019 22:39 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GiftCommon Stock 3,932,903 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000106 · conrad_fm4feb82019.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

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December 31, 2018 Filed Jan 4, 2019 21:02 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantCommon Stock 40,337 $0.00 $0.00
Disclosure

SEC source: 0000905718-19-000020 · ownership.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,032,903

F1 · shares: On December 31, 2018, the Reporting Person was issued 40,337 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

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November 01, 2018 Filed Nov 5, 2018 13:17 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantStock option (right to buy) · Derivative 128,299 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000905718-18-000909 · ownership.xml · derivative · entry 2

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,299

Underlying: Common Stock · 128,299 shares

Expires 2028-10-31

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November 01, 2018 Filed Nov 5, 2018 13:17 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantStock option (right to buy) · Derivative 128,299 $0.00 Strike: $0.74 $0.00
Disclosure

SEC source: 0000905718-18-000909 · ownership.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,299

Underlying: Common Stock · 128,299 shares

Expires 2028-10-31

F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's Amended and Restated 2013 Equity Incentive Plan (the "2013 Plan"). The option vests in equal monthly installments over a period of 12 months commencing on December 1, 2018. The exercise price is based on the closing price for the shares of the Common Stock on the date of grant in accordance with the terms of the 2013 Plan.

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October 01, 2018 Filed Oct 3, 2018 20:25 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantCommon Stock 26,087 $0.00 $0.00
Disclosure

SEC source: 0000905718-18-000817 · conrad-matinas_fm4jun212018.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992,566

F1 · shares: On October 1, 2018, the Reporting Person was granted 26,087 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equit Compensation Plan. Such shares vest immediately upon grant.

F1 · price: On October 1, 2018, the Reporting Person was granted 26,087 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equit Compensation Plan. Such shares vest immediately upon grant.

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June 29, 2018 Filed Jul 11, 2018 20:44 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 GrantCommon Stock 55,300 $0.00 $0.00
Disclosure

SEC source: 0000905718-18-000626 · conrad-matinas_fm4jun292018.xml · nonDerivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966,479

F1 · shares: On June 29, 2018, the Reporting Person was granted 55,300 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

F1 · price: On June 29, 2018, the Reporting Person was granted 55,300 shares of common stock par value $.0001 per share pursuant to the Company's 2013 Equity Compensation Plan. Such shares vest immediately upon grant.

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June 21, 2018 Filed Jun 22, 2018 20:20 UTC Matinas BioPharma Holdings, Inc. MTNB · Entity 8443 PurchaseSeries B Convertible Preferred Stock · Derivative 100 $1,000.00 Strike: $0.50 $100,000.00
Disclosure

SEC source: 0000905718-18-000582 · conrad-matinas_fm4jun212018.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: On June 21, 2018, the Reporting Person purchased 100 shares of Series B Convertible Preferred Stock from the Issuer in a public offering. Each share of Series B Convertible Preferred Stock is convertible into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock are convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate of Designations of Preferences, Rights and Limitations of Series B Preferred Stock of the Issuer. The Series B Convertible Preferred Stock has no expiration date.

F1 · derivative.expiration_date: On June 21, 2018, the Reporting Person purchased 100 shares of Series B Convertible Preferred Stock from the Issuer in a public offering. Each share of Series B Convertible Preferred Stock is convertible into 2,000 shares of the Issuer's common stock. The shares of Series B Convertible Preferred Stock are convertible at any time, at the holder's election, or upon certain mandatory conversion events set forth in the Certificate of Designations of Preferences, Rights and Limitations of Series B Preferred Stock of the Issuer. The Series B Convertible Preferred Stock has no expiration date.

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June 19, 2018 Filed Jun 22, 2018 23:30 UTC Arbutus Biopharma Corp ABUS · Entity 4953 GrantDirector Stock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001140361-18-029668 · doc1.xml · derivative · entry 1

CONRAD HERBERT J · CIK 0001218815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Shares · 22,000 shares

Expires 2028-06-19

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.