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CARNEY CRAIG B

Disclosed activity across 1 company

Tapewire entity
35000
SEC CIK
0001198502

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626EVP Chief Credit OfficerJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,688 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 4,561 · Balance 43,363

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Row 2 · 2026-06-25 · Tax withholding · Disposed 2,675 · Balance 40,688

F2: Reflects shares withheld to pay toward tax liability.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect10,705 Reported balance After 2026-06-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-25 · Exercise / conversion · Disposed 4,171 · Balance 10,705

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Common StockSEC Table I · non-derivativeIndirectBy ESOP9,898.03 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 9,898.03

Common StockSEC Table I · non-derivativeIndirectBy daughter166.27 Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 166.27

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

F2: Reflects shares withheld to pay toward tax liability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2018 Filed Jun 20, 2018 21:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000043 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000043 · primary_doc.xml · derivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,834

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning on June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning on June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning on June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000043 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 117.01

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000043 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 133.85

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000043 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 127.47

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000043 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 15,148.93

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 19, 2018 Filed Jun 20, 2018 21:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000043 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,409

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 25, 2018 Filed May 25, 2018 19:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 117.01

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 25, 2018 Filed May 25, 2018 19:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 133.85

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 25, 2018 Filed May 25, 2018 19:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 127.47

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 25, 2018 Filed May 25, 2018 19:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 15,148.93

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 23, 2018 23:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 117.01

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 23, 2018 23:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 133.85

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 23, 2018 23:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 127.47

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 23, 2018 23:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 15,148.93

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 315 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640

Underlying: Common Stock · 315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 23, 2018 Filed May 25, 2018 19:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 87 $39.20 $3,410.40
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,409

Read SEC document
May 23, 2018 Filed May 25, 2018 19:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 315 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000040 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 117.01

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 133.85

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 127.47

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 22, 2018 16:37 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 15,148.93

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 2,537 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822

Underlying: Common Stock · 2,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 22, 2018 Filed May 23, 2018 23:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,245 $39.34 $48,978.30
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,181

Read SEC document
May 22, 2018 Filed May 23, 2018 23:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000032 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 21, 2018 Filed May 22, 2018 16:37 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unites · Derivative 410 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,955

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 21, 2018 Filed May 22, 2018 16:37 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 125 $39.31 $4,913.75
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,889

Read SEC document
May 21, 2018 Filed May 22, 2018 16:37 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000012 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 116.49

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 133.25

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 126.91

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 08, 2018 Filed May 8, 2018 21:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 15,148.93

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 07, 2018 Filed May 8, 2018 21:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 449 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000011 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,365

Underlying: Common Stock · 449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018

Read SEC document
May 07, 2018 Filed May 8, 2018 21:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 139 $37.09 $5,155.51
Disclosure

SEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

Read SEC document
May 07, 2018 Filed May 8, 2018 21:44 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 449 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000011 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018

Read SEC document
September 01, 2017 Filed Sep 1, 2017 21:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000084 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,993.52

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 21:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000084 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 115.5

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 21:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000084 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 132.12

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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September 01, 2017 Filed Sep 1, 2017 21:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000084 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 125.83

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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August 31, 2017 Filed Sep 1, 2017 21:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 5,000 $36.00 $180,000.00
Disclosure

SEC source: 0001620863-17-000084 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,294

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August 23, 2017 Filed Aug 23, 2017 18:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000078 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,993.52

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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August 23, 2017 Filed Aug 23, 2017 18:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000078 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 115.5

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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August 23, 2017 Filed Aug 23, 2017 18:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000078 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 132.12

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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August 23, 2017 Filed Aug 23, 2017 18:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000078 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 125.83

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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August 22, 2017 Filed Aug 23, 2017 18:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 2,345 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000078 · primary_doc.xml · derivative · entry 7

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,513

Underlying: Common Stock · 2,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,563 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,563 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,563 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

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August 22, 2017 Filed Aug 23, 2017 18:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,132 $35.66 $40,367.12
Disclosure

SEC source: 0001620863-17-000078 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,294

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August 22, 2017 Filed Aug 23, 2017 18:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,345 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-17-000078 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,563 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.

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August 17, 2017 Filed Aug 17, 2017 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000077 · primary_doc.xml · nonDerivative · entry 6

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,993.52

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000077 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 115.5

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 17, 2017 Filed Aug 17, 2017 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000077 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 132.12

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.