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CARNEY CRAIG B

Disclosed activity across 1 company

Tapewire entity
35000
SEC CIK
0001198502

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626EVP Chief Credit OfficerJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,688 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 4,561 · Balance 43,363

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Row 2 · 2026-06-25 · Tax withholding · Disposed 2,675 · Balance 40,688

F2: Reflects shares withheld to pay toward tax liability.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect10,705 Reported balance After 2026-06-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-25 · Exercise / conversion · Disposed 4,171 · Balance 10,705

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Common StockSEC Table I · non-derivativeIndirectBy ESOP9,898.03 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 9,898.03

Common StockSEC Table I · non-derivativeIndirectBy daughter166.27 Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 166.27

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

F2: Reflects shares withheld to pay toward tax liability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2022 Filed Jun 23, 2022 16:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 186 $45.91 $8,539.26
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,266

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 326 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000051 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524

Underlying: Common Stock · 1,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 147.16

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 592 $45.67 $27,036.64
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,126

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 714 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,558

Underlying: Common Stock · 714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 147.16

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 409 $45.77 $18,719.93
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,684

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 714 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000037 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 23:29 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 3,171 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000008 · primary_doc.xml · derivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,280

Underlying: Common Stock · 3,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022)

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022)

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022)

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 1,743 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000051 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,191

Underlying: Common Stock · 1,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000051 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000051 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 144.6

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 999 $39.66 $39,620.34
Disclosure

SEC source: 0001620863-21-000051 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,379

F2 · shares: Reflects shares withheld to pay for taxes.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:35 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000051 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,194 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 384 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000043 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,957

Underlying: Common Stock · 384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000043 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP as of 12/31/2020

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000043 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 144.6

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 220 $43.67 $9,607.40
Disclosure

SEC source: 0001620863-21-000043 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,635

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 384 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000043 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $43.67 on June 25, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 319 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Underlying: Common Stock · 319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP as of 12/31/2020.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 143.78

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 182 $44.93 $8,177.26
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,471

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 319 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,009 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,621

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 143.78

F4 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 578 $48.61 $28,096.58
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,334

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

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May 27, 2021 Filed Jun 1, 2021 21:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,459

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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May 27, 2021 Filed Jun 1, 2021 21:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · derivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,704

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

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May 27, 2021 Filed Jun 1, 2021 21:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 143.78

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

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May 27, 2021 Filed Jun 1, 2021 21:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,903

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

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May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · derivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,630

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over a four-year beginning on May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on the 30-day average closing price of Issuers common stock on May 21, 2021).

F4 · derivative.underlying_shares: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

F4 · balance_after: Amended form 4 filing due to incorrect number of shares awarded for RSU and PSU.

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May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 143.78

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

Read SEC document
May 27, 2021 Filed Jun 2, 2021 22:12 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000028 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,903

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned

Read SEC document
May 24, 2021 Filed May 26, 2021 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 340 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Underlying: Common Stock · 340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

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May 24, 2021 Filed May 26, 2021 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

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May 24, 2021 Filed May 26, 2021 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 143.78

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

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May 24, 2021 Filed May 26, 2021 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 194 $47.11 $9,139.34
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,903

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:15 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 340 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000003 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 374 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000071 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

Underlying: Common Stock · 374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.