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Gehlmann Gregory A

Disclosed activity across 1 company

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34998
SEC CIK
0001329631

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626SVP General CounselJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,721.9873 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 2,876 · Balance 24,407.9873

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Row 2 · 2026-06-25 · Tax withholding · Disposed 1,686 · Balance 22,721.9873

F2: Reflects shares withheld to pay toward tax liability.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect6,748 Reported balance After 2026-06-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-25 · Exercise / conversion · Disposed 2,630 · Balance 6,748

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Common StockSEC Table I · non-derivativeIndirectBy ESOP2,380.83 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,380.83

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

F2: Reflects shares withheld to pay toward tax liability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2021 Filed Jun 1, 2021 21:43 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 941 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000023 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,481

Underlying: Common Stock · 941 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:43 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000023 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 876.79

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:43 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000023 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,816.28

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Feb 28, 2022 23:17 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherPerformance Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000006 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,996

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · derivative.exercise_date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · derivative.expiration_date: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

F3 · derivative.underlying_shares: Represents adjustment of incorrect PSU awards granted 05/27/2021. Incorrect grant of 941 PSUs was reported on a Form 4 filed 6/1/21; whereas correct grant award was 1,744 PSUs.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 232 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000006 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540

Underlying: Common Stock · 232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000006 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 876.79

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
May 24, 2021 Filed May 26, 2021 21:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 232 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000006 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,816.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $47.11 on May 24, 2021.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:39 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000075 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common Stock · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:39 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000075 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:39 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000075 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,515.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on a closing price of $28.10 on June 25, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 203 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000060 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

Underlying: Common Stock · 203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000060 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 203 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000060 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,278.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $27.89 on June 19, 2020.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 2,322 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · derivative · entry 5

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,107

Underlying: Common Stock · 2,322 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

F4 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 05, 2021. Per unit value on date of grant was $28.00 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 2,321 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,032

Underlying: Common Stock · 2,321 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 1,197 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Common Stock · 1,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:24 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000049 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 852 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 140.6%.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:01 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 227 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000028 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:01 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000028 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 493.83

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2019.

Read SEC document
May 26, 2020 Filed May 27, 2020 23:01 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000028 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,878.62

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $27.91 on May 26, 2020.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000014 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 51.65

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of 12/31/2018

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 500 $30.20 $15,100.00
Disclosure

SEC source: 0001620863-20-000014 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646.76

Read SEC document
March 09, 2020 Filed Mar 11, 2020 21:25 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 500 $30.65 $15,325.00
Disclosure

SEC source: 0001620863-20-000014 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,146.76

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000007 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 51.65

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting person's ESOP account as of 12/31/2018

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 1,000 $33.84 $33,840.00
Disclosure

SEC source: 0001620863-20-000007 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646.76

Read SEC document
June 25, 2019 Filed Jun 27, 2019 23:04 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Units · Derivative 931 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000056 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 931 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index; subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and award agreement.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 23:04 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 931 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000056 · primary_doc.xml · derivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

Underlying: Common Stock · 931 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment.

F1 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment.

F1 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 25, 2020. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock). Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment.

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June 19, 2019 Filed Jun 21, 2019 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000033 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

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June 19, 2019 Filed Jun 21, 2019 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000033 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 51.65

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018

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June 19, 2019 Filed Jun 21, 2019 15:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000033 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual.

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May 23, 2019 Filed May 28, 2019 16:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 221 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000028 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235

Underlying: Common Stock · 221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

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May 23, 2019 Filed May 28, 2019 16:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000028 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 51.65

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.

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May 23, 2019 Filed May 28, 2019 16:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 221 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000028 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP/General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Taxes paid by individual.

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June 19, 2018 Filed Jun 20, 2018 22:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Units · Derivative 780 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000045 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Common Stock · 780 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

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June 19, 2018 Filed Jun 20, 2018 22:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 780 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000045 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 780 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock).

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June 19, 2018 Filed Jun 20, 2018 22:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000045 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

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May 23, 2018 Filed May 25, 2018 19:19 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 216 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000038 · primary_doc.xml · derivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

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May 23, 2018 Filed May 25, 2018 19:19 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 216 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000038 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Individual paid taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.