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BAILEY DANIEL K

Disclosed activity across 1 company

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34994
SEC CIK
0001403901

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626EVP Chief Banking OfficerJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,270.41 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 4,782 · Balance 64,074.41

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Row 2 · 2026-06-25 · Tax withholding · Disposed 2,804 · Balance 61,270.41

F2: Reflects shares withheld to pay toward tax liability.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect11,800 Reported balance After 2026-06-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-25 · Exercise / conversion · Disposed 4,373 · Balance 11,800

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

Common StockSEC Table I · non-derivativeIndirectBy ESOP11,831.95 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,831.95

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return, relative to the KBW Regional Banking Index (based on an initial grant of PSUs which was reported in the original Form 4 for this grant on 6/12/2023). PSUs vested at 109.36% on certification date June 25,2026.

F2: Reflects shares withheld to pay toward tax liability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2023 Filed Oct 24, 2023 18:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000050 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 610 $30.74 $18,751.40
Disclosure

SEC source: 0001620863-23-000050 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,315.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
October 23, 2023 Filed Oct 24, 2023 18:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000050 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,925.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 258 $33.03 $8,521.74
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,861.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 26, 2023 Filed Jun 27, 2023 15:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 450 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000044 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,119.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 6-25-2019. Price per share on vesting date (06/26/2023) is $33.03.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance Stock Unit · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · derivative · entry 6

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,266

Underlying: Common Stock · 4,373 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.exercise_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F5 · derivative.expiration_date: Represents a grant of Performance-based restricted stock unit (PSU) award that cliff vests after 3 years between 0% and 150% of the target number of shares (the numbers of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted stock unit · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · derivative · entry 5

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,486

Underlying: Common Stock · 4,373 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

F4 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023).

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 4,729 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,893

Underlying: Common Stock · 4,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,712 $37.21 $100,913.52
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,669.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000036 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,381.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3928 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 17:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 1,060 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000028 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,060

Underlying: Common Stock · 1,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 17:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000028 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 17:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 607 $35.18 $21,354.26
Disclosure

SEC source: 0001620863-23-000028 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,652.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 17:28 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000028 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,259.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 733 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,468

Underlying: Common Stock · 733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

F1 · derivative.exercise_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

F1 · derivative.expiration_date: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By ESOP

Disclosed balance after: 10,008.94

F3 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 420 $33.48 $14,061.60
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,199.41

F2 · shares: Reflects shares withheld to pay tax liability.

Read SEC document
May 30, 2023 Filed May 31, 2023 22:47 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 733 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000020 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,619.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on May 27, 2021. Price per share on vesting date (May 30, 2023) is $33.48.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 3,248 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,851

Underlying: Common Stock · 3,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.exercise_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

F1 · derivative.expiration_date: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,967 $50.14 $98,625.38
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,545.96

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:32 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 3,248 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000001 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,512.96

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 22:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantPerformance stock unit · Derivative 3,098 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000075 · primary_doc.xml · derivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821

Underlying: Common stock · 3,098 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F2 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 22:30 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted stock unit · Derivative 3,098 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000075 · primary_doc.xml · derivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,034

Underlying: Common stock · 3,098 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award that vests 33.3% per year over three years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $46.69 (based on the 30-day average closing price of Issuers common stock ending 10/07/2022).

Read SEC document
July 13, 2022 Filed Jul 14, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 1,969 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000062 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,723

Underlying: Common Stock · 1,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,614 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,614 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,614 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%

Read SEC document
July 13, 2022 Filed Jul 14, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000062 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021

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July 13, 2022 Filed Jul 14, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,129 $45.53 $51,403.37
Disclosure

SEC source: 0001620863-22-000062 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,693.3

F2 · shares: Shares withheld to pay taxes

Read SEC document
July 13, 2022 Filed Jul 14, 2022 22:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000062 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,822.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,614 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,885

Underlying: Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 248 $45.56 $11,298.88
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,853.3

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:07 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000057 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,101.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 25, 2019 based on closing price of $45.56 on June 27, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

Underlying: Common Stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 182 $45.91 $8,355.62
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,429.4

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 16:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 318 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000052 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,611.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $45.91 on June 21, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,593

Underlying: Common Stock · 1,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 592 $45.67 $27,036.64
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,293.4

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,885.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 714 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,627

Underlying: Common Stock · 714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 409 $45.77 $18,719.93
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,851.4

F2 · shares: Shares withheld to pay taxes.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 16:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 714 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000038 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,260.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 3,171 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000005 · primary_doc.xml · derivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,280

Underlying: Common Stock · 3,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022)

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022)

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Units (RSUs). 100% of the shares vest on 2/24/2023. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $44.15 (based on the 30-day average closing price of Issuers common stock ending 2/23/2022)

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionPerformance Stock Unit · Derivative 1,693 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000049 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,337

Underlying: Common Stock · 1,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,160 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

F1 · derivative.exercise_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,160 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

F1 · derivative.expiration_date: Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,160 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000049 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,117.33

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in the reporting persons ESOP account as of December 31, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.