Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mobia Medical, Inc.MOBI · Entity 5669 | 10% owner | May 11, 2026 | June 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mobia Medical, Inc.
Report date May 11, 2026 · Filed June 30, 2026
Jointly reported with Green Park & Golf Ventures II, LLC, GPG BFH, LLC, GPG Charles & Potomac, LLC, GPG Dais, LLC, GPG GR, LLC, GPG Healthcare Opportunities Fund II, LLC, GPG Healthcare Opportunities Fund, LLC, Soderstrom Carl D, Garcia Gilbert G. II
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 11,139 |
Reported balance
After 2026-05-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-11 · Conversion · Acquired 11,139 · Balance 11,139 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2: The securities are held by GPG BFH, LLC ("BFH"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 29,704 |
Reported balance
After 2026-05-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-05-11 · Conversion · Acquired 29,704 · Balance 29,704 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F3: The securities are held by GPG Charles & Potomac, LLC ("C&P"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 51,523 |
Reported balance
After 2026-05-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-05-11 · Conversion · Acquired 21,819 · Balance 51,523 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F3: The securities are held by GPG Charles & Potomac, LLC ("C&P"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 61,523 |
Reported balance
After 2026-05-11 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-05-11 · Conversion · Acquired 10,000 · Balance 61,523 F4: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3: The securities are held by GPG Charles & Potomac, LLC ("C&P"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 22,278 |
Reported balance
After 2026-05-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-05-11 · Conversion · Acquired 22,278 · Balance 22,278 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F5: The securities are held by GPG Dais, LLC ("Dais"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 33,187 |
Reported balance
After 2026-05-11 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-05-11 · Conversion · Acquired 10,909 · Balance 33,187 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F5: The securities are held by GPG Dais, LLC ("Dais"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 41,687 |
Reported balance
After 2026-05-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2026-05-11 · Conversion · Acquired 8,500 · Balance 41,687 F4: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F5: The securities are held by GPG Dais, LLC ("Dais"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 141,054 |
Reported balance
After 2026-05-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2026-05-11 · Conversion · Acquired 141,054 · Balance 141,054 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F6: The securities are held by GPG GR, LLC ("GR"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 96,540 |
Reported balance
After 2026-05-11 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2026-05-11 · Conversion · Acquired 96,540 · Balance 96,540 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 209,383 |
Reported balance
After 2026-05-11 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2026-05-11 · Conversion · Acquired 112,843 · Balance 209,383 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 317,388 |
Reported balance
After 2026-05-11 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2026-05-11 · Conversion · Acquired 108,005 · Balance 317,388 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 350,721 |
Reported balance
After 2026-05-11 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2026-05-11 · Conversion · Acquired 33,333 · Balance 350,721 F4: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 68,044 |
Reported balance
After 2026-05-11 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2026-05-11 · Conversion · Acquired 68,044 · Balance 68,044 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F8: The securities are held by GPG Healthcare Opportunities Fund, LLC ("HOF"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 268,246 |
Reported balance
After 2026-05-11 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2026-05-11 · Conversion · Acquired 200,202 · Balance 268,246 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F8: The securities are held by GPG Healthcare Opportunities Fund, LLC ("HOF"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series E-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-05-11 · Conversion · Disposed 38,798 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2: The securities are held by GPG BFH, LLC ("BFH"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series E-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-05-11 · Conversion · Disposed 103,461 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F3: The securities are held by GPG Charles & Potomac, LLC ("C&P"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series E-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2026-05-11 · Conversion · Disposed 77,596 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F5: The securities are held by GPG Dais, LLC ("Dais"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series E-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2026-05-11 · Conversion · Disposed 336,251 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series E-1 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2026-05-11 · Conversion · Disposed 697,305 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F8: The securities are held by GPG Healthcare Opportunities Fund, LLC ("HOF"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-05-11 · Conversion · Disposed 75,996 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F3: The securities are held by GPG Charles & Potomac, LLC ("C&P"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2026-05-11 · Conversion · Disposed 37,998 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F5: The securities are held by GPG Dais, LLC ("Dais"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2026-05-11 · Conversion · Disposed 376,182 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Convertible NotesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2026-05-11 · Conversion · Disposed 120,000 · Balance 0 F4: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3: The securities are held by GPG Charles & Potomac, LLC ("C&P"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Convertible NotesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2026-05-11 · Conversion · Disposed 102,000 · Balance 0 F4: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F5: The securities are held by GPG Dais, LLC ("Dais"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Convertible NotesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2026-05-11 · Conversion · Disposed 400,000 · Balance 0 F4: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series E-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2026-05-11 · Conversion · Disposed 491,294 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F6: The securities are held by GPG GR, LLC ("GR"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series E-2 Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2026-05-11 · Conversion · Disposed 393,034 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2026-05-11 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2026-05-11 · Conversion · Disposed 237,000 · Balance 0 F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F8: The securities are held by GPG Healthcare Opportunities Fund, LLC ("HOF"). F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms.
F2: The securities are held by GPG BFH, LLC ("BFH").
F3: The securities are held by GPG Charles & Potomac, LLC ("C&P").
F4: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes.
F5: The securities are held by GPG Dais, LLC ("Dais").
F6: The securities are held by GPG GR, LLC ("GR").
F7: The securities are held by GPG Healthcare Opportunities Fund II, LLC ("HOF II").
F8: The securities are held by GPG Healthcare Opportunities Fund, LLC ("HOF").
F9: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of BFH, C&P, Dais, GR, HOF, and HOF II. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of BFH, C&P, Dais, GR, HOF, and HOF II, and as a result may be deemed to beneficially own such securities.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lantern Pharma Inc.
Report date January 14, 2021 · Filed January 19, 2021
Jointly reported with Green Park & Golf Ventures II, LLC, Green Park & Golf Ventures, LLC, GPG LPI Investment, LLC, Lantern 3-19 Investment, LLC, Health Wildcatters Fund II, LLC, Health Wildcatters, LLC, Soderstrom Carl D, Garcia Gilbert G. II
Section 16 reporting ended · disclosed 2021-01-19. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 22,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288992 · ownership.xml · nonDerivative · entry 1 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG SC, LLC · CIK 0002136748 · 10% owner GPG WG, LLC · CIK 0002136750 · 10% owner GPG MTIF, LLC · CIK 0002136751 · 10% owner Micro TI Investment 2, LLC · CIK 0002136780 · 10% owner Micro TI Investment, LLC · CIK 0002136793 · 10% owner MTI 20 Investment, LLC · CIK 0002136796 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 22,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series B Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2 · ownership.nature: The securities are held by GPG SC, LLC ("SC"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of SC, WG, MTIF, Micro TI, Micro TI 2, and MTI 20. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of SC, WG, MTIF, Micro TI, Micro TI 2, and MTI 20, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries F Preferred Stock · Derivative | 438,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · derivative · entry 9 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 126,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.exercise_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.expiration_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F4 · ownership.nature: The securities are held by HTX MCT3 0322 Investment, LLC ("HTX MCT3"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries E-2 Preferred Stock · Derivative | 481,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · derivative · entry 8 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 138,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.exercise_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.expiration_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F4 · ownership.nature: The securities are held by HTX MCT3 0322 Investment, LLC ("HTX MCT3"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries E-1 Preferred Stock · Derivative | 291,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · derivative · entry 7 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 83,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.exercise_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.expiration_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F3 · ownership.nature: The securities are held by HTX MCT2 0221 Investment, LLC ("HTX MCT2"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries E-1 Preferred Stock · Derivative | 135,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · derivative · entry 6 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 38,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.exercise_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.expiration_date: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F2 · ownership.nature: The securities are held by HTX MCT1 0320 Investment, LLC ("HTX MCT1"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | PurchaseCommon Stock | 60,537 | $15.00 | $908,055.00 |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · nonDerivative · entry 5 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 60,537 F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. F6 · ownership.nature: The securities are held by HTX MCT4. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 126,005 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · nonDerivative · entry 4 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 264,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F4 · ownership.nature: The securities are held by HTX MCT3 0322 Investment, LLC ("HTX MCT3"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 138,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · nonDerivative · entry 3 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 138,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F4 · ownership.nature: The securities are held by HTX MCT3 0322 Investment, LLC ("HTX MCT3"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 83,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · nonDerivative · entry 2 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 83,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F3 · ownership.nature: The securities are held by HTX MCT2 0221 Investment, LLC ("HTX MCT2"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:59 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 38,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288993 · ownership.xml · nonDerivative · entry 1 Green Park & Golf Ventures - Houston, LLC · CIK 0002136805 · 10% owner HTX MCT1 0320 Investment, LLC · CIK 0002136815 · 10% owner HTX MCT2 0221 Investment, LLC · CIK 0002136784 · 10% owner HTX MCT3 0322 Investment, LLC · CIK 0002136798 · 10% owner HTX MCT4 0226 Investment, LLC · CIK 0002139300 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 38,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F2 · ownership.nature: The securities are held by HTX MCT1 0320 Investment, LLC ("HTX MCT1"). F5 · ownership.nature: Green Park & Golf Ventures - Houston, LLC ("GPG Ventures Houston") is the managing member of each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4 0226 Investment, LLC ("HTX MCT4"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures Houston and share voting and dispositive power with respect to the shares held by each of HTX MCT1, HTX MCT2, HTX MCT3 and HTX MCT4, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | OtherSeries D Preferred Warrant · Derivative | 24,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 27 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 6,890 shares Expires not disclosed F7 · derivative.exercise_price: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · price: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · derivative.exercise_date: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · derivative.expiration_date: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · ownership.nature: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F9 · ownership.nature: The securities are held by GPG RM Investment, LLC ("RM"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries D Preferred Stock · Derivative | 152,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 26 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 43,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F9 · ownership.nature: The securities are held by GPG RM Investment, LLC ("RM"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries E-1 Preferred Stock · Derivative | 85,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 25 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 24,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F8 · ownership.nature: The securities are held by GPG PHL, LLC ("PHL"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | OtherSeries D Preferred Warrant · Derivative | 33,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 24 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 9,474 shares Expires not disclosed F7 · derivative.exercise_price: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · price: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · derivative.exercise_date: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · derivative.expiration_date: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F6 · ownership.nature: The securities are held by GPG MTI 3-17 Investment, LLC ("MTI 3-17"). F7 · ownership.nature: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries D Preferred Stock · Derivative | 211,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 23 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 60,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F6 · ownership.nature: The securities are held by GPG MTI 3-17 Investment, LLC ("MTI 3-17"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries F Preferred Stock · Derivative | 982,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 22 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 282,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F5 · ownership.nature: The securities are held by GPG MTI 25, LLC ("MTI 25"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionConvertible Notes · Derivative | 393,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 21 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 32,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3 · price: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3 · derivative.exercise_date: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3 · derivative.expiration_date: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F4 · ownership.nature: The securities are held by GPG MTI 22, LLC ("MTI 22"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries F Preferred Stock · Derivative | 159,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 20 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 45,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F4 · ownership.nature: The securities are held by GPG MTI 22, LLC ("MTI 22"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries E-2 Preferred Stock · Derivative | 1,662,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 19 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 477,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F4 · ownership.nature: The securities are held by GPG MTI 22, LLC ("MTI 22"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionConvertible Notes · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 18 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 41,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3 · price: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3 · derivative.exercise_date: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F3 · derivative.expiration_date: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries E-2 Preferred Stock · Derivative | 196,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 17 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 56,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries E-1 Preferred Stock · Derivative | 407,304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 16 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 116,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries D Preferred Stock · Derivative | 64,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · derivative · entry 15 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 18,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | SaleCommon Stock | 6,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 14 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 43,799 F11 · kind: RM paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 6,731 shares of Common Stock to pay the exercise price and issuing to the reporting person the remaining 159 shares of Common Stock. F7 · price: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · ownership.nature: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F9 · ownership.nature: The securities are held by GPG RM Investment, LLC ("RM"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | OtherCommon Stock | 6,890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 13 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 50,530 F7 · price: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F7 · ownership.nature: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F9 · ownership.nature: The securities are held by GPG RM Investment, LLC ("RM"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 43,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 12 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 43,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F9 · ownership.nature: The securities are held by GPG RM Investment, LLC ("RM"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 24,506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 11 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 24,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F8 · ownership.nature: The securities are held by GPG PHL, LLC ("PHL"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | OtherCommon Stock | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 10 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 70,053 F7 · price: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F6 · ownership.nature: The securities are held by GPG MTI 3-17 Investment, LLC ("MTI 3-17"). F7 · ownership.nature: Common stock issued upon exercise of warrant to purchase Series D Preferred Stock. The warrants are currently exercisable and have an exercise price of $4.207 per share. Unless exercised earlier, the warrants will expire on May 25, 2033. F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 60,579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 9 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 60,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F6 · ownership.nature: The securities are held by GPG MTI 3-17 Investment, LLC ("MTI 3-17"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 282,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 8 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 282,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F5 · ownership.nature: The securities are held by GPG MTI 25, LLC ("MTI 25"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 32,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 7 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 555,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F4 · ownership.nature: The securities are held by GPG MTI 22, LLC ("MTI 22"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 45,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 6 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 523,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F4 · ownership.nature: The securities are held by GPG MTI 22, LLC ("MTI 22"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 477,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 5 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 477,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F4 · ownership.nature: The securities are held by GPG MTI 22, LLC ("MTI 22"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 41,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 4 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 233,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Convertible Notes automatically converted into Common Stock immediately prior to the closing of the Offering. The conversion price is the lower of (a) 80% of the Offering price per share and (b) the valuation of the Issuer immediately prior to the closing of the Offering divided by the number of fully diluted shares of capital stock (on an as-converted basis) outstanding immediately prior to Offering, excluding the Convertible Notes. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 56,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 3 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 191,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 116,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 2 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 135,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:56 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 18,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288985 · ownership.xml · nonDerivative · entry 1 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG JCT, LLC · CIK 0002136727 · 10% owner GPG MTI 22, LLC · CIK 0002136740 · 10% owner GPG MTI 25, LLC · CIK 0002136753 · 10% owner GPG MTI 3-17 Investment, LLC · CIK 0002136755 · 10% owner GPG PHL, LLC · CIK 0002136745 · 10% owner GPG RM Investment, LLC · CIK 0002136746 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series F Preferred Stock, Series E-1 Preferred Stock and Series E-2 Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering (the "Offering") pursuant to its terms. F2 · ownership.nature: The securities are held by GPG JCT, LLC ("JCT"). F10 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM. Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of JCT, MTI 22, MTI 25, MTI 3-17, PHL, and RM., and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:55 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionSeries C Preferred Stock · Derivative | 248,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288984 · ownership.xml · derivative · entry 3 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner MTI 2015 Investment, LLC · CIK 0002136813 · 10% owner GPG MOBI, LLC · CIK 0002139329 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 71,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · price: Each share of Series C Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.exercise_date: Each share of Series C Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F1 · derivative.expiration_date: Each share of Series C Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F2 · ownership.nature: The securities are held by MTI 2015 Investment, LLC ("MTI 2015"). F3 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of MTI 2015 and GPG MOBI, LLC ("MOBI"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of MTI 2015 and MOBI, and as a result may be deemed to beneficially own such securities. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:55 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | PurchaseCommon Stock | 81,000 | $15.00 | $1,215,000.00 |
DisclosureSEC source: 0001193125-26-288984 · ownership.xml · nonDerivative · entry 2 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner MTI 2015 Investment, LLC · CIK 0002136813 · 10% owner GPG MOBI, LLC · CIK 0002139329 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 81,000 F3 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of MTI 2015 and GPG MOBI, LLC ("MOBI"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of MTI 2015 and MOBI, and as a result may be deemed to beneficially own such securities. F4 · ownership.nature: The securities are held by MOBI. Read SEC document |
| May 11, 2026 Filed Jun 29, 2026 23:55 UTC | Mobia Medical, Inc. MOBI · Entity 5669 | ConversionCommon Stock | 71,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-288984 · ownership.xml · nonDerivative · entry 1 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner MTI 2015 Investment, LLC · CIK 0002136813 · 10% owner GPG MOBI, LLC · CIK 0002139329 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 71,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C Preferred Stock converted into Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms. F2 · ownership.nature: The securities are held by MTI 2015 Investment, LLC ("MTI 2015"). F3 · ownership.nature: Green Park & Golf Ventures II, LLC ("GPG Ventures II") is the managing member of each of MTI 2015 and GPG MOBI, LLC ("MOBI"). Clay M. Heighten, MD, Carl D. Soderstrom and Gilbert G. Garcia II are managers of GPG Ventures II and share voting and dispositive power with respect to the shares held by each of MTI 2015 and MOBI, and as a result may be deemed to beneficially own such securities. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 21:35 UTC | Lantern Pharma Inc. LTRN · Entity 7525 | ConversionSeries A Preferred Stock, par value $0.01 · Derivative | 75,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016898 · doc4.xml · derivative · entry 6 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG LPI Investment, LLC · CIK 0001814288 · 10% owner Lantern 3-19 Investment, LLC · CIK 0001814295 · 10% owner Health Wildcatters Fund II, LLC · CIK 0001814292 · 10% owner Health Wildcatters, LLC · CIK 0001814291 · 10% owner Green Park & Golf Ventures, LLC · CIK 0001598984 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 131,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: In connection with the Initial Public Offering, approximately 75,688 shares of Series A Preferred Stock directly held by Lantern 3-19, which had no expiration date, were automatically converted into 131,697 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F7 · price: In connection with the Initial Public Offering, approximately 75,688 shares of Series A Preferred Stock directly held by Lantern 3-19, which had no expiration date, were automatically converted into 131,697 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F7 · derivative.exercise_date: In connection with the Initial Public Offering, approximately 75,688 shares of Series A Preferred Stock directly held by Lantern 3-19, which had no expiration date, were automatically converted into 131,697 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F7 · derivative.expiration_date: In connection with the Initial Public Offering, approximately 75,688 shares of Series A Preferred Stock directly held by Lantern 3-19, which had no expiration date, were automatically converted into 131,697 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F4 · derivative.underlying_shares: In connection with the Issuer's initial public offering, which commenced on June 10, 2020 and closed on June 15, 2020 (the "Initial Public Offering"), the Issuer effected a 1.74-for-1 stock split on its outstanding common stock, par value $0.0001 (the "Common Stock"), which was made effective immediately prior to the closing of the Issuer's Initial Public Offering (the "Stock Split"). The share amounts set forth in this column reflect the Stock Split. F3 · ownership.nature: These securities are directly held by Lantern 3-19 Investment, LLC ("Lantern 3-19"). Carl D. Soderstrom, Clay M. Heighten, M.D., and Gilbert G. Garcia II are the managing members of Green Park & Golf Ventures II, LLC ("GPG II"), which is the managing member Lantern 3-19. Therefore, Carl D. Soderstrom, Clay M. Heighten, M.D., Gilbert G. Garcia II, and GPG II may be deemed to beneficially own these securities. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:35 UTC | Lantern Pharma Inc. LTRN · Entity 7525 | ConversionSeries A Preferred Stock, par value $0.01 · Derivative | 168,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016898 · doc4.xml · derivative · entry 5 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG LPI Investment, LLC · CIK 0001814288 · 10% owner Lantern 3-19 Investment, LLC · CIK 0001814295 · 10% owner Health Wildcatters Fund II, LLC · CIK 0001814292 · 10% owner Health Wildcatters, LLC · CIK 0001814291 · 10% owner Green Park & Golf Ventures, LLC · CIK 0001598984 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 292,605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: In connection with the Initial Public Offering, 168,164 shares of Series A Preferred Stock directly held by GPG LPI, which had no expiration date, were automatically converted into 292,605 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F6 · price: In connection with the Initial Public Offering, 168,164 shares of Series A Preferred Stock directly held by GPG LPI, which had no expiration date, were automatically converted into 292,605 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F6 · derivative.exercise_date: In connection with the Initial Public Offering, 168,164 shares of Series A Preferred Stock directly held by GPG LPI, which had no expiration date, were automatically converted into 292,605 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F6 · derivative.expiration_date: In connection with the Initial Public Offering, 168,164 shares of Series A Preferred Stock directly held by GPG LPI, which had no expiration date, were automatically converted into 292,605 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F4 · derivative.underlying_shares: In connection with the Issuer's initial public offering, which commenced on June 10, 2020 and closed on June 15, 2020 (the "Initial Public Offering"), the Issuer effected a 1.74-for-1 stock split on its outstanding common stock, par value $0.0001 (the "Common Stock"), which was made effective immediately prior to the closing of the Issuer's Initial Public Offering (the "Stock Split"). The share amounts set forth in this column reflect the Stock Split. F2 · ownership.nature: These securities are directly held by GPG LPI Investment, LLC ("GPG LPI"). Carl D. Soderstrom and Clay M. Heighten, M.D. are the managing members of GPG, which is the managing member GPG LPI. Therefore, Carl D. Soderstrom, Clay M. Heighten, M.D., and GPG may be deemed to beneficially own these securities. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:35 UTC | Lantern Pharma Inc. LTRN · Entity 7525 | ConversionSeries A Preferred Stock, par value $0.01 · Derivative | 23,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016898 · doc4.xml · derivative · entry 4 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG LPI Investment, LLC · CIK 0001814288 · 10% owner Lantern 3-19 Investment, LLC · CIK 0001814295 · 10% owner Health Wildcatters Fund II, LLC · CIK 0001814292 · 10% owner Health Wildcatters, LLC · CIK 0001814291 · 10% owner Green Park & Golf Ventures, LLC · CIK 0001598984 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 41,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: In connection with the Initial Public Offering, 23,871 shares of the Issuer's Series A Preferred Stock, par value $0.01 ("Series A Preferred Stock"), directly held by HWF II, which had no expiration date, were automatically converted into 41,535 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F5 · price: In connection with the Initial Public Offering, 23,871 shares of the Issuer's Series A Preferred Stock, par value $0.01 ("Series A Preferred Stock"), directly held by HWF II, which had no expiration date, were automatically converted into 41,535 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F5 · derivative.exercise_date: In connection with the Initial Public Offering, 23,871 shares of the Issuer's Series A Preferred Stock, par value $0.01 ("Series A Preferred Stock"), directly held by HWF II, which had no expiration date, were automatically converted into 41,535 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F5 · derivative.expiration_date: In connection with the Initial Public Offering, 23,871 shares of the Issuer's Series A Preferred Stock, par value $0.01 ("Series A Preferred Stock"), directly held by HWF II, which had no expiration date, were automatically converted into 41,535 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F4 · derivative.underlying_shares: In connection with the Issuer's initial public offering, which commenced on June 10, 2020 and closed on June 15, 2020 (the "Initial Public Offering"), the Issuer effected a 1.74-for-1 stock split on its outstanding common stock, par value $0.0001 (the "Common Stock"), which was made effective immediately prior to the closing of the Issuer's Initial Public Offering (the "Stock Split"). The share amounts set forth in this column reflect the Stock Split. F1 · ownership.nature: These securities are directly held by Health Wildcatters Fund II, LLC ("HWF II"). Carl D. Soderstrom and Clay M. Heighten, M.D. are the managing members of Green Park & Golf Ventures, LLC ("GPG"), which is the managing member of Health Wildcatters, LLC ("HW"), which is the managing member of HWF II. Therefore, Carl D. Soderstrom, Clay M. Heighten, M.D., GPG, and HW may be deemed to beneficially own these securities. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:35 UTC | Lantern Pharma Inc. LTRN · Entity 7525 | ConversionCommon Stock, par value $0.0001 | 131,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016898 · doc4.xml · nonDerivative · entry 3 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG LPI Investment, LLC · CIK 0001814288 · 10% owner Lantern 3-19 Investment, LLC · CIK 0001814295 · 10% owner Health Wildcatters Fund II, LLC · CIK 0001814292 · 10% owner Health Wildcatters, LLC · CIK 0001814291 · 10% owner Green Park & Golf Ventures, LLC · CIK 0001598984 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 131,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: In connection with the Issuer's initial public offering, which commenced on June 10, 2020 and closed on June 15, 2020 (the "Initial Public Offering"), the Issuer effected a 1.74-for-1 stock split on its outstanding common stock, par value $0.0001 (the "Common Stock"), which was made effective immediately prior to the closing of the Issuer's Initial Public Offering (the "Stock Split"). The share amounts set forth in this column reflect the Stock Split. F7 · price: In connection with the Initial Public Offering, approximately 75,688 shares of Series A Preferred Stock directly held by Lantern 3-19, which had no expiration date, were automatically converted into 131,697 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F3 · ownership.nature: These securities are directly held by Lantern 3-19 Investment, LLC ("Lantern 3-19"). Carl D. Soderstrom, Clay M. Heighten, M.D., and Gilbert G. Garcia II are the managing members of Green Park & Golf Ventures II, LLC ("GPG II"), which is the managing member Lantern 3-19. Therefore, Carl D. Soderstrom, Clay M. Heighten, M.D., Gilbert G. Garcia II, and GPG II may be deemed to beneficially own these securities. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:35 UTC | Lantern Pharma Inc. LTRN · Entity 7525 | ConversionCommon Stock, par value $0.0001 | 292,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016898 · doc4.xml · nonDerivative · entry 2 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG LPI Investment, LLC · CIK 0001814288 · 10% owner Lantern 3-19 Investment, LLC · CIK 0001814295 · 10% owner Health Wildcatters Fund II, LLC · CIK 0001814292 · 10% owner Health Wildcatters, LLC · CIK 0001814291 · 10% owner Green Park & Golf Ventures, LLC · CIK 0001598984 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 292,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: In connection with the Issuer's initial public offering, which commenced on June 10, 2020 and closed on June 15, 2020 (the "Initial Public Offering"), the Issuer effected a 1.74-for-1 stock split on its outstanding common stock, par value $0.0001 (the "Common Stock"), which was made effective immediately prior to the closing of the Issuer's Initial Public Offering (the "Stock Split"). The share amounts set forth in this column reflect the Stock Split. F6 · price: In connection with the Initial Public Offering, 168,164 shares of Series A Preferred Stock directly held by GPG LPI, which had no expiration date, were automatically converted into 292,605 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F2 · ownership.nature: These securities are directly held by GPG LPI Investment, LLC ("GPG LPI"). Carl D. Soderstrom and Clay M. Heighten, M.D. are the managing members of GPG, which is the managing member GPG LPI. Therefore, Carl D. Soderstrom, Clay M. Heighten, M.D., and GPG may be deemed to beneficially own these securities. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:35 UTC | Lantern Pharma Inc. LTRN · Entity 7525 | ConversionCommon Stock, par value $0.0001 | 41,535 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016898 · doc4.xml · nonDerivative · entry 1 Green Park & Golf Ventures II, LLC · CIK 0001782733 · 10% owner GPG LPI Investment, LLC · CIK 0001814288 · 10% owner Lantern 3-19 Investment, LLC · CIK 0001814295 · 10% owner Health Wildcatters Fund II, LLC · CIK 0001814292 · 10% owner Health Wildcatters, LLC · CIK 0001814291 · 10% owner Green Park & Golf Ventures, LLC · CIK 0001598984 · 10% owner Garcia Gilbert G. II · CIK 0001814289 · 10% owner Heighten Clay M · CIK 0001599114 · 10% owner Soderstrom Carl D · CIK 0001598985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 211,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: In connection with the Issuer's initial public offering, which commenced on June 10, 2020 and closed on June 15, 2020 (the "Initial Public Offering"), the Issuer effected a 1.74-for-1 stock split on its outstanding common stock, par value $0.0001 (the "Common Stock"), which was made effective immediately prior to the closing of the Issuer's Initial Public Offering (the "Stock Split"). The share amounts set forth in this column reflect the Stock Split. F5 · price: In connection with the Initial Public Offering, 23,871 shares of the Issuer's Series A Preferred Stock, par value $0.01 ("Series A Preferred Stock"), directly held by HWF II, which had no expiration date, were automatically converted into 41,535 shares of Common Stock for no additional consideration immediately prior to the closing of the Initial Public Offering. F1 · ownership.nature: These securities are directly held by Health Wildcatters Fund II, LLC ("HWF II"). Carl D. Soderstrom and Clay M. Heighten, M.D. are the managing members of Green Park & Golf Ventures, LLC ("GPG"), which is the managing member of Health Wildcatters, LLC ("HW"), which is the managing member of HWF II. Therefore, Carl D. Soderstrom, Clay M. Heighten, M.D., GPG, and HW may be deemed to beneficially own these securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.