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person · Reporting owner

Conway Gerard L JR

Disclosed activity across 1 company

Tapewire entity
34950
SEC CIK
0001308706

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PLUG POWER INCPLUG · Entity 4258Gen. Coun, Corp Sec., Exec. VPJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PLUG POWER INC

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.57 · Expires 2036-06-25Direct357,143 Reported balance After 2026-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-25 · Grant · Acquired 357,143 · Balance 357,143

F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.

F2: The shares underlying this stock option shall vest in three equal annual installments following the grant date, subject to the Reporting Person's continued service on each such vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.83 · Expires 2036-06-25Direct362,694 Reported balance After 2026-06-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-25 · Grant · Acquired 362,694 · Balance 362,694

F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.

F2: The shares underlying this stock option shall vest in three equal annual installments following the grant date, subject to the Reporting Person's continued service on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended.

F2: The shares underlying this stock option shall vest in three equal annual installments following the grant date, subject to the Reporting Person's continued service on each such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2020 Filed Jul 1, 2020 20:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 250,000 $5.39 $1,347,500.00
Disclosure

SEC source: 0001104659-20-079679 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:01 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 41,000 $6.10 $250,100.00
Disclosure

SEC source: 0001104659-20-079679 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:07 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 35,776 $5.00 $178,880.00
Disclosure

SEC source: 0001104659-20-071011 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp. Sec.,Sr VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,519

Read SEC document
February 19, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 167,534 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · derivative · entry 10

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,333

Underlying: Common Stock · 167,534 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On August 31, 2017, the Reporting Person was granted 325,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 19, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · derivative · entry 9

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2025-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

F6 · derivative.expiration_date: The Form 5 filed on February 16, 2016 included an incorrect expiration date (07/23/2015) and an incorrect number of securities beneficially owned (649,949).

F6 · balance_after: The Form 5 filed on February 16, 2016 included an incorrect expiration date (07/23/2015) and an incorrect number of securities beneficially owned (649,949).

Read SEC document
February 19, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 367,534 $5.10 $1,873,063.52
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 6

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 19, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 167,534 $2.14 $358,522.76
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 5

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 200,000 $2.43 $486,000.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 4

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 66,667 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · derivative · entry 8

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 66,667 shares

Expires 2028-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 49,133 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · derivative · entry 7

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,867

Underlying: Common Stock · 49,133 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On August 31, 2017, the Reporting Person was granted 325,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 115,800 $5.00 $579,000.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 66,667 $1.96 $130,667.32
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 49,133 $2.14 $105,144.62
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · derivative · entry 7

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 150,000 options were granted on August 9, 2016 and vested as follows: 50,000 options vested on August 9, 2017, 50,000 options vested on August 9, 2018 and 50,000 options vested on August 9, 2019.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 33,333 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · derivative · entry 6

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,333 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 200,000 options were granted on July 24, 2013 and vested as follows: 66,667 options vested on July 24, 2014, 66,667 options vested on July 24, 2015 and 66,666 options vested on July 24, 2016.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 16,666 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · derivative · entry 5

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 50,000 options were granted on December 13, 2011 and vested as follows: 16,667 options vested on December 13, 2012; 16,667 options vested on December 13, 2013; and 16,666 options vested on December 13, 2014.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 99,999 $4.26 $425,695.74
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 4

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.25 to $4.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 50,000 $1.72 $86,000.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 33,333 $0.37 $12,333.21
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 16,666 $2.17 $36,165.22
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:54 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-002325 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 150,000 options were granted on August 9, 2016 and vested as follows: 50,000 options vested on August 9, 2017, 50,000 options vested on August 9, 2018 and 50,000 options vested on August 9, 2019.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:54 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 100,000 $3.50 $350,000.00
Disclosure

SEC source: 0001104659-20-002325 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:54 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 100,000 $1.72 $172,000.00
Disclosure

SEC source: 0001104659-20-002325 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionRestricted Stock Unit · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-048313 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 28, 2018, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC PLUG POWER INC PLUG · Entity 4258 Tax withholdingCommon Stock 30,891 $2.14 $66,106.74
Disclosure

SEC source: 0001104659-19-048313 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:44 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionCommon Stock 66,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-048313 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC PLUG POWER INC PLUG · Entity 4258 GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-046836 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 66,666 restricted stock units vest on August 19, 2020, 66,667 restricted stock units vest on August 19, 2021 and 66,667 restricted stock units vest on August 19, 2022.

F4 · derivative.expiration_date: 66,666 restricted stock units vest on August 19, 2020, 66,667 restricted stock units vest on August 19, 2021 and 66,667 restricted stock units vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.62 $0.00
Disclosure

SEC source: 0001104659-19-046836 · a4.xml · derivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 33,333 options vest on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:35 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001104659-19-046836 · a4.xml · derivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-08-19

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 33,333 options vest on August 19, 2020, 33,333 options vest on August 19, 2021 and 33,334 options vest on August 19, 2022.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 00:50 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001104659-18-062592 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · GC, Corp Secretary & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 100,000 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 200,000 options were granted on July 24, 2013 and vested as follows: 66,667 options vested on July 24, 2014, 66,667 options vested on July 24, 2015 and 66,666 options vested on July 24, 2016.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 00:50 UTC PLUG POWER INC PLUG · Entity 4258 SalePlug Power Common Stock 100,000 $1.86 $185,850.00
Disclosure

SEC source: 0001104659-18-062592 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · GC, Corp Secretary & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,519

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.8100 to $1.8850. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 00:50 UTC PLUG POWER INC PLUG · Entity 4258 Exercise / conversionPlug Power Common Stock 100,000 $0.37 $37,000.00
Disclosure

SEC source: 0001104659-18-062592 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · GC, Corp Secretary & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:07 UTC PLUG POWER INC PLUG · Entity 4258 GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-054554 · a4.xml · derivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen Consel, Corp Sec & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 66,666 restricted stock units vest on August 28, 2019, 66,667 restricted stock units vest on August 28, 2020 and 66,667 restricted stock units vest on August 28, 2021.

F4 · derivative.expiration_date: 66,666 restricted stock units vest on August 28, 2019, 66,667 restricted stock units vest on August 28, 2020 and 66,667 restricted stock units vest on August 28, 2021.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:07 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-18-054554 · a4.xml · derivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen Consel, Corp Sec & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-08-28

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 66,666 options vest on August 28, 2019, 66,667 options vest on August 28, 2020 and 66,667 options vest on August 28, 2021.

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August 31, 2017 Filed Sep 6, 2017 00:29 UTC PLUG POWER INC PLUG · Entity 4258 GrantStock Option (right to buy) · Derivative 325,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-17-055597 · a4.xml · derivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen Consel, Corp Sec & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2027-08-31

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 108,333 options vest on August 31, 2018, 108,333 options vest on August 31, 2019 and 108,334 options vest on August 31, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.