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FOLLIARD THOMAS J

Disclosed activity across 2 companies

Tapewire entity
34893
SEC CIK
0001223841

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CARMAX INCKMX · Entity 3604DirectorJune 26, 2026June 29, 2026
PULTEGROUP INC/MI/PHM · Entity 3207DirectorApril 29, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CARMAX INC

Report date June 26, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect227,754 Reported balance After 2026-06-26 transaction · row 1
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 3,696 · Balance 227,754

PULTEGROUP INC/MI/

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitSEC Table II · derivative / convertible securityDirect31,730 Reported balance After 2026-04-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-29 · Grant · Acquired 1,507 · Balance 31,730

F1: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

F2: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3: The distribution of the underlying shares of Company common stock is subject to a deferral election and the terms of the Company's Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

F2: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3: The distribution of the underlying shares of Company common stock is subject to a deferral election and the terms of the Company's Deferred Compensation Plan for Non-Employee Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2026 Filed Jun 29, 2026 21:07 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 3,696 $0.00 $0.00
Disclosure

SEC source: 0001170010-26-000088 · wk-form4_1782767267.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,754

Read SEC document
June 23, 2026 Filed Jun 24, 2026 21:21 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionRestricted Stock Units · Derivative 14,855 $0.00 $0.00
Disclosure

SEC source: 0001170010-26-000069 · wk-form4_1782336068.xml · derivative · entry 3

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: On December 26, 2025, the Reporting Person was granted 25,465 RSUs, of which 14,855 vested on June 23, 2026, the date on which he ceased serving as the Company's Interim Executive Chair of the Board of Directors. In accordance with the terms of the applicable award agreement, the remaining 10,610 RSUs were forfeited.

F2 · derivative.expiration_date: On December 26, 2025, the Reporting Person was granted 25,465 RSUs, of which 14,855 vested on June 23, 2026, the date on which he ceased serving as the Company's Interim Executive Chair of the Board of Directors. In accordance with the terms of the applicable award agreement, the remaining 10,610 RSUs were forfeited.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 21:21 UTC CARMAX INC KMX · Entity 3604 Tax withholdingCommon Stock 3,618 $51.91 $187,810.38
Disclosure

SEC source: 0001170010-26-000069 · wk-form4_1782336068.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,058

Read SEC document
June 23, 2026 Filed Jun 24, 2026 21:21 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionCommon Stock 14,855 $51.91 $771,123.05
Disclosure

SEC source: 0001170010-26-000069 · wk-form4_1782336068.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:09 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantDeferred Share Unit · Derivative 1,507 $0.00 $0.00
Disclosure

SEC source: 0001223841-26-000004 · wk-form4_1777666153.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,730

Underlying: Common Stock · 1,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The distribution of the underlying shares of Company common stock is subject to a deferral election and the terms of the Company's Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: The distribution of the underlying shares of Company common stock is subject to a deferral election and the terms of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 05, 2026 Filed Feb 6, 2026 21:03 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 SaleCommon Stock 37,000 $134.04 $4,959,406.00
Disclosure

SEC source: 0001223841-26-000002 · wk-form4_1770411820.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,230

F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $132.81 to $135.54, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 26, 2025 Filed Dec 30, 2025 21:17 UTC CARMAX INC KMX · Entity 3604 GrantRestricted Stock Units · Derivative 25,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-25-000135 · wk-form4_1767129451.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director · Interim Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,465

Underlying: Common Stock · 25,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units shall vest on December 26, 2026, subject to earlier vesting in accordance with the terms of the Form of Notice of Restricted Stock Unit Grant between CarMax, Inc. and certain employee directors of the CarMax, Inc. board of directors, filed as Exhibit 10.3 to the Company's Quarterly Report on December 23, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units shall vest on December 26, 2026, subject to earlier vesting in accordance with the terms of the Form of Notice of Restricted Stock Unit Grant between CarMax, Inc. and certain employee directors of the CarMax, Inc. board of directors, filed as Exhibit 10.3 to the Company's Quarterly Report on December 23, 2025.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units shall vest on December 26, 2026, subject to earlier vesting in accordance with the terms of the Form of Notice of Restricted Stock Unit Grant between CarMax, Inc. and certain employee directors of the CarMax, Inc. board of directors, filed as Exhibit 10.3 to the Company's Quarterly Report on December 23, 2025.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units shall vest on December 26, 2026, subject to earlier vesting in accordance with the terms of the Form of Notice of Restricted Stock Unit Grant between CarMax, Inc. and certain employee directors of the CarMax, Inc. board of directors, filed as Exhibit 10.3 to the Company's Quarterly Report on December 23, 2025.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:19 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 2,753 $0.00 $0.00
Disclosure

SEC source: 0001170010-25-000097 · wk-form4_1751487585.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,821

Read SEC document
April 30, 2025 Filed May 1, 2025 20:34 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantDeferred Share Unit · Derivative 1,832 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-012944 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,223

Underlying: Common Stock · 1,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The distribution of the underlying shares of Company common stock is subject to a deferral election and the terms of the Company's Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: The distribution of the underlying shares of Company common stock is subject to a deferral election and the terms of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 21:57 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 SaleCommon Stock 19,000 $131.14 $2,491,684.70
Disclosure

SEC source: 0001127602-24-023185 · form4.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,230

F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $130.16 to $132.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:24 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 2,598 $0.00 $0.00
Disclosure

SEC source: 0001170010-24-000105 · wk-form4_1719951837.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,068

Read SEC document
May 06, 2024 Filed May 8, 2024 20:29 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantDeferred Share Unit · Derivative 1,528 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014613 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,391

Underlying: Common Stock · 1,528 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 22:11 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 2,210 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000096 · wk-form4_1688595095.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,470

Read SEC document
May 03, 2023 Filed May 5, 2023 20:35 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantCommon Stock 2,703 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-014720 · form4.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,230

F1 · shares: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:25 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 1,996 $0.00 $0.00
Disclosure

SEC source: 0001170010-22-000083 · wf-form4_165705272337141.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,260

Read SEC document
May 04, 2022 Filed May 6, 2022 19:36 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantDeferred Share Unit · Derivative 3,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-013634 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,863

Underlying: Common Stock · 3,383 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2022 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 20:17 UTC CARMAX INC KMX · Entity 3604 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000162 · wf-form4_162638020059531.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,264

Read SEC document
July 02, 2021 Filed Jul 7, 2021 21:44 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 1,308 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000151 · wf-form4_162569424764837.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,264

Read SEC document
May 12, 2021 Filed May 14, 2021 16:57 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantDeferred Share Unit · Derivative 2,622 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016739 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,480

Underlying: Common Stock · 2,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:40 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionStock Options (Right to Buy) · Derivative 185,120 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · derivative · entry 4

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 185,120 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018, April 12, 2019 and April 12, 2020 and are now fully exercisable.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:40 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 85,831 $131.01 $11,244,719.31
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · nonDerivative · entry 3

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,956

F2 · price: The shares with respect to this transaction were sold at prices ranging from $130.48 to $131.39. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:40 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 99,289 $131.86 $13,092,247.54
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,787

F1 · price: The shares with respect to this transaction were sold at prices ranging from $131.40 to $132.32. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:40 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionCommon Stock 185,120 $51.63 $9,557,745.60
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2020 Filed Jul 27, 2020 20:21 UTC CARMAX INC KMX · Entity 3604 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000154 · wf-form4_159588124984663.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,956

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:38 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionStock Options (Right to Buy) · Derivative 254,731 $0.00 Strike: $73.76 $0.00
Disclosure

SEC source: 0001170010-20-000148 · wf-form4_159553668599007.xml · derivative · entry 4

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 254,731 shares

Expires 2022-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 8, 2016, April 8, 2017, April 8, 2018 and April 8, 2019 and are now fully exercisable.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:38 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 85,167 $97.26 $8,283,342.42
Disclosure

SEC source: 0001170010-20-000148 · wf-form4_159553668599007.xml · nonDerivative · entry 3

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,956

F2 · price: The shares with respect to this transaction were sold at prices ranging from $97.00 to $97.49. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:38 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 169,564 $97.78 $16,579,967.92
Disclosure

SEC source: 0001170010-20-000148 · wf-form4_159553668599007.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,123

F1 · price: The shares with respect to this transaction were sold at prices ranging from $97.50 to $98.01. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:38 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionCommon Stock 254,731 $73.76 $18,788,958.56
Disclosure

SEC source: 0001170010-20-000148 · wf-form4_159553668599007.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:35 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 2,021 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000123 · wf-form4_159354929804879.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,956

Read SEC document
May 07, 2020 Filed May 12, 2020 00:50 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantDeferred Share Unit · Derivative 5,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016159 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,858

Underlying: Common Stock · 5,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:36 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionStock Options (Right to Buy) · Derivative 69,039 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-20-000011 · wf-form4_158093860195255.xml · derivative · entry 4

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,039 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Company common stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:36 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 12,825 $96.31 $1,235,175.75
Disclosure

SEC source: 0001170010-20-000011 · wf-form4_158093860195255.xml · nonDerivative · entry 3

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,935

F2 · price: The shares with respect to this transaction were sold at prices ranging from $96.01 to $96.66. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:36 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 56,214 $95.41 $5,363,377.74
Disclosure

SEC source: 0001170010-20-000011 · wf-form4_158093860195255.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,760

F1 · price: The shares with respect to this transaction were sold at prices ranging from $94.97 to $95.94. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:36 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionCommon Stock 69,039 $44.96 $3,103,993.44
Disclosure

SEC source: 0001170010-20-000011 · wf-form4_158093860195255.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:42 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000123 · wf-form4_156201372935766.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,935

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May 09, 2019 Filed May 11, 2019 00:04 UTC PULTEGROUP INC/MI/ PHM · Entity 3207 GrantDeferred Share Unit · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018217 · form4.xml · derivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,555

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.

F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

F3 · derivative.expiration_date: The units will convert into shares of the Company's common stock on the date of the Director's termination of Board membership.

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April 23, 2019 Filed Apr 25, 2019 21:28 UTC CARMAX INC KMX · Entity 3604 Tax withholdingCommon Stock 2,829 $71.10 $201,141.90
Disclosure

SEC source: 0001170010-19-000058 · wf-form4_155622771505566.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,915

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April 23, 2019 Filed Apr 25, 2019 21:28 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 6,271 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000058 · wf-form4_155622771505566.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,744

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April 09, 2019 Filed Mar 20, 2020 21:17 UTC CARMAX INC KMX · Entity 3604 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000020 · wf-form5_158473904662943.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,935

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April 03, 2019 Filed Apr 4, 2019 20:32 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionStock Options (Right to Buy) · Derivative 57,600 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · derivative · entry 7

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,600 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015, April 15, 2016 and April 15, 2017 and are now fully exercisable.

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April 03, 2019 Filed Apr 4, 2019 20:32 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionStock Options (Right to Buy) · Derivative 300,000 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · derivative · entry 6

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,039

Underlying: Common Stock · 300,000 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

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April 03, 2019 Filed Apr 4, 2019 20:32 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 2,406 $71.20 $171,307.20
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 5

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,473

F3 · price: The shares with respect to this transaction were sold at prices ranging from $71.00 to $71.41. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 03, 2019 Filed Apr 4, 2019 20:32 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 284,043 $71.26 $20,240,904.18
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 4

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,879

F2 · price: The shares with respect to this transaction were sold at prices ranging from $71.00 to $71.72. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 03, 2019 Filed Apr 4, 2019 20:32 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 73,557 $70.85 $5,211,513.45
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 3

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,922

F1 · price: The shares with respect to this transaction were sold at prices ranging from $70.52 to $70.99. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 03, 2019 Filed Apr 4, 2019 20:32 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionCommon Stock 57,600 $42.68 $2,458,368.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionCommon Stock 300,000 $44.96 $13,488,000.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 20:23 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 37,500 $77.37 $2,901,375.00
Disclosure

SEC source: 0001170010-18-000163 · wf-form4_153211816452109.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,879

F1 · kind: On June 26, 2018, the Reporting Person entered into an agreement to contribute shares of the Issuer's common stock to an exchange fund in exchange for exchange fund units. The contribution closed on July 18, 2018. Pursuant to the applicable agreement, the common stock was valued at $77.37 per share for the purposes of determining the number of exchange fund units issued to the Reporting Person.

F1 · price: On June 26, 2018, the Reporting Person entered into an agreement to contribute shares of the Issuer's common stock to an exchange fund in exchange for exchange fund units. The contribution closed on July 18, 2018. Pursuant to the applicable agreement, the common stock was valued at $77.37 per share for the purposes of determining the number of exchange fund units issued to the Reporting Person.

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June 29, 2018 Filed Jul 2, 2018 20:20 UTC CARMAX INC KMX · Entity 3604 GrantCommon Stock 2,390 $0.00 $0.00
Disclosure

SEC source: 0001170010-18-000138 · wf-form4_153056281733598.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,379

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June 26, 2018 Filed Jun 28, 2018 21:59 UTC CARMAX INC KMX · Entity 3604 Exercise / conversionStock Options (Right to Buy) · Derivative 207,673 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-18-000115 · wf-form4_153022316259007.xml · derivative · entry 7

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,600

Underlying: Common Stock · 207,673 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015, April 15, 2016 and April 15, 2017 and are now fully exercisable.

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June 26, 2018 Filed Jun 28, 2018 21:59 UTC CARMAX INC KMX · Entity 3604 SaleCommon Stock 12,073 $76.03 $917,910.19
Disclosure

SEC source: 0001170010-18-000115 · wf-form4_153022316259007.xml · nonDerivative · entry 6

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,989

F4 · price: The shares with respect to this transaction were sold at prices ranging from $78.81 to $76.40. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.