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person · Reporting owner

LINK WILLIAM J PHD

Disclosed activity across 7 companies

Tapewire entity
34847
SEC CIK
0001228684

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Edwards Lifesciences CorpEW · Entity 3026DirectorMay 08, 2020May 11, 2020
GLAUKOS CorpGKOS · Entity 3510DirectorJune 03, 2021June 07, 2021
LENSAR, Inc.LNSR · Entity 6733DirectorJune 03, 2026June 05, 2026
Oyster Point Pharma, Inc.OYST · Entity 15903DirectorJanuary 05, 2022January 07, 2022
RxSight, Inc.RXST · Entity 1226DirectorJune 17, 2026June 18, 2026
Tarsus Pharmaceuticals, Inc.TARS · Entity 1836DirectorSeptember 15, 2026September 17, 2026
Vivani Medical, Inc.EYES · Entity 6636DirectorJune 04, 2019June 05, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Edwards Lifesciences Corp

Report date May 08, 2020 · Filed May 11, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,349 Ending reported balance After 2020-05-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-05-08 · Grant · Acquired 1,101 · Balance 11,004

F1: These restricted stock units were granted on May 8, 2020 under the Edwards Lifesciences Corporation 2020 Nonemployee Directors Stock Incentive Program. They are scheduled to become 100% vested after the earlier of one year from the grant date or Issuer's next annual meeting of stockholders. The underlying common stock (net of any shares sold to cover applicable taxes) must be held until the director ceases to serve on Issuer's Board.

Row 2 · 2020-05-08 · Grant · Acquired 345 · Balance 11,349

F2: This restricted stock was granted on May 8, 2020 under the Edwards Lifesciences Corporation 2020 Nonemployee Directors Stock Incentive Program and is scheduled to become 100% vested after the earlier of one year from the grant date or Issuer's next annual meeting of stockholders.

Common StockSEC Table I · non-derivativeIndirectLink Family Enterprise, LP4,722 Reported balance Holding disclosure · report date 2020-05-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,722

Common StockSEC Table I · non-derivativeIndirectLink Family Trust6,050 Reported balance Holding disclosure · report date 2020-05-08 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,050

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units were granted on May 8, 2020 under the Edwards Lifesciences Corporation 2020 Nonemployee Directors Stock Incentive Program. They are scheduled to become 100% vested after the earlier of one year from the grant date or Issuer's next annual meeting of stockholders. The underlying common stock (net of any shares sold to cover applicable taxes) must be held until the director ceases to serve on Issuer's Board.

F2: This restricted stock was granted on May 8, 2020 under the Edwards Lifesciences Corporation 2020 Nonemployee Directors Stock Incentive Program and is scheduled to become 100% vested after the earlier of one year from the grant date or Issuer's next annual meeting of stockholders.

GLAUKOS Corp

Report date June 03, 2021 · Filed June 07, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,821 Reported balance After 2021-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-06-03 · Grant · Acquired 2,382 · Balance 17,821

F1: Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2: Includes 2,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectSee footnote40,479 Reported balance Holding disclosure · report date 2021-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 40,479

F3: The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2: Includes 2,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.

F3: The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.

LENSAR, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect568,062 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 17,421 · Balance 568,062

F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on June 3, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date, and will be settled upon the earliest to occur of (a) the Reporting Person's termination of service, (b) a change in control of the Company, or (c) the Reporting Person's death or disability. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Oyster Point Pharma, Inc.

Report date January 05, 2022 · Filed January 07, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Limited Partnership33,480 Reported balance After 2022-01-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-01-05 · Other · Acquired 6,438 · Balance 33,480

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital IV, L.P. ("Capital IV") to Versant Ventures IV, LLC ("Ventures IV"), its sole general partner, without consideration, and from Ventures IV to Link Family Enterprise, LP as a member of Ventures IV.

F2: Shares held by Link Family Enterprise, LP. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the controlling member of Link Family Enterprise, LP.

Common StockSEC Table I · non-derivativeIndirectBy Trust2,074 Reported balance After 2022-01-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-01-05 · Other · Acquired 401 · Balance 2,074

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Side Fund IV, L.P. ("Versant Side Fund IV") to The Link Family Trust, dated May 19, 2005, without consideration.

F4: Shares held by The Link Family Trust. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the Trustee of The Link Family Trust.

Common StockSEC Table I · non-derivativeIndirectBy LLC27,942 Reported balance Holding disclosure · report date 2022-01-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 27,942

F5: Shares held by Flying L Partners VII, LLC. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the controlling member of Flying L Partners VII, LLC.

Common StockSEC Table I · non-derivativeDirect10,066 Reported balance Holding disclosure · report date 2022-01-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10,066

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,465 Reported balance Holding disclosure · report date 2022-01-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 2,465

F6: Shares held by Versant Side Fund IV following its distribution to the Reporting Person reported herein and its other members. The Reporting Person may be deemed to beneficially own the shares held by Versant Side Fund IV as a managing member of Ventures IV, its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Versant Side Fund IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnote414,607 Reported balance Holding disclosure · report date 2022-01-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 414,607

F7: Shares held by Capital IV following its distribution to the Reporting Person herein and its other members. The Reporting Person may be deemed to beneficially own the shares held by Capital IV as a managing member of Ventures IV, its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Capital IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital IV, L.P. ("Capital IV") to Versant Ventures IV, LLC ("Ventures IV"), its sole general partner, without consideration, and from Ventures IV to Link Family Enterprise, LP as a member of Ventures IV.

F2: Shares held by Link Family Enterprise, LP. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the controlling member of Link Family Enterprise, LP.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Side Fund IV, L.P. ("Versant Side Fund IV") to The Link Family Trust, dated May 19, 2005, without consideration.

F4: Shares held by The Link Family Trust. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the Trustee of The Link Family Trust.

F5: Shares held by Flying L Partners VII, LLC. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the controlling member of Flying L Partners VII, LLC.

F6: Shares held by Versant Side Fund IV following its distribution to the Reporting Person reported herein and its other members. The Reporting Person may be deemed to beneficially own the shares held by Versant Side Fund IV as a managing member of Ventures IV, its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Versant Side Fund IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F7: Shares held by Capital IV following its distribution to the Reporting Person herein and its other members. The Reporting Person may be deemed to beneficially own the shares held by Capital IV as a managing member of Ventures IV, its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Capital IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

RxSight, Inc.

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,892 Reported balance After 2026-06-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-17 · Grant · Acquired 37,037 · Balance 74,892

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date of the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2026.

Common StockSEC Table I · non-derivativeIndirectSee footnote21,248 Reported balance Holding disclosure · report date 2026-06-17 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 21,248

F3: Shares held by Link Family Enterprise, L.P. The Reporting Person is a managing partner of Link Family Enterprise, L.P. and may be deemed to share voting and investment power over the securities held by Link Family Enterprise, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date of the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2026.

F3: Shares held by Link Family Enterprise, L.P. The Reporting Person is a managing partner of Link Family Enterprise, L.P. and may be deemed to share voting and investment power over the securities held by Link Family Enterprise, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Tarsus Pharmaceuticals, Inc.

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect94,487 Ending reported balance After 2026-09-15 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-09-15 · Exercise / conversion · Acquired 201 · Balance 106,987

F1: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

Row 2 · 2026-09-15 · Sale · Disposed 11,675 · Balance 95,312

F2: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2025.

F3: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $77.87 to $78.86. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2026-09-15 · Sale · Disposed 759 · Balance 94,553

F2: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2025.

F4: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $78.89 to $79.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2026-09-15 · Sale · Disposed 66 · Balance 94,487

F2: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect605 Reported balance After 2026-09-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-15 · Exercise / conversion · Disposed 201 · Balance 605

F5: Each RSU represents a contingent right to receive one share of the Company's common stock.

F6: RSUs granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2026 annual meeting of stockholders. The RSUs vest in equal installments on 9/15/2026, 12/15/2026, 3/15/2027 and 6/15/2027, subject to the non-employee director's continuous service.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

F2: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2025.

F3: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $77.87 to $78.86. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column 4 is a weighted average price. The shares were pooled and sold in multiple transactions at prices ranging from $78.89 to $79.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Each RSU represents a contingent right to receive one share of the Company's common stock.

F6: RSUs granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2026 annual meeting of stockholders. The RSUs vest in equal installments on 9/15/2026, 12/15/2026, 3/15/2027 and 6/15/2027, subject to the non-employee director's continuous service.

Vivani Medical, Inc.

Report date June 04, 2019 · Filed June 05, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.71 · Expires 2029-06-04Direct56,685 Reported balance After 2019-06-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-04 · Grant · Acquired 56,685 · Balance 56,685

F1: The stock options have a 10-year term and fully vest on the earlier of annual grant date anniversary or the date of the next annual shareholder's meeting.

F2: Awarded as compensation for serving on the Board of Directors and its committees.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options have a 10-year term and fully vest on the earlier of annual grant date anniversary or the date of the next annual shareholder's meeting.

F2: Awarded as compensation for serving on the Board of Directors and its committees.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2023 Filed Jun 21, 2023 22:08 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 Exercise / conversionCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001819790-23-000041 · wk-form4_1687385320.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

F1 · price: The shares were issued pursuant to settlement of vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:32 UTC RxSight, Inc. RXST · Entity 1226 GrantCommon Stock 5,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034325 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,939

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2 · shares: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the earlier of the (i) the one (1) year anniversary of the Date of Grant or (ii) the date immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 1, 2023.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:00 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 33,175 $0.00 Strike: $3.23 $0.00
Disclosure

SEC source: 0000899243-23-014076 · doc4.xml · derivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,175

Underlying: Common Stock · 33,175 shares

Expires 2033-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 25, 2023 Filed May 30, 2023 21:00 UTC LENSAR, Inc. LNSR · Entity 6733 GrantCommon Stock 9,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-014076 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,267

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2024, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

Read SEC document
May 11, 2023 Filed May 12, 2023 19:15 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 98,715 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028948 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 694,124

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F3 · ownership.nature: Shares held by Flying L Partners, II LLC. The Reporting Person is a managing member of Flying L Partners, II LLC and may be deemed to share voting and investment power over the securities held by Flying L Partners, II LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
May 11, 2023 Filed May 12, 2023 19:15 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 258,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028948 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · ownership.nature: Shares held by RxSight I. The Reporting Person is a managing member of RxSight I and may be deemed to share voting and investment power over the securities held by RxSight I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:57 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 41,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029596 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Flying L Partners XI, LLC

Disclosed balance after: 109,892

F3 · kind: Represents the receipt of shares from a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners.

F4 · ownership.nature: The shares are held directly held by Flying L Partners XI, LLC. The Reporting Person is the manager of Flying L Partners XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:57 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 215,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029596 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Flying L Investments XI, LLC

Disclosed balance after: 0

F1 · kind: Represents an in-kind pro-rata distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners pursuant to a 10b5-1 plan entered into by Flying L Investments XI, LLC on May 19, 2022.

F2 · ownership.nature: The shares are held directly held by Flying L Investments XI, LLC. The Reporting Person is the manager of Flying L Investments XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:39 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 52,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019891 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Partners XI, LLC

Disclosed balance after: 68,673

F3 · kind: Represents the receipt of shares from a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners.

F4 · ownership.nature: The shares are held directly held by Flying L Partners XI, LLC. The Reporting Person is the manager of Flying L Partners XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 22:39 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 215,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019891 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Investments XI, LLC

Disclosed balance after: 215,576

F1 · kind: Represents an in-kind pro-rata distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners pursuant to a 10b5-1 plan entered into by Flying L Investments XI, LLC.

F2 · ownership.nature: The shares are held directly held by Flying L Investments XI, LLC. The Reporting Person is the manager of Flying L Investments XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:34 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 8,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056627 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Partners XI, LLC

Disclosed balance after: 16,479

F3 · kind: Represents the receipt of shares from a pro-rata in-kind distribution and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners.

F4 · ownership.nature: The shares are held directly held by Flying L Partners XI, LLC. The Reporting Person is the manager of Flying L Partners XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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November 10, 2022 Filed Nov 14, 2022 21:34 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 215,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056627 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Investments XI, LLC

Disclosed balance after: 431,151

F1 · kind: Represents an in-kind pro-rata distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners pursuant to a 10b5-1 plan entered into by Flying L Investments XI, LLC.

F2 · ownership.nature: The shares are held directly held by Flying L Investments XI, LLC. The Reporting Person is the manager of Flying L Investments XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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November 09, 2022 Filed Nov 14, 2022 21:05 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 107,236 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056565 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 595,409

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F3 · ownership.nature: Shares held by Flying L Partners, II LLC. The Reporting Person is a managing member of Flying L Partners, II LLC and may be deemed to share voting and investment power over the securities held by Flying L Partners, II LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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November 09, 2022 Filed Nov 14, 2022 21:05 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 316,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056565 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 258,390

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · ownership.nature: Shares held by RxSight I. The Reporting Person is a managing member of RxSight I and may be deemed to share voting and investment power over the securities held by RxSight I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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August 15, 2022 Filed Aug 17, 2022 20:22 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 3,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046254 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Partners XI, LLC

Disclosed balance after: 8,097

F3 · kind: Represents the receipt of shares from a pro-rata in-kind distribution and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners.

F4 · ownership.nature: The shares are held directly held by Flying L Partners XI, LLC. The Reporting Person is the manager of Flying L Partners XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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August 15, 2022 Filed Aug 17, 2022 20:22 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 215,575 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046254 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Investments XI, LLC

Disclosed balance after: 646,726

F1 · kind: Represents an in-kind pro-rata distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners pursuant to a 10b5-1 plan entered into by Flying L Investments XI, LLC.

F2 · ownership.nature: The shares are held directly held by Flying L Investments XI, LLC. The Reporting Person is the manager of Flying L Investments XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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August 10, 2022 Filed Aug 11, 2022 20:47 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 107,236 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045434 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 488,173

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F3 · ownership.nature: Shares held by Flying L Partners, II LLC. The Reporting Person is a managing member of Flying L Partners, II LLC and may be deemed to share voting and investment power over the securities held by Flying L Partners, II LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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August 10, 2022 Filed Aug 11, 2022 20:47 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 316,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045434 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 575,084

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · ownership.nature: Shares held by RxSight I. The Reporting Person is a managing member of RxSight I and may be deemed to share voting and investment power over the securities held by RxSight I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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June 16, 2022 Filed Jul 1, 2022 16:28 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-018345 · wf-form4_165669288165617.xml · derivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: RSUs granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2022 annual meeting of stockholders. The RSUs will vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

F3 · derivative.expiration_date: RSUs granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2022 annual meeting of stockholders. The RSUs will vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

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June 16, 2022 Filed Jul 1, 2022 16:28 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 GrantStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $12.89 $0.00
Disclosure

SEC source: 0001628280-22-018345 · wf-form4_165669288165617.xml · derivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: Annual option granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2022 annual meeting of stockholders. The option will vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

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June 08, 2022 Filed Jun 9, 2022 22:22 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 126,979 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035584 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 380,937

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F3 · ownership.nature: Shares held by Flying L Partners, II LLC. The Reporting Person is a managing member of Flying L Partners, II LLC and may be deemed to share voting and investment power over the securities held by Flying L Partners, II LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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June 08, 2022 Filed Jun 9, 2022 22:22 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035584 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 891,778

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · ownership.nature: Shares held by RxSight I. The Reporting Person is a managing member of RxSight I and may be deemed to share voting and investment power over the securities held by RxSight I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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June 02, 2022 Filed Jun 4, 2022 00:21 UTC RxSight, Inc. RXST · Entity 1226 GrantCommon Stock 10,349 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034391 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,458

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2 · shares: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the earlier of the (i) the one (1) year anniversary of the Date of Grant or (ii) the date immediately prior to the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 2, 2022.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

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May 25, 2022 Filed May 31, 2022 15:44 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 15,616 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0000899243-22-020097 · doc4.xml · derivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,616

Underlying: Common Stock · 15,616 shares

Expires 2032-05-25

F2 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 25, 2022, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. The option was granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

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May 25, 2022 Filed May 31, 2022 15:44 UTC LENSAR, Inc. LNSR · Entity 6733 GrantCommon Stock 4,285 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020097 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,979

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of LENSAR, Inc. common stock. The RSUs vest in full on May 25, 2023, subject to the Reporting Person's continued service to the Issuer through the vesting date. The RSUs were granted in accordance with the Issuer's non-employee director compensation program as a component of the Reporting Person's annual compensation for service to the Issuer.

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May 17, 2022 Filed May 19, 2022 20:06 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018791 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,266,778

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock ("Common Stock") to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · balance_after: Reflects Common Stock held by the Reporting Person. The Reporting Person obtained the Common Stock in connection with the initial public offering of the Common Stock ("IPO"), pursuant to which shares of the Issuer's Series H Preferred Stock, par value $0.001 per share, held by the Reporting Persons were automatically converted on a one-for-one basis to shares of Common Stock prior to the closing of the IPO.

F1 · ownership.nature: Represents a distribution not for value of shares of the Issuer's Common Stock ("Common Stock") to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · ownership.nature: Reflects Common Stock held by the Reporting Person. The Reporting Person obtained the Common Stock in connection with the initial public offering of the Common Stock ("IPO"), pursuant to which shares of the Issuer's Series H Preferred Stock, par value $0.001 per share, held by the Reporting Persons were automatically converted on a one-for-one basis to shares of Common Stock prior to the closing of the IPO.

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May 17, 2022 Filed Jun 8, 2022 20:07 UTC Amendment RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 126,979 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035013 · doc4a.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 253,958

F1 · security: This Form 4 is being filed to report the acquisition of shares by Flying L Partners, II LLC, of which the Reporting Person is a managing member, and the Reporting Person's direct holdings, each inadvertently omitted from the Form 4 filed May 19, 2022.

F2 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F3 · ownership.nature: Shares held by Flying L Partners, II LLC. The Reporting Person is a managing member of Flying L Partners, II LLC and may be deemed to share voting and investment power over the securities held by Flying L Partners, II LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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March 15, 2022 Filed Mar 18, 2022 01:13 UTC RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 375,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011520 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,641,778

F1 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock ("Common Stock") to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · balance_after: Reflects Common Stock held by the Reporting Person. The Reporting Person obtained the Common Stock in connection with the initial public offering of the Common Stock ("IPO"), pursuant to which shares of the Issuer's Series H Preferred Stock, par value $0.001 per share, held by the Reporting Persons were automatically converted on a one-for-one basis to shares of Common Stock prior to the closing of the IPO.

F1 · ownership.nature: Represents a distribution not for value of shares of the Issuer's Common Stock ("Common Stock") to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F2 · ownership.nature: Reflects Common Stock held by the Reporting Person. The Reporting Person obtained the Common Stock in connection with the initial public offering of the Common Stock ("IPO"), pursuant to which shares of the Issuer's Series H Preferred Stock, par value $0.001 per share, held by the Reporting Persons were automatically converted on a one-for-one basis to shares of Common Stock prior to the closing of the IPO.

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March 15, 2022 Filed Jun 8, 2022 20:04 UTC Amendment RxSight, Inc. RXST · Entity 1226 OtherCommon Stock 126,979 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034997 · doc4a.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 126,979

F1 · security: This Form 4 is being filed to report the acquisition of shares by Flying L Partners, II LLC, of which the Reporting Person is a managing member, and the Reporting Person's direct holdings, each inadvertently omitted from the Form 4 filed March 17, 2022.

F2 · shares: Represents a distribution not for value of shares of the Issuer's Common Stock to the members of RxSight I, LLC ("RxSight I") on a pro rata basis based upon each such member's respective capital interests in RxSight I. The Reporting Person is a managing member of RxSight I.

F3 · ownership.nature: Shares held by Flying L Partners, II LLC. The Reporting Person is a managing member of Flying L Partners, II LLC and may be deemed to share voting and investment power over the securities held by Flying L Partners, II LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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January 05, 2022 Filed Jan 7, 2022 23:08 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 OtherCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002535 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,074

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Side Fund IV, L.P. ("Versant Side Fund IV") to The Link Family Trust, dated May 19, 2005, without consideration.

F4 · ownership.nature: Shares held by The Link Family Trust. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the Trustee of The Link Family Trust.

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January 05, 2022 Filed Jan 7, 2022 23:08 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 OtherCommon Stock 6,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002535 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 33,480

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital IV, L.P. ("Capital IV") to Versant Ventures IV, LLC ("Ventures IV"), its sole general partner, without consideration, and from Ventures IV to Link Family Enterprise, LP as a member of Ventures IV.

F2 · ownership.nature: Shares held by Link Family Enterprise, LP. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the controlling member of Link Family Enterprise, LP.

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December 21, 2021 Filed Dec 23, 2021 22:34 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 OtherCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071128 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,673

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Side Fund IV, L.P. ("Versant Side Fund IV") to The Link Family Trust, dated May 19, 2005, without consideration.

F4 · ownership.nature: Shares held by The Link Family Trust. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the Trustee of The Link Family Trust.

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December 21, 2021 Filed Dec 23, 2021 22:34 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 OtherCommon Stock 6,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071128 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 27,042

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital IV, L.P. ("Capital IV") to Versant Ventures IV, LLC ("Ventures IV"), its sole general partner, without consideration, and from Ventures IV to Link Family Enterprise, LP as a member of Ventures IV.

F2 · ownership.nature: Shares held by Link Family Enterprise, LP. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the controlling member of Link Family Enterprise, LP.

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November 11, 2021 Filed Nov 17, 2021 00:58 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 4,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064905 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Partners XI, LLC

Disclosed balance after: 4,348

F3 · kind: Represents the receipt of shares from a pro-rata in-kind distribution and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners.

F4 · ownership.nature: The shares are held directly held by Flying L Partners XI, LLC. The Reporting Person is the manager of Flying L Partners XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

Read SEC document
November 11, 2021 Filed Nov 17, 2021 00:58 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 OtherCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064905 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Flying L Investments XI, LLC

Disclosed balance after: 862,301

F1 · kind: Represents an in-kind pro-rata distribution, and not a purchase or sale, without additional consideration by Flying L Investments XI, LLC to its partners pursuant to a 10b5-1 plan entered into by Flying L Investments XI, LLC.

F2 · ownership.nature: The shares are held directly held by Flying L Investments XI, LLC. The Reporting Person is the manager of Flying L Investments XI, LLC and may be deemed to have sole voting and investment power over the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

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October 18, 2021 Filed Oct 20, 2021 20:32 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 SaleCommon Stock 1,531 $15.09 $23,108.76
Disclosure

SEC source: 0001209191-21-061153 · doc4.xml · nonDerivative · entry 4

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,987

F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by each of Versant Venture Capital IV, L.P. ("Versant IV") and Versant Side Fund IV, L.P. ("Versant Side Fund IV").

F4 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $15.00 to $15.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote to this Form 4.

F5 · ownership.nature: Shares held by Versant Side Fund IV. The Reporting Person may be deemed to beneficially own the shares held by Versant Side Fund IV as a managing member of Versant Ventures IV, its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Versant Side Fund IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 18, 2021 Filed Oct 20, 2021 20:32 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 SaleCommon Stock 1,912 $14.63 $27,977.72
Disclosure

SEC source: 0001209191-21-061153 · doc4.xml · nonDerivative · entry 3

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,518

F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by each of Versant Venture Capital IV, L.P. ("Versant IV") and Versant Side Fund IV, L.P. ("Versant Side Fund IV").

F2 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.995, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote to this Form 4.

F5 · ownership.nature: Shares held by Versant Side Fund IV. The Reporting Person may be deemed to beneficially own the shares held by Versant Side Fund IV as a managing member of Versant Ventures IV, its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Versant Side Fund IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 18, 2021 Filed Oct 20, 2021 20:32 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 SaleCommon Stock 242,943 $15.09 $3,666,957.35
Disclosure

SEC source: 0001209191-21-061153 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 815,033

F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by each of Versant Venture Capital IV, L.P. ("Versant IV") and Versant Side Fund IV, L.P. ("Versant Side Fund IV").

F4 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $15.00 to $15.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: Shares held by Versant IV. The Reporting Person may be deemed to beneficially own the shares held by Versant IV as a managing member of Versant Ventures IV, LLC ("Versant Ventures IV"), its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Versant IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 18, 2021 Filed Oct 20, 2021 20:32 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 SaleCommon Stock 303,614 $14.63 $4,442,692.58
Disclosure

SEC source: 0001209191-21-061153 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,057,976

F1 · kind: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by each of Versant Venture Capital IV, L.P. ("Versant IV") and Versant Side Fund IV, L.P. ("Versant Side Fund IV").

F2 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.995, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · ownership.nature: Shares held by Versant IV. The Reporting Person may be deemed to beneficially own the shares held by Versant IV as a managing member of Versant Ventures IV, LLC ("Versant Ventures IV"), its sole general partner. The Reporting Person disclaims beneficial ownership of the securities held by Versant IV except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person, as applicable, is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 03, 2021 Filed Aug 5, 2021 23:34 UTC RxSight, Inc. RXST · Entity 1226 ConversionSeries H Preferred Stock · Derivative 2,016,778 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031822 · doc4.xml · derivative · entry 3

LINK WILLIAM J PHD · CIK 0001228684 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,016,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

F1 · price: All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

F1 · derivative.exercise_date: All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

F1 · derivative.expiration_date: All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

F2 · ownership.nature: Shares held by RxSight I, LLC. The Reporting Person is a managing member of RxSight I, LLC and may be deemed to share voting and investment power over the securities held by RxSight I, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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August 03, 2021 Filed Aug 5, 2021 23:34 UTC RxSight, Inc. RXST · Entity 1226 PurchaseCommon Stock 31,250 $16.00 $500,000.00
Disclosure

SEC source: 0000899243-21-031822 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,109

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August 03, 2021 Filed Aug 5, 2021 23:34 UTC RxSight, Inc. RXST · Entity 1226 ConversionCommon Stock 2,016,778 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031822 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,016,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock.

F2 · ownership.nature: Shares held by RxSight I, LLC. The Reporting Person is a managing member of RxSight I, LLC and may be deemed to share voting and investment power over the securities held by RxSight I, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.

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July 30, 2021 Filed Aug 3, 2021 00:15 UTC RxSight, Inc. RXST · Entity 1226 GrantCommon Stock 5,859 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031106 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,859

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock

F2 · shares: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the date immediately prior to the first annual meeting of stockholders following July 30, 2021.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock

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June 15, 2021 Filed Jun 17, 2021 23:25 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $35.26 $0.00
Disclosure

SEC source: 0001209191-21-041712 · doc4.xml · derivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-15

F2 · derivative.exercise_date: Option granted in connection with the Reporting Person's service as a non-employee director as of the closing of the Company's initial public offering and continued service as of the Company's 2021 annual meeting of stockholders. The option is fully vested.

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June 15, 2021 Filed Jun 17, 2021 23:25 UTC Tarsus Pharmaceuticals, Inc. TARS · Entity 1836 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $35.26 $0.00
Disclosure

SEC source: 0001209191-21-041712 · doc4.xml · derivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-15

F1 · derivative.exercise_date: Annual option granted in connection with the Reporting Person's service as a non-employee director as of the Company's 2021 annual meeting of stockholders. The option will vest in full on the one-year anniversary of the date of grant, subject to the non-employee director's continuous service.

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June 07, 2021 Filed Jun 10, 2021 00:44 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 GrantStock Option (Right to Buy) · Derivative 5,199 $0.00 Strike: $17.74 $0.00
Disclosure

SEC source: 0001209191-21-039332 · doc4.xml · derivative · entry 7

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,199

Underlying: Common Stock · 5,199 shares

Expires 2031-06-06

F8 · derivative.exercise_date: The shares underlying the option vest as to one-twelfth (1/12th) of the shares on July 7, 2021 and monthly thereafter on the same day of the month as the grant date, in each case, subject to the Reporting Person's continuous service to the Issuer as a director through each such date.

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June 07, 2021 Filed Jun 10, 2021 00:44 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 GrantCommon Stock 3,466 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039332 · doc4.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,066

F1 · kind: Represents a grant of restricted stock units (the "RSUs"). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2 · shares: The shares underlying the RSU will vest on June 7, 2022, but will vest fully on the date of the next annual stockholder meeting held after the date of grant if not fully vested on such date, in each case, subject to the Reporting Person's continuous service to the Issuer as a director through each such date.

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June 03, 2021 Filed Jun 7, 2021 23:05 UTC GLAUKOS Corp GKOS · Entity 3510 GrantCommon Stock 2,382 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-077839 · tm2119039-6_4seq1.xml · nonDerivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,821

F1 · security: Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 2,382 restricted stock units that have not yet vested or been delivered to the Reporting Person.

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May 18, 2021 Filed May 20, 2021 20:15 UTC LENSAR, Inc. LNSR · Entity 6733 GrantStock Option (Right to Buy) · Derivative 20,847 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0000899243-21-020140 · doc4.xml · derivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,847

Underlying: Common Stock · 20,847 shares

Expires 2031-05-18

F1 · derivative.exercise_date: The option vests in twelve (12) substantially equal monthly installments commencing June 18, 2021, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

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May 12, 2021 Filed May 14, 2021 20:42 UTC Oyster Point Pharma, Inc. OYST · Entity 15903 OtherCommon Stock 642 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032758 · doc4.xml · nonDerivative · entry 2

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,273

F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Side Fund IV, L.P. ("Versant Side Fund IV") to The Link Family Trust, dated May 19, 2005, without consideration.

F4 · ownership.nature: Shares held by The Link Family Trust. The Reporting Person may be deemed to beneficially own the shares indirectly by reason of the Reporting Person as the Trustee of The Link Family Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.