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person · Reporting owner

Kulkarni Samarth

Disclosed activity across 5 companies

Tapewire entity
34821
SEC CIK
0001682019

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Black Diamond Therapeutics, Inc.BDTX · Entity 6669DirectorJune 26, 2026June 29, 2026
CRISPR Therapeutics AGCRSP · Entity 3852Director · Chief Executive OfficerOctober 13, 2026October 15, 2026
Oruka Therapeutics, Inc.ORKA · Entity 3781DirectorJune 02, 2026June 03, 2026
Repare Therapeutics Inc.RPTX · Entity 68433DirectorJune 17, 2024June 20, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Black Diamond Therapeutics, Inc.

Report date June 26, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.71 · Expires 2036-06-25Direct40,000 Reported balance After 2026-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 40,000 · Balance 40,000

F1: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 26, 2027 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service on such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option shall vest and become exercisable in full upon the earlier to occur of (i) June 26, 2027 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service on such vesting date.

CRISPR Therapeutics AG

Report date October 13, 2026 · Filed October 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect259,736 Ending reported balance After 2026-10-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-13 · Exercise / conversion · Acquired 8,333 · Balance 263,834

F1: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

Row 2 · 2026-10-14 · Sale · Disposed 4,098 · Balance 259,736

F2: Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-10-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-13 · Exercise / conversion · Disposed 8,333 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F3: This restricted stock unit award was granted on October 13, 2023 with respect to 25,000 Common Shares, with (i) one third of the shares vesting on October 13, 2024, (ii) one third of the shares vesting on October 13, 2025, and (iii) one third of the shares vesting on October 13, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2: Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

F3: This restricted stock unit award was granted on October 13, 2023 with respect to 25,000 Common Shares, with (i) one third of the shares vesting on October 13, 2024, (ii) one third of the shares vesting on October 13, 2025, and (iii) one third of the shares vesting on October 13, 2026.

Oruka Therapeutics, Inc.

Report date June 02, 2026 · Filed June 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.23 · Expires 2036-06-01Direct9,136 Reported balance After 2026-06-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-02 · Grant · Acquired 9,136 · Balance 9,136

F1: The option vests as to 1/12 of the underlying shares monthly from June 2, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests as to 1/12 of the underlying shares monthly from June 2, 2026.

Repare Therapeutics Inc.

Report date June 17, 2024 · Filed June 20, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.80 · Expires 2034-06-16Direct27,200 Reported balance After 2024-06-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-06-17 · Grant · Acquired 27,200 · Balance 27,200

F1: The option will vest in equal monthly installments over twelve (12) months from the date of grant, subject to Reporting Person continuing to provide service through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: The option will vest in equal monthly installments over twelve (12) months from the date of grant, subject to Reporting Person continuing to provide service through each such date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Centessa Pharmaceuticals plc

Report date June 24, 2026 · Filed June 24, 2026

Section 16 reporting ended · disclosed 2026-06-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.84 · Expires 2031-02-19Direct0 Reported balance After 2026-06-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-24 · Disposition to issuer · Disposed 208,474 · Balance 0

F1: On June 24, 2026, Eli Lilly and Company ("Parent"), through its wholly owned subsidiary LDH XV Corporation ("Purchaser"), acquired all outstanding Ordinary Shares of Centessa Pharmaceuticals plc (the "Company") by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"), pursuant to the Transaction Agreement dated as of March 31, 2026, by and among the Company, Parent and Purchaser (the "Transaction Agreement").

F2: Pursuant to the Transaction Agreement, at the effective time of the Scheme of Arrangement, each outstanding share option, whether or not vested, was automatically cancelled and converted into the right to receive (i) an amount in cash equal to the excess of $38.00 in cash over the per-share exercise price of such option, without interest and less any applicable withholding taxes, and (ii) one non-transferable contingent value right (a "CVR") per underlying Ordinary Share entitling the holders to receive contingent payments of up to an aggregate of $9.00 per Ordinary Share, without interest and less any applicable withholding taxes, contingent upon the achievement of specified milestones set forth in the Contingent Value Rights Agreement between Parent, Purchaser and a rights agent mutually agreeable to the Company and Parent, in each case in accordance with the Transaction Agreement. No share options were exercised prior to the Effective Time.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Share Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.87 · Expires 2032-06-30Direct0 Reported balance After 2026-06-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-24 · Disposition to issuer · Disposed 48,000 · Balance 0

F1: On June 24, 2026, Eli Lilly and Company ("Parent"), through its wholly owned subsidiary LDH XV Corporation ("Purchaser"), acquired all outstanding Ordinary Shares of Centessa Pharmaceuticals plc (the "Company") by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"), pursuant to the Transaction Agreement dated as of March 31, 2026, by and among the Company, Parent and Purchaser (the "Transaction Agreement").

F2: Pursuant to the Transaction Agreement, at the effective time of the Scheme of Arrangement, each outstanding share option, whether or not vested, was automatically cancelled and converted into the right to receive (i) an amount in cash equal to the excess of $38.00 in cash over the per-share exercise price of such option, without interest and less any applicable withholding taxes, and (ii) one non-transferable contingent value right (a "CVR") per underlying Ordinary Share entitling the holders to receive contingent payments of up to an aggregate of $9.00 per Ordinary Share, without interest and less any applicable withholding taxes, contingent upon the achievement of specified milestones set forth in the Contingent Value Rights Agreement between Parent, Purchaser and a rights agent mutually agreeable to the Company and Parent, in each case in accordance with the Transaction Agreement. No share options were exercised prior to the Effective Time.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Share Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.35 · Expires 2033-06-22Direct0 Reported balance After 2026-06-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-24 · Disposition to issuer · Disposed 48,000 · Balance 0

F1: On June 24, 2026, Eli Lilly and Company ("Parent"), through its wholly owned subsidiary LDH XV Corporation ("Purchaser"), acquired all outstanding Ordinary Shares of Centessa Pharmaceuticals plc (the "Company") by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"), pursuant to the Transaction Agreement dated as of March 31, 2026, by and among the Company, Parent and Purchaser (the "Transaction Agreement").

F2: Pursuant to the Transaction Agreement, at the effective time of the Scheme of Arrangement, each outstanding share option, whether or not vested, was automatically cancelled and converted into the right to receive (i) an amount in cash equal to the excess of $38.00 in cash over the per-share exercise price of such option, without interest and less any applicable withholding taxes, and (ii) one non-transferable contingent value right (a "CVR") per underlying Ordinary Share entitling the holders to receive contingent payments of up to an aggregate of $9.00 per Ordinary Share, without interest and less any applicable withholding taxes, contingent upon the achievement of specified milestones set forth in the Contingent Value Rights Agreement between Parent, Purchaser and a rights agent mutually agreeable to the Company and Parent, in each case in accordance with the Transaction Agreement. No share options were exercised prior to the Effective Time.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Share Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.89 · Expires 2034-06-25Direct0 Reported balance After 2026-06-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-24 · Disposition to issuer · Disposed 48,000 · Balance 0

F1: On June 24, 2026, Eli Lilly and Company ("Parent"), through its wholly owned subsidiary LDH XV Corporation ("Purchaser"), acquired all outstanding Ordinary Shares of Centessa Pharmaceuticals plc (the "Company") by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"), pursuant to the Transaction Agreement dated as of March 31, 2026, by and among the Company, Parent and Purchaser (the "Transaction Agreement").

F2: Pursuant to the Transaction Agreement, at the effective time of the Scheme of Arrangement, each outstanding share option, whether or not vested, was automatically cancelled and converted into the right to receive (i) an amount in cash equal to the excess of $38.00 in cash over the per-share exercise price of such option, without interest and less any applicable withholding taxes, and (ii) one non-transferable contingent value right (a "CVR") per underlying Ordinary Share entitling the holders to receive contingent payments of up to an aggregate of $9.00 per Ordinary Share, without interest and less any applicable withholding taxes, contingent upon the achievement of specified milestones set forth in the Contingent Value Rights Agreement between Parent, Purchaser and a rights agent mutually agreeable to the Company and Parent, in each case in accordance with the Transaction Agreement. No share options were exercised prior to the Effective Time.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Share Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.43 · Expires 2035-06-20Direct0 Reported balance After 2026-06-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-06-24 · Disposition to issuer · Disposed 40,000 · Balance 0

F1: On June 24, 2026, Eli Lilly and Company ("Parent"), through its wholly owned subsidiary LDH XV Corporation ("Purchaser"), acquired all outstanding Ordinary Shares of Centessa Pharmaceuticals plc (the "Company") by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"), pursuant to the Transaction Agreement dated as of March 31, 2026, by and among the Company, Parent and Purchaser (the "Transaction Agreement").

F2: Pursuant to the Transaction Agreement, at the effective time of the Scheme of Arrangement, each outstanding share option, whether or not vested, was automatically cancelled and converted into the right to receive (i) an amount in cash equal to the excess of $38.00 in cash over the per-share exercise price of such option, without interest and less any applicable withholding taxes, and (ii) one non-transferable contingent value right (a "CVR") per underlying Ordinary Share entitling the holders to receive contingent payments of up to an aggregate of $9.00 per Ordinary Share, without interest and less any applicable withholding taxes, contingent upon the achievement of specified milestones set forth in the Contingent Value Rights Agreement between Parent, Purchaser and a rights agent mutually agreeable to the Company and Parent, in each case in accordance with the Transaction Agreement. No share options were exercised prior to the Effective Time.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Filing footnotes · ownership attribution and instrument terms

F1: On June 24, 2026, Eli Lilly and Company ("Parent"), through its wholly owned subsidiary LDH XV Corporation ("Purchaser"), acquired all outstanding Ordinary Shares of Centessa Pharmaceuticals plc (the "Company") by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"), pursuant to the Transaction Agreement dated as of March 31, 2026, by and among the Company, Parent and Purchaser (the "Transaction Agreement").

F2: Pursuant to the Transaction Agreement, at the effective time of the Scheme of Arrangement, each outstanding share option, whether or not vested, was automatically cancelled and converted into the right to receive (i) an amount in cash equal to the excess of $38.00 in cash over the per-share exercise price of such option, without interest and less any applicable withholding taxes, and (ii) one non-transferable contingent value right (a "CVR") per underlying Ordinary Share entitling the holders to receive contingent payments of up to an aggregate of $9.00 per Ordinary Share, without interest and less any applicable withholding taxes, contingent upon the achievement of specified milestones set forth in the Contingent Value Rights Agreement between Parent, Purchaser and a rights agent mutually agreeable to the Company and Parent, in each case in accordance with the Transaction Agreement. No share options were exercised prior to the Effective Time.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2020 Filed Dec 11, 2020 21:05 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 20,000 $1.81 $36,200.00
Disclosure

SEC source: 0001209191-20-062919 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:32 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 779 $129.58 $100,942.82
Disclosure

SEC source: 0001209191-20-061500 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,189

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On December 1, 2020, 1,667 restricted stock units vested. Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 21:45 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 47,333 $0.00 Strike: $86.75 $0.00
Disclosure

SEC source: 0001209191-20-054068 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,333

Underlying: Common Shares · 47,333 shares

Expires 2030-10-05

F1 · derivative.exercise_date: This option was granted on October 5, 2020 with respect to 47,333 Common Shares. 100% of the shares will vest in 48 equal monthly installments, with the first vesting date of November 5, 2020.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 20:42 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 779 $94.15 $73,342.85
Disclosure

SEC source: 0001209191-20-049421 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,968

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On September 1, 2020, 1,667 restricted stock units vested. Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:32 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 779 $66.26 $51,616.54
Disclosure

SEC source: 0001209191-20-034138 · doc4.xml · nonDerivative · entry 5

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,747

F5 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On June 1, 2020, 1,666 restricted stock units vested. Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:32 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionStock Option (Right to Buy) · Derivative 17,275 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-20-034138 · doc4.xml · derivative · entry 6

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,783

Underlying: Common Shares · 17,275 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:32 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 5,575 $65.26 $363,824.50
Disclosure

SEC source: 0001209191-20-034138 · doc4.xml · nonDerivative · entry 4

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,526

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:32 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 9,300 $64.61 $600,873.00
Disclosure

SEC source: 0001209191-20-034138 · doc4.xml · nonDerivative · entry 3

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,101

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:32 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 2,400 $63.57 $152,568.00
Disclosure

SEC source: 0001209191-20-034138 · doc4.xml · nonDerivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,401

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:32 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 17,275 $1.81 $31,267.75
Disclosure

SEC source: 0001209191-20-034138 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:35 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionStock Option (Right to Buy) · Derivative 10,693 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-20-031293 · doc4.xml · derivative · entry 6

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,058

Underlying: Common Shares · 10,693 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:35 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 10,693 $65.28 $698,039.04
Disclosure

SEC source: 0001209191-20-031293 · doc4.xml · nonDerivative · entry 4

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,526

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:35 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 10,693 $1.81 $19,354.33
Disclosure

SEC source: 0001209191-20-031293 · doc4.xml · nonDerivative · entry 3

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:35 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionStock Option (Right to Buy) · Derivative 4,307 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-20-031293 · doc4.xml · derivative · entry 5

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,751

Underlying: Common Shares · 4,307 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:35 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 4,307 $65.16 $280,644.12
Disclosure

SEC source: 0001209191-20-031293 · doc4.xml · nonDerivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,526

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 19, 2020 Filed May 21, 2020 20:35 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 4,307 $1.81 $7,795.67
Disclosure

SEC source: 0001209191-20-031293 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantRestricted Stock Units · Derivative 35,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018493 · doc4.xml · derivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Common Shares · 35,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F3 · derivative.exercise_date: This restricted stock unit award was granted on March 10, 2020 with respect to 35,500 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

F3 · derivative.expiration_date: This restricted stock unit award was granted on March 10, 2020 with respect to 35,500 Common Shares, with (i) one third of the shares vesting on March 10, 2021, (ii) one third of the shares vesting on March 10, 2022, and (iii) one third of the shares vesting on March 10, 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 142,000 $0.00 Strike: $44.67 $0.00
Disclosure

SEC source: 0001209191-20-018493 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,000

Underlying: Common Shares · 142,000 shares

Expires 2030-03-10

F1 · derivative.exercise_date: This option was granted on March 10, 2020 with respect to 142,000 Common Shares. 100% of the shares will vest in 48 equal monthly installments, with the first vesting date of April 10, 2020.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:26 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 794 $52.74 $41,875.56
Disclosure

SEC source: 0001209191-20-016085 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,526

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On March 1, 2020, 1,667 restricted stock units vested. Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:05 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001209191-19-061091 · doc4.xml · derivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,058

Underlying: Common Shares · 8,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:05 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 8,000 $1.81 $14,480.00
Disclosure

SEC source: 0001209191-19-061091 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 21:05 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059279 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.

F2 · derivative.exercise_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

F2 · derivative.expiration_date: The restricted stock units shall vest as follows: two-thirds of the grant shall vest on December 3, 2021 and the remaining one-third shall vest on December 3, 2022.

Read SEC document
December 01, 2019 Filed Dec 2, 2019 22:12 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 741 $71.65 $53,092.65
Disclosure

SEC source: 0001209191-19-058570 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,320

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On December 1, 2019, 1,667 restricted stock units vested, and the reporting person forfeited 741 common shares to the issuer to satisfy tax withholding obligations.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 20:23 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 740 $46.21 $34,195.40
Disclosure

SEC source: 0001209191-19-047962 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,061

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On September 1, 2019, 1,666 restricted stock units vested, and the reporting person forfeited 740 common shares to the issuer to satisfy tax withholding obligations.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:15 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0000899243-19-017420 · doc4.xml · derivative · entry 3

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,058

Underlying: Common Shares · 20,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:15 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 20,000 $46.00 $920,000.00
Disclosure

SEC source: 0000899243-19-017420 · doc4.xml · nonDerivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,801

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.045, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:15 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 20,000 $1.81 $36,200.00
Disclosure

SEC source: 0000899243-19-017420 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:25 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 741 $35.57 $26,357.37
Disclosure

SEC source: 0000899243-19-015475 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,801

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On June 1, 2019, 1,667 restricted stock units vested, and the reporting person forfeited 741 common shares to the issuer to satisfy tax withholding obligations.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:05 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0000899243-19-011567 · doc4.xml · derivative · entry 3

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,058

Underlying: Common Shares · 20,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:05 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 20,000 $42.03 $840,600.00
Disclosure

SEC source: 0000899243-19-011567 · doc4.xml · nonDerivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,542

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 29, 2019 Filed May 1, 2019 20:05 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 20,000 $1.81 $36,200.00
Disclosure

SEC source: 0000899243-19-011567 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:11 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $40.87 $0.00
Disclosure

SEC source: 0000899243-19-006647 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Shares · 250,000 shares

Expires 2029-03-05

F1 · derivative.exercise_date: This option was granted on March 5, 2019 with respect to 250,000 Common Shares. 100% of the shares will vest in 48 equal monthly installments, with the first vesting date of April 5, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:57 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 748 $39.97 $29,897.56
Disclosure

SEC source: 0000899243-19-006182 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,542

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On March 1, 2019, 1,667 restricted stock units vested, and the reporting person forfeited 748 common shares to the issuer to satisfy tax withholding obligations.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:29 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionStock Options (Right to Buy) · Derivative 21,500 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0000899243-18-030649 · doc4.xml · derivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,058

Underlying: Common Shares · 21,500 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:29 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 21,500 $1.81 $38,915.00
Disclosure

SEC source: 0000899243-18-030649 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2018 Filed Dec 3, 2018 22:29 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 741 $38.33 $28,402.53
Disclosure

SEC source: 0000899243-18-029962 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,790

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On December 1, 2018, 1,666 restricted stock units vested, and the reporting person forfeited 741 common shares to the issuer to satisfy tax withholding obligations.

Read SEC document
September 01, 2018 Filed Sep 4, 2018 22:33 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 741 $56.67 $41,992.47
Disclosure

SEC source: 0000899243-18-023753 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,531

F1 · kind: On December 1, 2017, the reporting person was granted 26,667 restricted stock units. On September 1, 2018, 1,667 restricted stock units vested, and the reporting person forfeited 741 common shares to the issuer to satisfy tax withholding obligations.

Read SEC document
June 15, 2018 Filed Jun 16, 2018 01:36 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 109,000 $0.00 Strike: $59.31 $0.00
Disclosure

SEC source: 0000899243-18-016871 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,000

Underlying: Common Shares · 109,000 shares

Expires 2028-06-15

F1 · derivative.exercise_date: This option was granted on June 15, 2018 with respect to 109,000 Common Shares with 100% of the shares vesting in 48 equal monthly installments.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 00:20 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Tax withholdingCommon Shares 741 $67.13 $49,743.33
Disclosure

SEC source: 0000899243-18-015158 · doc4.xml · nonDerivative · entry 4

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,819

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:20 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0000899243-18-015158 · doc4.xml · derivative · entry 5

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,558

Underlying: Common Shares · 15,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:20 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 10,400 $70.28 $730,912.00
Disclosure

SEC source: 0000899243-18-015158 · doc4.xml · nonDerivative · entry 3

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.82 per share, inclusive. The reporting person undertakes to provide to CRISPR Therapeutics AG, any security holder of CRISPR Therapeutics AG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:20 UTC CRISPR Therapeutics AG CRSP · Entity 3852 SaleCommon Shares 4,600 $67.28 $309,488.00
Disclosure

SEC source: 0000899243-18-015158 · doc4.xml · nonDerivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,960

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $67.60 per share, inclusive. The reporting person undertakes to provide to CRISPR Therapeutics AG, any security holder of CRISPR Therapeutics AG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:20 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 15,000 $1.81 $27,150.00
Disclosure

SEC source: 0000899243-18-015158 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 20:50 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $19.12 $0.00
Disclosure

SEC source: 0000899243-18-010320 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Shares · 75,000 shares

Expires 2027-12-01

F1 · derivative.exercise_date: This performance-based option was granted on December 1, 2017 with respect to 75,000 Common Shares, with 75% of the shares vesting on December 1, 2020 and the remaining 25% of the shares vesting on December 1, 2021.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:50 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 136,000 $0.00 Strike: $51.49 $0.00
Disclosure

SEC source: 0000899243-18-006956 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Shares · 136,000 shares

Expires 2028-03-07

F1 · derivative.exercise_date: This option was granted on March 7, 2018 and shall vest in 48 equal monthly installments.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 22:11 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0000899243-17-029537 · doc4.xml · derivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,558

Underlying: Common Shares · 15,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was granted on September 10, 2015 with respect to 321,712 Common Shares with 120,640 of the shares vested on August 1, 2016, the first anniversary of employment commencement, and the remainder vest in equal 36 monthly installments thereafter.

Read SEC document
December 21, 2017 Filed Dec 26, 2017 22:11 UTC CRISPR Therapeutics AG CRSP · Entity 3852 Exercise / conversionCommon Shares 15,000 $1.81 $27,150.00
Disclosure

SEC source: 0000899243-17-029537 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:19 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock Option (Right to Buy) · Derivative 260,000 $0.00 Strike: $19.12 $0.00
Disclosure

SEC source: 0000899243-17-027954 · doc4.xml · derivative · entry 2

Kulkarni Samarth · CIK 0001682019 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Shares · 260,000 shares

Expires 2027-12-01

F1 · derivative.exercise_date: This option was granted on December 1, 2017 and shall vest in 48 equal monthly installments.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:19 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantRestricted Stock Units 26,667 $19.12 $509,873.04
Disclosure

SEC source: 0000899243-17-027954 · doc4.xml · nonDerivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,560

Read SEC document
December 01, 2017 Filed Mar 15, 2018 01:39 UTC CRISPR Therapeutics AG CRSP · Entity 3852 GrantStock option (right to buy) · Derivative 75,000 $0.00 Strike: $19.12 $0.00
Disclosure

SEC source: 0000899243-18-007464 · doc4.xml · derivative · entry 1

Kulkarni Samarth · CIK 0001682019 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 75,000 shares

Expires 2027-12-01

F1 · derivative.exercise_date: This performance-based option was granted on December 1, 2017 with respect to 75,000 Common Shares, with 75% of the shares vesting on December 1, 2020 and the remaining 25% of the shares vesting on December 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.