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person · Reporting owner

GRIFFIN MICHELLE RENEE

Disclosed activity across 5 companies

Tapewire entity
34806
SEC CIK
0001229765

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Acer Therapeutics Inc.ACER · Entity 108116DirectorMarch 14, 2023March 16, 2023
Adaptive Biotechnologies CorpADPT · Entity 1126DirectorJune 25, 2026June 29, 2026
HTG MOLECULAR DIAGNOSTICS, INCHTGM · Entity 112530DirectorSeptember 15, 2022September 15, 2022
PHASERX, INC.PZRX · Entity 174777DirectorMay 25, 2017May 30, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Acer Therapeutics Inc.

Report date March 14, 2023 · Filed March 16, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.67 · Expires 2033-03-14Direct20,000 Reported balance After 2023-03-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-03-14 · Grant · Acquired 20,000 · Balance 20,000

F1: The option, which is made as part of the Issuer's 2023 annual compensation cycle, vests and becomes exercisable in full on March 14, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: The option, which is made as part of the Issuer's 2023 annual compensation cycle, vests and becomes exercisable in full on March 14, 2024.

Adaptive Biotechnologies Corp

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,625 Ending reported balance After 2026-06-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 52,084 · Balance 67,709

F1: The transactions reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2025.

Row 2 · 2026-06-25 · Sale · Disposed 52,084 · Balance 15,625

F1: The transactions reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2025.

F2: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.55, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2029-04-23Direct0 Reported balance After 2026-06-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-25 · Exercise / conversion · Disposed 52,084 · Balance 0

F1: The transactions reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2025.

F3: The option was fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2025.

F2: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.55, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

F3: The option was fully vested and exercisable.

HTG MOLECULAR DIAGNOSTICS, INC

Report date September 15, 2022 · Filed September 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.86 · Expires 2032-09-14Direct4,000 Reported balance After 2022-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-09-15 · Grant · Acquired 4,000 · Balance 4,000

F1: The shares will vest on the earlier of September 15, 2023 or the date of the next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: The shares will vest on the earlier of September 15, 2023 or the date of the next annual meeting of stockholders.

PHASERX, INC.

Report date May 25, 2017 · Filed May 30, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.08 · Expires 2027-05-25Direct14,000 Reported balance After 2017-05-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-05-25 · Grant · Acquired 14,000 · Balance 14,000

F1: On May 25, 2017, the reporting person was granted an option to purchase shares of common stock. The option vests in 1/12th equal installments on each monthly anniversary of May 25, 2017, and subject to the reporting person's continued service to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On May 25, 2017, the reporting person was granted an option to purchase shares of common stock. The option vests in 1/12th equal installments on each monthly anniversary of May 25, 2017, and subject to the reporting person's continued service to the Issuer.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CHINOOK THERAPEUTICS, INC.

Report date August 11, 2023 · Filed August 11, 2023

Section 16 reporting ended · disclosed 2023-08-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-11 transaction · row 1
1 source row

Row 1 · 2023-08-11 · Disposition to issuer · Disposed 3,300 · Balance 0

F1: The reported securities were disposed of pursuant to the Merger Agreement (defined in the Remarks below). Upon effectiveness of the Merger (defined in the Remarks below), in exchange for each share of the Issuer's Common Stock, the reporting person received: (i) $40.00 in cash, without interest and less applicable withholding taxes; and (ii) one contractual contingent value right (each, a "CVR"), entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement (the "Contingent Value Rights Agreement") entered into concurrent with completion of the Merger.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.77 · Expires 2030-10-05Direct0 Reported balance After 2023-08-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-08-11 · Disposition to issuer · Disposed 23,522 · Balance 0

F2: This stock option award, which provided for ratable vesting in 36 monthly installments beginning on November 6, 2020, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.81 · Expires 2031-06-03Direct0 Reported balance After 2023-08-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-08-11 · Disposition to issuer · Disposed 5,948 · Balance 0

F3: This stock option award, which vested in full upon the earlier of the one year anniversary of the grant date or the date of the Issuer's next annual stockholders' meeting, was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.88 · Expires 2032-05-25Direct0 Reported balance After 2023-08-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-08-11 · Disposition to issuer · Disposed 13,300 · Balance 0

F3: This stock option award, which vested in full upon the earlier of the one year anniversary of the grant date or the date of the Issuer's next annual stockholders' meeting, was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were disposed of pursuant to the Merger Agreement (defined in the Remarks below). Upon effectiveness of the Merger (defined in the Remarks below), in exchange for each share of the Issuer's Common Stock, the reporting person received: (i) $40.00 in cash, without interest and less applicable withholding taxes; and (ii) one contractual contingent value right (each, a "CVR"), entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement (the "Contingent Value Rights Agreement") entered into concurrent with completion of the Merger.

F2: This stock option award, which provided for ratable vesting in 36 monthly installments beginning on November 6, 2020, became fully vested and was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

F3: This stock option award, which vested in full upon the earlier of the one year anniversary of the grant date or the date of the Issuer's next annual stockholders' meeting, was canceled upon effectiveness of the Merger, and was converted into the right to receive, with respect to each share of the Issuer's Common Stock underlying such option, (i) a cash payment representing the excess, if any, of the per share merger consideration ($40.00 per share) over the per share exercise price for such option, without interest, and (ii) one CVR, entitling the reporting person to additional cash payments upon the achievement of certain future business milestones pursuant to the Contingent Value Rights Agreement entered into concurrent with the completion of the Merger, in each case subject to applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 17, 2021 23:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-21-021550 · doc4.xml · derivative · entry 7

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Underlying: Common Stock · 1,500 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,500 $47.00 $70,500.00
Disclosure

SEC source: 0001209191-21-021550 · doc4.xml · nonDerivative · entry 5

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 23:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 1,500 $7.80 $11,700.00
Disclosure

SEC source: 0001209191-21-021550 · doc4.xml · nonDerivative · entry 4

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-21-021550 · doc4.xml · derivative · entry 6

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,500

Underlying: Common Stock · 4,500 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 3,609 $41.89 $151,181.01
Disclosure

SEC source: 0001209191-21-021550 · doc4.xml · nonDerivative · entry 3

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $41.51 to 42.23, inclusive.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 891 $41.17 $36,682.47
Disclosure

SEC source: 0001209191-21-021550 · doc4.xml · nonDerivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,113

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $40.51 to 41.50, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 4,500 $7.80 $35,100.00
Disclosure

SEC source: 0001209191-21-021550 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 01:26 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-21-011065 · doc4.xml · derivative · entry 5

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,000

Underlying: Common Stock · 6,000 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 01:26 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 6,000 $65.08 $390,480.00
Disclosure

SEC source: 0001209191-21-011065 · doc4.xml · nonDerivative · entry 3

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $64.49 to 65.45, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 01:26 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 6,000 $7.80 $46,800.00
Disclosure

SEC source: 0001209191-21-011065 · doc4.xml · nonDerivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 01:26 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 GrantStock Option (Right to Buy) · Derivative 3,759 $0.00 Strike: $66.50 $0.00
Disclosure

SEC source: 0001209191-21-011065 · doc4.xml · derivative · entry 4

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

Underlying: Common Stock · 3,759 shares

Expires 2031-02-14

F3 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 01:26 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 GrantCommon Stock 1,504 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011065 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504

Read SEC document
January 15, 2021 Filed Jan 20, 2021 16:14 UTC Acer Therapeutics Inc. ACER · Entity 108116 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001209191-21-004276 · doc4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-01-15

F1 · derivative.exercise_date: The option vests and becomes exercisable in full on January 15, 2022.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-21-003914 · doc4.xml · derivative · entry 4

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 6,000 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 959 $66.43 $63,706.37
Disclosure

SEC source: 0001209191-21-003914 · doc4.xml · nonDerivative · entry 3

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $66.25 to 66.65, inclusive.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 5,041 $65.77 $331,546.57
Disclosure

SEC source: 0001209191-21-003914 · doc4.xml · nonDerivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $65.25 to 66.18, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
January 14, 2021 Filed Jan 16, 2021 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 6,000 $7.80 $46,800.00
Disclosure

SEC source: 0001209191-21-003914 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-20-063930 · doc4.xml · derivative · entry 5

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock · 6,000 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F5 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,651 $59.44 $98,135.44
Disclosure

SEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 4

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F4 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $59.25 to 59.90, inclusive.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 3,367 $58.96 $198,518.32
Disclosure

SEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 3

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,651

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $58.25 to 59.24, inclusive.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 982 $57.42 $56,386.44
Disclosure

SEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $57.08 to 57.99, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

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December 14, 2020 Filed Dec 17, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 6,000 $7.80 $46,800.00
Disclosure

SEC source: 0001209191-20-063930 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

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November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-20-059291 · doc4.xml · derivative · entry 4

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,000

Underlying: Common Stock · 6,000 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

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November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 979 $48.30 $47,285.70
Disclosure

SEC source: 0001209191-20-059291 · doc4.xml · nonDerivative · entry 3

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $48.00 to 48.50, inclusive.

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November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 5,021 $47.57 $238,848.97
Disclosure

SEC source: 0001209191-20-059291 · doc4.xml · nonDerivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $47.05 to 47.99, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 02:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 6,000 $7.80 $46,800.00
Disclosure

SEC source: 0001209191-20-059291 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001209191-20-055069 · doc4.xml · derivative · entry 4

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,000

Underlying: Common Stock · 12,000 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F4 · derivative.exercise_date: The options vested with respect to 1/4 of such shares on March 28, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 7,351 $53.07 $390,117.57
Disclosure

SEC source: 0001209191-20-055069 · doc4.xml · nonDerivative · entry 3

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $52.86 to 53.36, inclusive.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 4,649 $52.48 $243,979.52
Disclosure

SEC source: 0001209191-20-055069 · doc4.xml · nonDerivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,351

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $51.85 to 52.834, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 12,000 $7.80 $93,600.00
Disclosure

SEC source: 0001209191-20-055069 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 21:04 UTC CHINOOK THERAPEUTICS, INC. KDNY · Entity 110632 GrantStock Option (right to buy) · Derivative 23,522 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001209191-20-054249 · doc4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,522

Underlying: Common Stock · 23,522 shares

Expires 2030-10-05

F1 · derivative.exercise_date: The stock option vests as of 1/36 of the total shares monthly beginning on November 6, 2020 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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August 19, 2020 Filed Aug 21, 2020 16:53 UTC HTG MOLECULAR DIAGNOSTICS, INC HTGM · Entity 112530 GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001209191-20-047957 · doc4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2030-08-18

F1 · derivative.exercise_date: The shares will vest on the earlier of August 19, 2021 or the date of the next annual meeting of stockholders.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 12:05 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 GrantStock Option (Right to Buy) · Derivative 8,888 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0001209191-20-009874 · doc4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Common Stock · 8,888 shares

Expires 2030-02-13

F1 · derivative.exercise_date: The option will vest in equal monthly installments over one year, subject to continued service as a director through such vesting date.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 16:18 UTC Acer Therapeutics Inc. ACER · Entity 108116 GrantStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001209191-20-000915 · doc4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: The option vests and becomes exercisable in full on January 2, 2021.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 16:34 UTC HTG MOLECULAR DIAGNOSTICS, INC HTGM · Entity 112530 GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001209191-19-046334 · doc4.xml · derivative · entry 2

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The shares will vest on the earlier of August 14, 2020 or the date of the next annual meeting of stockholders.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 16:34 UTC HTG MOLECULAR DIAGNOSTICS, INC HTGM · Entity 112530 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046334 · doc4.xml · nonDerivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
February 01, 2019 Filed Feb 5, 2019 13:53 UTC Acer Therapeutics Inc. ACER · Entity 108116 GrantEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $24.46 $0.00
Disclosure

SEC source: 0001209191-19-007241 · doc4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2029-02-01

F1 · derivative.exercise_date: The option vests and becomes exercisable in full on February 1, 2020.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:19 UTC HTG MOLECULAR DIAGNOSTICS, INC HTGM · Entity 112530 GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.31 $0.00
Disclosure

SEC source: 0001209191-18-047469 · doc4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-08-14

F1 · derivative.exercise_date: One-third of the shares will vest twelve months after August 15, 2018 and the remaining shares will vest monthly in equal installments over a two year period such that the stock option is fully vested on the third anniversary of August 15, 2018.

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October 04, 2017 Filed Oct 6, 2017 16:11 UTC Acer Therapeutics Inc. ACER · Entity 108116 GrantStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $15.34 $0.00
Disclosure

SEC source: 0001654954-17-009223 · section16.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2027-10-04

F1 · derivative.exercise_date: The option vests and becomes exercisable in twelve equal quarterly installments beginning on October 4, 2017.

Read SEC document
May 25, 2017 Filed May 30, 2017 17:46 UTC PHASERX, INC. PZRX · Entity 174777 GrantEmployee Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001144204-17-030195 · v468087_form4.xml · derivative · entry 1

GRIFFIN MICHELLE RENEE · CIK 0001229765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2027-05-25

F1 · derivative.exercise_date: On May 25, 2017, the reporting person was granted an option to purchase shares of common stock. The option vests in 1/12th equal installments on each monthly anniversary of May 25, 2017, and subject to the reporting person's continued service to the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.