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TACKETT SHANE R

Disclosed activity across 1 company

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34653
SEC CIK
0001544028

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALASKA AIR GROUP, INC.ALK · Entity 3976Pres. of Ops Sub & CFOJune 29, 2026June 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALASKA AIR GROUP, INC.

Report date June 29, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
RESTRICTED STOCK UNITSSEC Table II · derivative / convertible securityDirect4,100 Reported balance After 2026-06-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-29 · Grant · Acquired 4,100 · Balance 4,100

F3: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F4: The RSUs vest in three annual installments as follows: 1,366 shares on June 29, 2027; 1,367 shares on June 29, 2028; and 1,367 shares on June 29, 2029.

COMMON STOCKSEC Table I · non-derivativeDirect43,555 Reported balance Holding disclosure · report date 2026-06-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 43,555

F1: Includes 178 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2026, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

COMMON STOCKSEC Table I · non-derivativeIndirectESOP TRUST2,806 Reported balance Holding disclosure · report date 2026-06-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,806

F2: Common shares held in the Alaska Air Group, Inc. Employee Stock Ownership 401(K) Plan Trust, as of 6/29/2026.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 178 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2026, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F2: Common shares held in the Alaska Air Group, Inc. Employee Stock Ownership 401(K) Plan Trust, as of 6/29/2026.

F3: Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.

F4: The RSUs vest in three annual installments as follows: 1,366 shares on June 29, 2027; 1,367 shares on June 29, 2028; and 1,367 shares on June 29, 2029.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2023 Filed Feb 15, 2023 00:01 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 2,070 $49.58 $102,630.60
Disclosure

SEC source: 0001544028-23-000002 · wf-form4_167641926696582.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,290

F2 · acquired: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.

Read SEC document
February 11, 2023 Filed Feb 15, 2023 00:01 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 5,260 $0.00 $0.00
Disclosure

SEC source: 0001544028-23-000002 · wf-form4_167641926696582.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:12 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,287 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000005 · wf-form4_166794914863574.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287

Underlying: COMMON STOCK · 3,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On November 5, 2020, the reporting person was granted 9,860 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:12 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,294 $44.86 $58,048.84
Disclosure

SEC source: 0001544028-22-000005 · wf-form4_166794914863574.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

F2 · balance_after: Includes 141 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2022, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 05, 2022 Filed Nov 8, 2022 23:12 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 3,287 $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000005 · wf-form4_166794914863574.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:01 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,000 $46.97 $93,940.00
Disclosure

SEC source: 0001544028-22-000004 · primary_doc.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,966

Read SEC document
April 30, 2022 Filed Jun 10, 2022 21:01 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 110 $46.23 $5,085.47
Disclosure

SEC source: 0001544028-22-000004 · primary_doc.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966

F1 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
February 18, 2022 Filed Feb 23, 2022 22:28 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,000 $58.85 $117,690.00
Disclosure

SEC source: 0001544028-22-000003 · primary_doc.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,856

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:27 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000002 · primary_doc.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 3,960 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:27 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 965 $57.01 $55,014.65
Disclosure

SEC source: 0001544028-22-000002 · primary_doc.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,856

F1 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/14/2022.

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:27 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 3,960 $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000002 · primary_doc.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 17,630 $0.00 Strike: $55.36 $0.00
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,630

Underlying: COMMON STOCK · 17,630 shares

Expires 2032-02-07

F6 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/7/2023, 2/7/2024, 2/7/2025 AND 2/7/2026).

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 7,440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

Underlying: COMMON STOCK · 7,440 shares

Expires 2032-02-07

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 580 $55.36 $32,108.80
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,861

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/7/2022.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 2,379 $0.00 $0.00
Disclosure

SEC source: 0001544028-22-000001 · primary_doc.xml · nonDerivative · entry 1

TACKETT SHANE R · CIK 0001544028 · EVP AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,441

F1 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/21 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2019 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/7/2022.

Read SEC document
November 11, 2021 Filed Nov 13, 2021 01:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 1,700 $56.88 $96,703.14
Disclosure

SEC source: 0001246360-21-001003 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,062

F2 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $56.8800 TO $56,8900, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 3,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000996 · form.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

Underlying: COMMON STOCK · 3,286 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 1,294 $59.35 $76,798.90
Disclosure

SEC source: 0001246360-21-000996 · form.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,762

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 11/05/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 22:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 3,286 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000996 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2021 Filed Nov 8, 2021 22:49 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 113 $44.88 $5,071.44
Disclosure

SEC source: 0001246360-21-000996 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,770

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
September 10, 2021 Filed Sep 14, 2021 00:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000929 · form.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,020 shares

Expires 2028-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 00:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 377 $56.09 $21,145.93
Disclosure

SEC source: 0001246360-21-000929 · form.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 9/10/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 00:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 1,020 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000929 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed Sep 14, 2021 00:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 152 $32.21 $4,895.39
Disclosure

SEC source: 0001246360-21-000929 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

Read SEC document
March 09, 2021 Filed Mar 10, 2021 01:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 3,000 $67.22 $201,670.50
Disclosure

SEC source: 0001246360-21-000554 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,862

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:15 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000441 · form.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,000 shares

Expires 2028-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:15 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 487 $57.56 $28,031.72
Disclosure

SEC source: 0001246360-21-000441 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,862

F2 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 2/13/2021.

F3 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 01:15 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 2,000 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000441 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 7,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000414 · form.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,240

Underlying: COMMON STOCK · 7,240 shares

Expires 2031-02-09

F6 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 22:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 18,150 $0.00 Strike: $55.74 $0.00
Disclosure

SEC source: 0001246360-21-000414 · form.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,150

Underlying: COMMON STOCK · 18,150 shares

Expires 2031-02-09

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (2/9/2022, 2/9/2023, 2/9/2024 AND 2/9/2025).

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 225 $57.08 $12,843.00
Disclosure

SEC source: 0001246360-21-000414 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,349

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/8/2021.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:21 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000414 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,574

F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/20 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/13/2018 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/8/2021.

Read SEC document
November 05, 2020 Filed Nov 10, 2020 00:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTIONS (RT TO BUY) · Derivative 8,470 $0.00 Strike: $39.18 $0.00
Disclosure

SEC source: 0001246360-20-001805 · form.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,470

Underlying: COMMON STOCK · 8,470 shares

Expires 2030-11-05

F3 · derivative.exercise_date: OPTIONS VEST IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE (11/5/2021, 11/5/2022 AND 11/5/2023).

Read SEC document
November 05, 2020 Filed Nov 10, 2020 00:35 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 9,860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001805 · form.xml · derivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: COMMON STOCK · 9,860 shares

Expires 2030-11-05

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS WILL VEST ANNUALLY IN EQUAL INSTALLMENTS ON THE FIRST THREE ANNIVERSARIES OF THE GRANT DATE AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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November 02, 2020 Filed Nov 3, 2020 23:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 SaleCOMMON STOCK 2,500 $38.22 $95,550.00
Disclosure

SEC source: 0001246360-20-001756 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,674

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October 31, 2020 Filed Nov 3, 2020 23:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 138 $25.59 $3,531.90
Disclosure

SEC source: 0001246360-20-001756 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,174

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN A TRANSACTION THAT IS EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

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August 03, 2020 Filed Aug 5, 2020 01:04 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNIT · Derivative 330 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001544028-20-000002 · primary_doc.xml · derivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 330 shares

Expires 2027-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 03, 2020 Filed Aug 5, 2020 01:04 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 81 $34.00 $2,754.00
Disclosure

SEC source: 0001544028-20-000002 · primary_doc.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,036

F3 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 08/03/2020.

F4 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATES SHARES WERE FORFEITED FOR PAYROLL TAXES.

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August 03, 2020 Filed Aug 5, 2020 01:04 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 330 $0.00 $0.00
Disclosure

SEC source: 0001544028-20-000002 · primary_doc.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2020 Filed Aug 5, 2020 01:04 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantCOMMON STOCK 202 $27.64 $5,583.68
Disclosure

SEC source: 0001544028-20-000002 · primary_doc.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,787

F2 · kind: SHARES ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN A TRANSACTION THAT IS EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).

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March 07, 2020 Filed Mar 9, 2020 21:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000834 · form.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 557 shares

Expires 2027-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 07, 2020 Filed Mar 9, 2020 21:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 136 $45.21 $6,148.56
Disclosure

SEC source: 0001246360-20-000834 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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March 07, 2020 Filed Mar 9, 2020 21:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 557 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000834 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP FINANCE/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2020 Filed Feb 18, 2020 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 810 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000608 · form.xml · derivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 810 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2020 Filed Feb 18, 2020 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 198 $66.11 $13,089.78
Disclosure

SEC source: 0001246360-20-000608 · form.xml · nonDerivative · entry 3

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,164

F2 · price: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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February 14, 2020 Filed Feb 18, 2020 22:14 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Exercise / conversionCOMMON STOCK 810 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000608 · form.xml · nonDerivative · entry 2

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative 22,750 $0.00 Strike: $64.55 $0.00
Disclosure

SEC source: 0001246360-20-000514 · form.xml · derivative · entry 7

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: COMMON STOCK · 22,750 shares

Expires 2030-02-11

F5 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024).

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February 11, 2020 Filed Feb 13, 2020 22:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 GrantRESTRICTED STOCK UNITS · Derivative 5,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000514 · form.xml · derivative · entry 6

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,260

Underlying: COMMON STOCK · 5,260 shares

Expires 2030-02-11

F4 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS.

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February 11, 2020 Filed Feb 13, 2020 22:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 272 $64.55 $17,557.60
Disclosure

SEC source: 0001246360-20-000514 · form.xml · nonDerivative · entry 5

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,552

F8 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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February 11, 2020 Filed Feb 13, 2020 22:00 UTC ALASKA AIR GROUP, INC. ALK · Entity 3976 Tax withholdingCOMMON STOCK 314 $64.55 $20,268.70
Disclosure

SEC source: 0001246360-20-000514 · form.xml · nonDerivative · entry 4

TACKETT SHANE R · CIK 0001544028 · EVP STRATEGY/PLNG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,824

F6 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020.

F7 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.