Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Motorola Solutions, Inc.MSI · Entity 2943 | Director | May 18, 2026 | May 20, 2026 |
| PAYCHEX INCPAYX · Entity 249 | Director | June 26, 2026 | June 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Motorola Solutions, Inc.
Report date May 18, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Motorola Solutions, Inc. - Common StockSEC Table I · non-derivative | Direct | 13,761.98 |
Reported balance
After 2026-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-18 · Grant · Acquired 598 · Balance 13,761.98 F1: Deferred Stock Unit award subject to deferred distribution after termination of service as a director of issuer, an exempt transaction pursuant to Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended. F2: Includes Deferred Stock Units received pursuant to dividend equivalent rights which were credited to the reporting person when and as dividends were paid on Motorola Solutions, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Stock Unit award subject to deferred distribution after termination of service as a director of issuer, an exempt transaction pursuant to Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
F2: Includes Deferred Stock Units received pursuant to dividend equivalent rights which were credited to the reporting person when and as dividends were paid on Motorola Solutions, Inc. common stock.
PAYCHEX INC
Report date June 26, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,364 |
Ending reported balance
After 2026-06-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-06-26 · Exercise / conversion · Acquired 10,220 · Balance 77,584 F1: Exercise of stock options approaching 10-year expiration date. Row 2 · 2026-06-26 · Tax withholding · Disposed 6,313 · Balance 71,271 Row 3 · 2026-06-26 · Sale · Disposed 3,907 · Balance 67,364 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.25 to $98.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $60.59 · Expires 2026-07-06 | Direct | 0 |
Reported balance
After 2026-06-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-26 · Exercise / conversion · Disposed 10,220 · Balance 0 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $57.20 · Expires 2027-07-12 | Direct | 9,615 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 9,615 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $70.37 · Expires 2028-07-11 | Direct | 8,641 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,641 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $85.33 · Expires 2029-07-10 | Direct | 7,929 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,929 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $73.53 · Expires 2030-07-14 | Direct | 5,793 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 5,793 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $112.67 · Expires 2031-07-14 | Direct | 5,075 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 5,075 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $115.00 · Expires 2032-07-14 | Direct | 3,027 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 3,027 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $120.86 · Expires 2033-07-14 | Direct | 3,382 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 3,382 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $140.68 · Expires 2035-07-14 | Direct | 670 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 670 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $127.52 · Expires 2035-10-14 | Direct | 3,061 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 3,061 |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $121.63 · Expires 2034-07-14 | Direct | 3,351 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,351 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of stock options approaching 10-year expiration date.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.25 to $98.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EMC CORP
Report date September 06, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-07 transaction · row 22
22 source rows · reconciled sequenceRow 1 · 2016-09-06 · Exercise / conversion · Acquired 120,000 · Balance 2,126,080 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 2 · 2016-09-06 · Tax withholding · Disposed 89,986 · Balance 2,036,094 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 3 · 2016-09-06 · Exercise / conversion · Acquired 159,786 · Balance 2,195,880 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 4 · 2016-09-06 · Tax withholding · Disposed 119,821 · Balance 2,076,059 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 5 · 2016-09-06 · Exercise / conversion · Acquired 100,000 · Balance 2,176,059 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 6 · 2016-09-06 · Tax withholding · Disposed 75,228 · Balance 2,100,831 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 7 · 2016-09-06 · Exercise / conversion · Acquired 150,000 · Balance 2,250,831 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 8 · 2016-09-06 · Tax withholding · Disposed 112,842 · Balance 2,137,989 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 9 · 2016-09-06 · Exercise / conversion · Acquired 70,000 · Balance 2,207,989 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 10 · 2016-09-06 · Tax withholding · Disposed 59,307 · Balance 2,148,682 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 11 · 2016-09-06 · Exercise / conversion · Acquired 105,000 · Balance 2,253,682 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 12 · 2016-09-06 · Tax withholding · Disposed 88,961 · Balance 2,164,721 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 13 · 2016-09-06 · Exercise / conversion · Acquired 61,616 · Balance 2,226,337 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 14 · 2016-09-06 · Tax withholding · Disposed 57,387 · Balance 2,168,950 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 15 · 2016-09-06 · Exercise / conversion · Acquired 88,577 · Balance 2,257,527 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 16 · 2016-09-06 · Tax withholding · Disposed 82,497 · Balance 2,175,030 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 17 · 2016-09-06 · Exercise / conversion · Acquired 79,082 · Balance 2,254,112 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 18 · 2016-09-06 · Tax withholding · Disposed 76,215 · Balance 2,177,897 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 19 · 2016-09-06 · Exercise / conversion · Acquired 60,034 · Balance 2,237,931 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 20 · 2016-09-06 · Tax withholding · Disposed 57,858 · Balance 2,180,073 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 21 · 2016-09-06 · Tax withholding · Disposed 235,348 · Balance 1,944,725 F3: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Row 22 · 2016-09-07 · Disposition to issuer · Disposed 1,944,725 · Balance 0 F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.18 · Expires 2018-08-20 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2016-09-06 · Exercise / conversion · Disposed 120,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.18 · Expires 2018-08-20 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2016-09-06 · Exercise / conversion · Disposed 159,786 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.31 · Expires 2019-08-04 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2016-09-06 · Exercise / conversion · Disposed 100,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.31 · Expires 2019-08-04 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2016-09-06 · Exercise / conversion · Disposed 150,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2020-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2016-09-06 · Exercise / conversion · Disposed 70,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2020-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2016-09-06 · Exercise / conversion · Disposed 105,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2016-09-06 · Exercise / conversion · Disposed 61,616 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2016-09-06 · Exercise / conversion · Disposed 88,577 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2016-09-06 · Exercise / conversion · Disposed 79,082 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6: In connection with the Merger, 19,770 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2016-09-06 · Exercise / conversion · Disposed 60,034 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F7: In connection with the Merger, 12,007 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
F3: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.
F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F6: In connection with the Merger, 19,770 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
F7: In connection with the Merger, 12,007 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
GTY Technology Holdings Inc.
Report date July 07, 2022 · Filed July 12, 2022
Section 16 reporting ended · disclosed 2022-07-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-07 transaction · row 1
1 source rowRow 1 · 2022-07-07 · Disposition to issuer · Disposed 318,979 · Balance 0 F1: On July 7, 2022, pursuant to the agreement and plan of merger by and among the issuer, GI Georgia Midco, Inc. ("Parent") and GI Georgia Merger Sub Inc. ("Merger Sub"), dated as of April 28, 2022 (the "merger agreement"), Merger Sub merged with and into the issuer (the "merger"), with the issuer surviving the merger as a wholly owned subsidiary of Parent. Pursuant to the merger agreement, at the effective time of the merger, the shares of the issuer's common stock converted into the right to receive $6.30 per share in cash (the "merger consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: On July 7, 2022, pursuant to the agreement and plan of merger by and among the issuer, GI Georgia Midco, Inc. ("Parent") and GI Georgia Merger Sub Inc. ("Merger Sub"), dated as of April 28, 2022 (the "merger agreement"), Merger Sub merged with and into the issuer (the "merger"), with the issuer surviving the merger as a wholly owned subsidiary of Parent. Pursuant to the merger agreement, at the effective time of the merger, the shares of the issuer's common stock converted into the right to receive $6.30 per share in cash (the "merger consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2019 Filed Apr 15, 2019 20:20 UTC | PAYCHEX INC PAYX · Entity 249 | Exercise / conversionStock Option · Derivative | 6,250 | $0.00 Strike: $24.21 | $0.00 |
DisclosureSEC source: 0001209191-19-024580 · doc4.xml · derivative · entry 3 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2019-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 20:20 UTC | PAYCHEX INC PAYX · Entity 249 | SaleCommon Stock | 6,250 | $82.29 | $514,312.50 |
DisclosureSEC source: 0001209191-19-024580 · doc4.xml · nonDerivative · entry 2 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,867 Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 20:20 UTC | PAYCHEX INC PAYX · Entity 249 | Exercise / conversionCommon Stock | 6,250 | $24.21 | $151,312.50 |
DisclosureSEC source: 0001209191-19-024580 · doc4.xml · nonDerivative · entry 1 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options approaching 10-year expiration date. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:57 UTC | GTY Technology Holdings Inc. GTYH · Entity 125445 | SalePrivate Placement Warrants · Derivative | 500,000 | $0.50 Strike: $11.50 | $250,000.00 |
DisclosureSEC source: 0001144204-19-009393 · tv514307_4.xml · derivative · entry 4 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · Director TUCCI JOSEPH M · CIK 0001189198 · Director You Harry L. · CIK 0001432602 · Director · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,193,334 Underlying: Common Stock · 500,000 shares Expires not disclosed F4 · derivative.exercise_price: Immediately prior to the Closing, each private placement warrant ("PPW") was exercisable to purchase one Class A ordinary share at $11.50 per share. Upon the Closing, each PPW became exercisable to purchase one share of Issuer common stock at $11.50 per share, subject to adjustment, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the definitive proxy statement/prospectus filed by the Issuer with the SEC on January 31, 2019 (the "Definitive Proxy Statement/Prospectus"). F5 · kind: Pursuant to the Subscription Agreements, immediately prior to the Closing, the Sponsor sold an aggregate of 500,000 PPWs in a private placement to certain institutional and accredited investors party thereto for $0.50 per PPW. F5 · price: Pursuant to the Subscription Agreements, immediately prior to the Closing, the Sponsor sold an aggregate of 500,000 PPWs in a private placement to certain institutional and accredited investors party thereto for $0.50 per PPW. F6 · derivative.exercise_date: The PPWs will become exercisable on March 21, 2019, or 30 days after the completion of the business combination, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the Definitive Proxy Statement/Prospectus. F7 · derivative.expiration_date: The PPWs will expire on February 19, 2024, or five years after the completion of the business combination, or earlier upon redemption or liquidation, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the Definitive Proxy Statement/Prospectus. F2 · derivative.underlying_shares: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F4 · balance_after: Immediately prior to the Closing, each private placement warrant ("PPW") was exercisable to purchase one Class A ordinary share at $11.50 per share. Upon the Closing, each PPW became exercisable to purchase one share of Issuer common stock at $11.50 per share, subject to adjustment, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the definitive proxy statement/prospectus filed by the Issuer with the SEC on January 31, 2019 (the "Definitive Proxy Statement/Prospectus"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:57 UTC | GTY Technology Holdings Inc. GTYH · Entity 125445 | ConversionClass B Ordinary Shares · Derivative | 13,448,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-009393 · tv514307_4.xml · derivative · entry 3 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · Director TUCCI JOSEPH M · CIK 0001189198 · Director You Harry L. · CIK 0001432602 · Director · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 13,448,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · kind: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.exercise_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.expiration_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.underlying_shares: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · balance_after: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:57 UTC | GTY Technology Holdings Inc. GTYH · Entity 125445 | OtherClass B Ordinary Shares · Derivative | 231,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-009393 · tv514307_4.xml · derivative · entry 2 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · Director TUCCI JOSEPH M · CIK 0001189198 · Director You Harry L. · CIK 0001432602 · Director · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448,821 Underlying: Class A Ordinary Shares · 231,179 shares Expires not disclosed F2 · derivative.exercise_price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F3 · kind: Pursuant to the subscription agreements entered into between the Issuer, the Sponsor and certain institutional and accredited investors in connection with the business combination (the "Subscription Agreements"), immediately prior to the Closing, the Sponsor surrendered 231,179 Founder Shares to the Company for no consideration. F3 · price: Pursuant to the subscription agreements entered into between the Issuer, the Sponsor and certain institutional and accredited investors in connection with the business combination (the "Subscription Agreements"), immediately prior to the Closing, the Sponsor surrendered 231,179 Founder Shares to the Company for no consideration. F2 · derivative.exercise_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.expiration_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F3 · derivative.underlying_shares: Pursuant to the subscription agreements entered into between the Issuer, the Sponsor and certain institutional and accredited investors in connection with the business combination (the "Subscription Agreements"), immediately prior to the Closing, the Sponsor surrendered 231,179 Founder Shares to the Company for no consideration. F2 · balance_after: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:57 UTC | GTY Technology Holdings Inc. GTYH · Entity 125445 | ConversionCommon Stock | 13,448,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-009393 · tv514307_4.xml · nonDerivative · entry 1 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · Director TUCCI JOSEPH M · CIK 0001189198 · Director You Harry L. · CIK 0001432602 · Director · Chief Financial Officer Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed May 31, 2019 01:40 UTC Amendment | GTY Technology Holdings Inc. GTYH · Entity 125445 | SalePrivate Placement Warrants · Derivative | 500,000 | $0.50 Strike: $11.50 | $250,000.00 |
DisclosureSEC source: 0001144204-19-029017 · tv522781_4a.xml · derivative · entry 4 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · 10% owner TUCCI JOSEPH M · CIK 0001189198 · 10% owner You Harry L. · CIK 0001432602 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,193,334 Underlying: Common Stock · 500,000 shares Expires not disclosed F4 · derivative.exercise_price: Immediately prior to the Closing, each private placement warrant ("PPW") was exercisable to purchase one Class A ordinary share at $11.50 per share. Upon the Closing, each PPW became exercisable to purchase one share of Issuer common stock at $11.50 per share, subject to adjustment, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the definitive proxy statement/prospectus filed by the Issuer with the SEC on January 31, 2019 (the "Definitive Proxy Statement/Prospectus"). F5 · kind: Pursuant to the Subscription Agreements, immediately prior to the Closing, the Sponsor sold an aggregate of 500,000 PPWs in a private placement to certain institutional and accredited investors party thereto for $0.50 per PPW. F5 · price: Pursuant to the Subscription Agreements, immediately prior to the Closing, the Sponsor sold an aggregate of 500,000 PPWs in a private placement to certain institutional and accredited investors party thereto for $0.50 per PPW. F6 · derivative.exercise_date: The PPWs will become exercisable on March 21, 2019, or 30 days after the completion of the business combination, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the Definitive Proxy Statement/Prospectus. F7 · derivative.expiration_date: The PPWs will expire on February 19, 2024, or five years after the completion of the business combination, or earlier upon redemption or liquidation, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the Definitive Proxy Statement/Prospectus. F2 · derivative.underlying_shares: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F4 · balance_after: Immediately prior to the Closing, each private placement warrant ("PPW") was exercisable to purchase one Class A ordinary share at $11.50 per share. Upon the Closing, each PPW became exercisable to purchase one share of Issuer common stock at $11.50 per share, subject to adjustment, as described under the heading "Description of New GTY Securities-Warrants-Private Placement Warrants" in the definitive proxy statement/prospectus filed by the Issuer with the SEC on January 31, 2019 (the "Definitive Proxy Statement/Prospectus"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed May 31, 2019 01:40 UTC Amendment | GTY Technology Holdings Inc. GTYH · Entity 125445 | ConversionClass B Ordinary Shares · Derivative | 13,439,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-029017 · tv522781_4a.xml · derivative · entry 3 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · 10% owner TUCCI JOSEPH M · CIK 0001189198 · 10% owner You Harry L. · CIK 0001432602 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 13,439,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · kind: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.exercise_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.expiration_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.underlying_shares: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · balance_after: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed May 31, 2019 01:40 UTC Amendment | GTY Technology Holdings Inc. GTYH · Entity 125445 | OtherClass B Ordinary Shares · Derivative | 240,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-029017 · tv522781_4a.xml · derivative · entry 2 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · 10% owner TUCCI JOSEPH M · CIK 0001189198 · 10% owner You Harry L. · CIK 0001432602 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,439,356 Underlying: Class A Ordinary Shares · 240,644 shares Expires not disclosed F2 · derivative.exercise_price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F3 · kind: Pursuant to the subscription agreements entered into between the Issuer, the Sponsor and certain institutional and accredited investors in connection with the business combination (the "Subscription Agreements"), immediately prior to the Closing, the Sponsor surrendered 240,644 Founder Shares to the Company for no consideration. F3 · price: Pursuant to the subscription agreements entered into between the Issuer, the Sponsor and certain institutional and accredited investors in connection with the business combination (the "Subscription Agreements"), immediately prior to the Closing, the Sponsor surrendered 240,644 Founder Shares to the Company for no consideration. F2 · derivative.exercise_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · derivative.expiration_date: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F3 · derivative.underlying_shares: Pursuant to the subscription agreements entered into between the Issuer, the Sponsor and certain institutional and accredited investors in connection with the business combination (the "Subscription Agreements"), immediately prior to the Closing, the Sponsor surrendered 240,644 Founder Shares to the Company for no consideration. F2 · balance_after: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed May 31, 2019 01:40 UTC Amendment | GTY Technology Holdings Inc. GTYH · Entity 125445 | ConversionCommon Stock | 13,439,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-029017 · tv522781_4a.xml · nonDerivative · entry 1 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · 10% owner TUCCI JOSEPH M · CIK 0001189198 · 10% owner You Harry L. · CIK 0001432602 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,439,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F2 · price: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon the consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share ("Issuer common stock"). F1 · ownership.direct: The securities are held directly by GTY Investors, LLC (the "Sponsor"). Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor. As a result, each of the Sponsor and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor. Each of the Reporting Persons disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 19:57 UTC | PAYCHEX INC PAYX · Entity 249 | GrantStock Option · Derivative | 8,641 | $70.37 Strike: $70.37 | $608,067.17 |
DisclosureSEC source: 0001209191-18-042522 · doc4.xml · derivative · entry 2 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,641 Underlying: Common Stock · 8,641 shares Expires 2028-07-11 Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 19:57 UTC | PAYCHEX INC PAYX · Entity 249 | GrantCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042522 · doc4.xml · nonDerivative · entry 1 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,867 F1 · shares: Award of restricted stock, subject to vesting, pursuant to the Amended and Restated 2002 Stock Incentive Plan. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 20:10 UTC | PAYCHEX INC PAYX · Entity 249 | Exercise / conversionStock Option · Derivative | 6,250 | $0.00 Strike: $31.95 | $0.00 |
DisclosureSEC source: 0001209191-18-041860 · doc4.xml · derivative · entry 3 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2018-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 20:10 UTC | PAYCHEX INC PAYX · Entity 249 | SaleCommon Stock | 6,250 | $68.63 | $428,937.50 |
DisclosureSEC source: 0001209191-18-041860 · doc4.xml · nonDerivative · entry 2 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,760 Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 20:10 UTC | PAYCHEX INC PAYX · Entity 249 | Exercise / conversionCommon Stock | 6,250 | $31.95 | $199,687.50 |
DisclosureSEC source: 0001209191-18-041860 · doc4.xml · nonDerivative · entry 1 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options approaching 10-year expiration date. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:39 UTC | Motorola Solutions, Inc. MSI · Entity 2943 | GrantMotorola Solutions, Inc. - Common Stock | 1,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001578512-18-000012 · edgar.xml · nonDerivative · entry 1 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,528.8679 F1 · shares: Deferred Stock Unit award subject to deferred distribution after termination of service as a director of issuer, an exempt transaction pursuant to Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended. F2 · balance_after: Includes Deferred Stock Units received pursuant to dividend equivalent rights which were credited to the reporting person when and as dividends were paid on Motorola Solutions, Inc. common stock. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 19:35 UTC | PAYCHEX INC PAYX · Entity 249 | GrantStock Option · Derivative | 9,615 | $57.20 Strike: $57.20 | $549,978.00 |
DisclosureSEC source: 0001209191-17-045191 · doc4.xml · derivative · entry 2 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,615 Underlying: Common Stock · 9,615 shares Expires 2027-07-12 Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 19:35 UTC | PAYCHEX INC PAYX · Entity 249 | GrantCommon Stock | 1,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045191 · doc4.xml · nonDerivative · entry 1 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,760 F1 · shares: Award of restricted stock, subject to vesting, pursuant to the Amended and Restated 2002 Stock Incentive Plan. Read SEC document |
| July 10, 2017 Filed Jul 10, 2017 20:42 UTC | PAYCHEX INC PAYX · Entity 249 | Exercise / conversionStock Option · Derivative | 6,000 | $0.00 Strike: $43.91 | $0.00 |
DisclosureSEC source: 0001209191-17-044603 · doc4.xml · derivative · entry 3 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2017-07-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 10, 2017 Filed Jul 10, 2017 20:42 UTC | PAYCHEX INC PAYX · Entity 249 | SaleCommon Stock | 6,000 | $57.82 | $346,920.00 |
DisclosureSEC source: 0001209191-17-044603 · doc4.xml · nonDerivative · entry 2 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,621 Read SEC document |
| July 10, 2017 Filed Jul 10, 2017 20:42 UTC | PAYCHEX INC PAYX · Entity 249 | Exercise / conversionCommon Stock | 6,000 | $43.91 | $263,460.00 |
DisclosureSEC source: 0001209191-17-044603 · doc4.xml · nonDerivative · entry 1 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of stock options approaching 10-year expiration date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:35 UTC | Motorola Solutions, Inc. MSI · Entity 2943 | GrantMotorola Solutions, Inc. - Common Stock | 2,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001578512-17-000012 · edgar.xml · nonDerivative · entry 1 TUCCI JOSEPH M · CIK 0001189198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,271 F1 · shares: Deferred Stock Unit award subject to deferred distribution after termination of service as a director of issuer, an exempt transaction pursuant to Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 01:03 UTC | GTY Technology Holdings Inc. GTYH · Entity 125445 | OtherClass B Ordinary Shares · Derivative | 2,280,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-130002 · v451570_4.xml · derivative · entry 1 GTY Investors, LLC · CIK 0001682342 · 10% owner GREEN WILLIAM D · CIK 0001232906 · Director · Co-CEO and Co-Chairman · 10% owner TUCCI JOSEPH M · CIK 0001189198 · Director · Co-CEO and Co-Chairman · 10% owner You Harry L. · CIK 0001432602 · Director · President and CFO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,680,000 Underlying: Class A Ordinary Shares · 2,280,000 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-213809) and have no expiration date. F2 · kind: On October 26, 2016, in connection with the increase in the size of its initial public offering, the Issuer effected a share capitalization to maintain the number of Class B Ordinary Shares at 20.0% of the Issuer's issued and outstanding ordinary shares upon the consummation of its initial public offering. F1 · derivative.exercise_date: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-213809) and have no expiration date. F1 · derivative.expiration_date: The Class B Ordinary Shares are convertible for the Issuer's Class A Ordinary Shares as described under the heading "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-213809) and have no expiration date. F3 · balance_after: Includes 1,800,000 Class B Ordinary Shares that are subject to forfeiture depending on the extent to which the underwriters in the Issuer's initial public offering do not exercise their over-allotment option. F4 · ownership.direct: The securities are held directly by GTY Investors, LLC. Messrs. Green, Tucci and You are the managers and, individually and pursuant to trusts and limited liability companies, are among the members of GTY Investors, LLC and share voting and dispositive power over the securities held directly by GTY Investors, LLC. As a result, each of GTY Investors, LLC and Messrs. Green, Tucci and You (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by GTY Investors, LLC. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Disposition to issuerCommon Stock | 1,944,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 22 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 60,034 | Not disclosed Strike: $26.80 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 32 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,034 shares Expires 2022-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F7 · derivative.exercise_date: In connection with the Merger, 12,007 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 79,082 | Not disclosed Strike: $26.80 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 31 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,082 shares Expires 2022-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6 · derivative.exercise_date: In connection with the Merger, 19,770 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 88,577 | Not disclosed Strike: $25.04 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 30 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 88,577 shares Expires 2021-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 61,616 | Not disclosed Strike: $25.04 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 29 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,616 shares Expires 2021-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 105,000 | Not disclosed Strike: $20.47 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 28 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,000 shares Expires 2020-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 70,000 | Not disclosed Strike: $20.47 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 27 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2020-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 150,000 | Not disclosed Strike: $15.31 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 26 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2019-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 100,000 | Not disclosed Strike: $15.31 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 25 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 159,786 | Not disclosed Strike: $15.18 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 24 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 159,786 shares Expires 2018-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionStock Option Right To Buy · Derivative | 120,000 | Not disclosed Strike: $15.18 | Not disclosed |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · derivative · entry 23 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2018-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F5 · derivative.exercise_date: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 235,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 21 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,944,725 F3 · shares: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 57,858 | $28.77 | $1,664,574.66 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 20 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,180,073 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 60,034 | $26.80 | $1,608,911.20 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 19 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,237,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 76,215 | $28.77 | $2,192,705.55 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 18 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,177,897 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 79,082 | $26.80 | $2,119,397.60 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 17 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 82,497 | $28.77 | $2,373,438.69 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 16 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,030 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 88,577 | $25.04 | $2,217,968.08 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 15 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,257,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 57,387 | $28.77 | $1,651,023.99 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 14 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168,950 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 61,616 | $25.04 | $1,542,864.64 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 13 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,226,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 88,961 | $28.77 | $2,559,407.97 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 12 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164,721 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 105,000 | $20.47 | $2,149,350.00 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 11 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,253,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 59,307 | $28.77 | $1,706,262.39 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 10 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,148,682 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 70,000 | $20.47 | $1,432,900.00 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 9 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,207,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 112,842 | $28.77 | $3,246,464.34 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 8 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,137,989 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:33 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 150,000 | $15.31 | $2,296,500.00 |
DisclosureSEC source: 0000790070-16-000305 · edgar.xml · nonDerivative · entry 7 TUCCI JOSEPH M · CIK 0001189198 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.