Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director · Executive Chairman | June 26, 2026 | June 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date June 26, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,875 |
Reported balance
After 2026-06-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-26 · Grant · Acquired 4,875 · Balance 4,875 F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,593 |
Reported balance
After 2026-06-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-06-26 · Grant · Acquired 4,593 · Balance 4,593 F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,186 |
Reported balance
After 2026-06-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-06-26 · Grant · Acquired 9,186 · Balance 9,186 F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. |
| Common StockSEC Table I · non-derivative | IndirectHusband & Wife Trust | 384,577 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 384,577 |
| Common StockSEC Table I · non-derivative | IndirectNonmarital Share Trust | 182,452 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 182,452 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 102,888 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 102,888 |
| Common StockSEC Table I · non-derivative | Direct | 167,531 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 167,531 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 9,455 | $34.21 | $323,455.55 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,314 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 19,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 11,722 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 8,606 | $34.21 | $294,411.26 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,699 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:18 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 18,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009559 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 11,326 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-028352 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Husband & Wife Trust Disclosed balance after: 384,577 Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-028352 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Husband & Wife Trust Disclosed balance after: 390,577 Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 22:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 1,000 | $45.49 | $45,485.20 |
DisclosureSEC source: 0001437749-22-020980 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,984 Read SEC document |
| August 11, 2022 Filed Aug 11, 2022 23:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 1,000 | $43.77 | $43,770.90 |
DisclosureSEC source: 0001437749-22-020211 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,984 Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 23:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 2,000 | $42.29 | $84,576.00 |
DisclosureSEC source: 0001437749-22-020211 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,984 Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 23:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 9,000 | $42.09 | $378,801.00 |
DisclosureSEC source: 0001437749-22-019452 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,984 Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 23:01 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 10,000 | $41.50 | $415,017.00 |
DisclosureSEC source: 0001437749-22-019452 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,984 Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 19,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013947 · rdgdoc.xml · derivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,889 Underlying: Common Stock · 19,889 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 9,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013947 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,944 Underlying: Common Stock · 9,944 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 9,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013947 · rdgdoc.xml · derivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,678 Underlying: Common Stock · 9,678 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 12,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · derivative · entry 12 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F3 · shares: Of the previously reported target award of 12,513 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 6,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · derivative · entry 11 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F2 · shares: Of the previously reported target award of 6,256 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 5,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · derivative · entry 10 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F1 · shares: Of the previously reported target award of 5,977 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 5,316 | $44.52 | $236,668.32 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,984 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 10,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 12,513 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 5,148 | $44.52 | $229,188.96 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,578 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 10,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 6,256 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 4,230 | $44.52 | $188,319.60 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,343 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 8,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008105 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Of the previously reported target award of 5,977 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 4,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005207 · rdgdoc.xml · derivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.exercise_date: The Reporting Person previously reported the award of 4,214 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. F3 · derivative.expiration_date: The Reporting Person previously reported the award of 4,214 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,458 | $46.54 | $67,855.32 |
DisclosureSEC source: 0001437749-22-005207 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,042 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 4,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005207 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The Reporting Person previously reported the award of 4,214 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 3,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005207 · rdgdoc.xml · derivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F1 · derivative.expiration_date: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units vested on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,222 | $45.36 | $55,429.92 |
DisclosureSEC source: 0001437749-22-005207 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,286 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:50 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005207 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units vested on March 1, 2022. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 01:23 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-029361 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Husband & Wife Trust Disclosed balance after: 395,577 Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:09 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 21,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017590 · rdgdoc.xml · derivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,733 Underlying: Common Stock · 21,733 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:09 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 10,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017590 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,866 Underlying: Common Stock · 10,866 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:09 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 10,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017590 · rdgdoc.xml · derivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,226 Underlying: Common Stock · 10,226 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 8,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · derivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on March 15, 2018. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 19, 2018. F2 · shares: Of the previously reported target award of 8,171 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 4,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · derivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 4,094 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 2,958 | $41.48 | $122,697.84 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,954 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 8,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 8,171 shares of performance-based restricted stock units, 92.612% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 2,378 | $41.48 | $98,639.44 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,489 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:29 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008284 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 4,094 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006371 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 26, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 28, 2017. F1 · shares: Of the previously reported target award of 4,310 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2020. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2020. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 940 | $43.37 | $40,767.80 |
DisclosureSEC source: 0001437749-21-006371 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,992 Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006371 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 4,310 shares of performance-based restricted stock units, 56% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:30 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 4,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005193 · rdgdoc.xml · derivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 Underlying: Common Stock · 4,214 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: On March 3, 2021, the Issuer granted the Reporting Person 4,214 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 3, 2021, the Issuer granted the Reporting Person 4,214 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · derivative · entry 9 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,554 Underlying: Common Stock · 3,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F4 · derivative.expiration_date: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · derivative · entry 8 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units vested on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,230 | $39.49 | $48,572.70 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,215 F1 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On March 1, 2019, the Issuer awarded 10,664 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 3,555 restricted stock units vested on March 2, 2020, the second installment of 3,555 restricted stock units vested on March 1, 2021, and the last installment of 3,554 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 705 | $39.49 | $27,840.45 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,890 F1 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:51 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004863 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 1, 2018, the Issuer awarded 6,038 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,013 restricted stock units vested on March 1, 2019, the second installment of 2,013 restricted stock units vested on March 2, 2020, and the last installment of 2,012 restricted stock units vested on March 1, 2021. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:52 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 11,975 | $37.52 | $449,304.40 |
DisclosureSEC source: 0001437749-21-002645 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,583 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.