Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director · President & CEO | June 26, 2026 | June 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date June 26, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,408 |
Reported balance
After 2026-06-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-26 · Grant · Acquired 9,408 · Balance 9,408 F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,863 |
Reported balance
After 2026-06-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-26 · Grant · Acquired 8,863 · Balance 8,863 F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,727 |
Reported balance
After 2026-06-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-26 · Grant · Acquired 17,727 · Balance 17,727 F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. |
| Common StockSEC Table I · non-derivative | Direct | 127,819 |
Reported balance
Holding disclosure · report date 2026-06-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 127,819 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
F2: These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2022 Filed Feb 2, 2023 02:04 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.176 | $43.38 | $181.17 |
DisclosureSEC source: 0001437749-23-002288 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,392.05 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 09, 2022 Filed Feb 2, 2023 02:04 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.274 | $42.05 | $179.72 |
DisclosureSEC source: 0001437749-23-002288 · rdgdoc.xml · nonDerivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,392.05 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 06, 2022 Filed Feb 2, 2023 02:04 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.202 | $42.43 | $178.27 |
DisclosureSEC source: 0001437749-23-002288 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,392.05 F1 · kind: Dividend Reinvestment. Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:54 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 21,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013943 · rdgdoc.xml · derivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,103 Underlying: Common Stock · 21,103 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:54 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 10,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013943 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,551 Underlying: Common Stock · 10,551 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| May 26, 2022 Filed May 31, 2022 22:54 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 10,269 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-013943 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,269 Underlying: Common Stock · 10,269 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2024, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2023 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 5,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · derivative · entry 9 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F3 · shares: Of the previously reported target award of 5,283 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · derivative · entry 8 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F2 · shares: Of the previously reported target award of 2,641 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · derivative · entry 7 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 18, 2019. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 22, 2019. F1 · shares: Of the previously reported target award of 2,523 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on January 31, 2022. F5 · derivative.expiration_date: Performance-based restricted stock units vested on January 31, 2022. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 2,245 | $44.52 | $99,947.40 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 6 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,379 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 4,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 5 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Of the previously reported target award of 5,283 shares of performance-based restricted stock units, 77.443% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 2,174 | $44.52 | $96,786.48 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,097 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 4,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Of the previously reported target award of 2,641 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,438 | $44.52 | $64,019.76 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,888 Read SEC document |
| April 01, 2022 Filed Apr 2, 2022 01:28 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-008101 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Of the previously reported target award of 2,523 shares of performance-based restricted stock units, 129% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 07, 2022 Filed Feb 2, 2023 02:04 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.012 | $44.11 | $176.95 |
DisclosureSEC source: 0001437749-23-002288 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,392.05 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,204 | $46.54 | $56,034.16 |
DisclosureSEC source: 0001437749-22-005211 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,721.38 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 23:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005211 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,925.38 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 3,474 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| December 09, 2021 Filed Feb 4, 2022 22:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.031 | $43.55 | $175.56 |
DisclosureSEC source: 0001437749-22-002529 · rdgdoc.xml · nonDerivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451.38 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 09, 2021 Filed Feb 4, 2022 22:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 3.95 | $40.21 | $158.83 |
DisclosureSEC source: 0001437749-22-002529 · rdgdoc.xml · nonDerivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451.38 F1 · kind: Dividend Reinvestment. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 19,546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017592 · rdgdoc.xml · derivative · entry 4 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,546 Underlying: Common Stock · 19,546 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 9,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017592 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,773 Underlying: Common Stock · 9,773 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 23:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 9,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017592 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,197 Underlying: Common Stock · 9,197 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2022 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 07, 2021 Filed Feb 4, 2022 22:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 3.689 | $42.75 | $157.70 |
DisclosureSEC source: 0001437749-22-002529 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451.38 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 11, 2021 Filed Feb 4, 2022 22:56 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 3.612 | $43.48 | $157.03 |
DisclosureSEC source: 0001437749-22-002529 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451.38 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:55 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005715 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 3,354 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2021. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 3,354 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2021. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:55 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,156 | $42.26 | $48,852.56 |
DisclosureSEC source: 0001437749-21-005715 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 21:55 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 3,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005715 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 3,354 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2021. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 23:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 3,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-005191 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,474 Underlying: Common Stock · 3,474 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 3, 2021, the Issuer granted the Reporting Person 3,474 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 3, 2021, the Issuer granted the Reporting Person 3,474 restricted stock units (the "RSUs"), in lieu of a partial 2020 cash bonus, in accordance with the terms and conditions of the Issuer's incentive plan. The RSUs vested on the same day, and will be distributed on March 3, 2022, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 03, 2021 Filed Mar 3, 2022 23:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 3,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-005211 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 3,474 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 3,474 restricted stock units, on Form 4 filed March 5, 2021. Such restricted stock units were vested in full and distributed on March 3, 2022. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 25,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019908 · rdgdoc.xml · derivative · entry 4 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,362 Underlying: Common Stock · 25,362 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2021 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2021 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 12,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019908 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,681 Underlying: Common Stock · 12,681 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2021 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2021 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 20:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 12,252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019908 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,252 Underlying: Common Stock · 12,252 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2021 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2023, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2021 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 14:37 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004882 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F1 · derivative.exercise_date: The Reporting Person previously reported the award of 2,899 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2020. F1 · derivative.expiration_date: The Reporting Person previously reported the award of 2,899 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2020. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 14:37 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 1,147 | $24.66 | $28,285.02 |
DisclosureSEC source: 0001437749-20-004882 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,233 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 14:37 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004882 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person previously reported the award of 2,899 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units were fully vested on March 9, 2020. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 5,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014393 · rdgdoc.xml · derivative · entry 4 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,283 Underlying: Common Stock · 5,283 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014393 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,641 Underlying: Common Stock · 2,641 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 2,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014393 · rdgdoc.xml · derivative · entry 2 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523 Underlying: Common Stock · 2,523 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F1 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 23:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-011904 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F4 · derivative.exercise_date: The Reporting Person previously reported the award of 2,688 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the third anniversary of the date of the grant. F4 · derivative.expiration_date: The Reporting Person previously reported the award of 2,688 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the third anniversary of the date of the grant. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 23:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 930 | $34.77 | $32,336.10 |
DisclosureSEC source: 0001437749-19-011904 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,481 F3 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 23:40 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-011904 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 23:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004829 · rdgdoc.xml · derivative · entry 3 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F4 · derivative.exercise_date: The Reporting Person previously reported the award of 342 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the first anniversary of the date of the grant. F4 · derivative.expiration_date: The Reporting Person previously reported the award of 342 shares of restricted stock units on Form 3 filed February 1, 2019. Such restricted stock units vested in full on the date of the grant, and shares of common stock distributed on the first anniversary of the date of the grant. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 23:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 119 | $36.53 | $4,347.07 |
DisclosureSEC source: 0001437749-19-004829 · rdgdoc.xml · nonDerivative · entry 2 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723 F3 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 23:33 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-004829 · rdgdoc.xml · nonDerivative · entry 1 Liu Chang · CIK 0001506599 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.