Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR INDUSTRIES GROUPAIRI · Entity 7887 | Director · 10% owner | February 12, 2026 | February 17, 2026 |
| Bridgeline Digital, Inc.BLIN · Entity 7897 | Director | August 22, 2024 | September 03, 2024 |
| INTELLINETICS, INC.INLX · Entity 7575 | Director · 10% owner | June 26, 2026 | June 30, 2026 |
| Icagen, Inc.NONE · Entity 155263 | Director · 10% owner | August 26, 2019 | August 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR INDUSTRIES GROUP
Report date February 12, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,159 |
Reported balance
After 2026-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-12 · Grant · Acquired 12,159 · Balance 12,159 F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date. |
| Common StockSEC Table I · non-derivative | Direct | 455,843 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 455,843 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2030-11-30 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 10,000 F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.75 · Expires 2029-08-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 F3: Exercisable in full. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2028-05-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.43 · Expires 2028-06-30 | Direct | 2,120 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,120 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.40 · Expires 2027-04-30 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.20 · Expires 2027-12-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,000 F3: Exercisable in full. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $23.80 · Expires 2026-12-31 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2026-02-12 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 1,000 F3: Exercisable in full. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance Not disclosed F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes unpaid interest through December 31, 2020. F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $9.30 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance Not disclosed F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2026-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-12 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance Not disclosed F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents the right to receive, at settlement, one share of common stock. The RSUs vested upon grant and shall be settled on the later of: (A) the first anniversary of the Award Date and (B) the occurrence of a Change in Control, which for purposes of the Award Agreement, must constitute an event described in Treasury Regulation Section 1.409A-3(a)(5); provided, however, that if the event in (B) has not occurred by the eighteen (18) month anniversary of the Award Date, the vested RSUs shall be settled on the eighteen (18) month anniversary of the Award Date.
F2: Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.
F3: Exercisable in full.
F4: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes unpaid interest through December 31, 2020.
F5: Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.
Bridgeline Digital, Inc.
Report date August 22, 2024 · Filed September 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (BLIN)SEC Table I · non-derivative | Direct | 82,831 |
Reported balance
After 2024-08-22 transaction · row 1
1 source rowRow 1 · 2024-08-22 · Purchase · Acquired 20,603 · Balance 82,831 F1: The reported price in Column 4 is a weighted average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
| Common Stock (BLIN)SEC Table I · non-derivative | IndirectBy Spouse | 35 |
Reported balance
Holding disclosure · report date 2024-08-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 35 F2: The Reporting Person disclaims beneficial ownership of the securities held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F2: The Reporting Person disclaims beneficial ownership of the securities held by his spouse, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose.
INTELLINETICS, INC.
Report date June 26, 2026 · Filed June 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2036-06-25 | Direct | 97,124 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 10,000 · Balance 97,124 F1: Granted in exchange for director services to the Company, in accordance with the Company's 2023 Non-Employee Director Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted in exchange for director services to the Company, in accordance with the Company's 2023 Non-Employee Director Compensation Plan.
Icagen, Inc.
Report date August 26, 2019 · Filed August 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2024-08-26 | Direct | 71,428 |
Reported balance
After 2019-08-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-08-26 · Grant · Acquired 71,428 · Balance 71,428 F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 | Direct | 114,285 |
Reported balance
After 2019-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-26 · Grant · Acquired 71,428 · Balance 114,285 F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date. F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation. |
Filing footnotes · ownership attribution and instrument terms
F1: These warrants were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000.
F2: These shares of Series C Preferred Stock were acquired in connection with the purchase of a 15% Subordinated Promissory Note in the aggregate amount of $250,000 and there is no expiration date.
F3: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DecisionPoint Systems, Inc.
Report date July 05, 2024 · Filed July 09, 2024
Section 16 reporting ended · disclosed 2024-07-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 1
1 source rowRow 1 · 2024-07-05 · Disposition to issuer · Disposed 831,318 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 30, 2024, by and among DecisionPoint Systems, Inc. (the "Company"), Barcoding Derby Buyer, Inc. ("Parent"), and Derby Merger Sub, Inc. ("MergerCo"), MergerCo merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $10.22 per share in cash (the "Merger Consideration"), without interest and subject to any applicable tax withholdings. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.58 · Expires 2025-01-19 | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-07-05 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, all outstanding stock options held by the reporting person were cancelled and automatically converted into the right to receive the product of (a) the aggregate number of shares of the Company's common stock subject to the options, multiplied by (b) the excess, if any, of the Merger Consideration over such option's applicable per share exercise price, subject to any required tax withholdings. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.06 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-05 · Disposition to issuer · Disposed 6,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, all outstanding stock options held by the reporting person were cancelled and automatically converted into the right to receive the product of (a) the aggregate number of shares of the Company's common stock subject to the options, multiplied by (b) the excess, if any, of the Merger Consideration over such option's applicable per share exercise price, subject to any required tax withholdings. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.28 · Expires 2026-12-31 | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-07-05 · Disposition to issuer · Disposed 6,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, all outstanding stock options held by the reporting person were cancelled and automatically converted into the right to receive the product of (a) the aggregate number of shares of the Company's common stock subject to the options, multiplied by (b) the excess, if any, of the Merger Consideration over such option's applicable per share exercise price, subject to any required tax withholdings. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.76 · Expires 2027-12-31 | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-07-05 · Disposition to issuer · Disposed 6,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, all outstanding stock options held by the reporting person were cancelled and automatically converted into the right to receive the product of (a) the aggregate number of shares of the Company's common stock subject to the options, multiplied by (b) the excess, if any, of the Merger Consideration over such option's applicable per share exercise price, subject to any required tax withholdings. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.47 · Expires 2029-01-16 | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-07-05 · Disposition to issuer · Disposed 6,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, all outstanding stock options held by the reporting person were cancelled and automatically converted into the right to receive the product of (a) the aggregate number of shares of the Company's common stock subject to the options, multiplied by (b) the excess, if any, of the Merger Consideration over such option's applicable per share exercise price, subject to any required tax withholdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 30, 2024, by and among DecisionPoint Systems, Inc. (the "Company"), Barcoding Derby Buyer, Inc. ("Parent"), and Derby Merger Sub, Inc. ("MergerCo"), MergerCo merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $10.22 per share in cash (the "Merger Consideration"), without interest and subject to any applicable tax withholdings.
F2: Pursuant to the Merger Agreement, at the Effective Time, all outstanding stock options held by the reporting person were cancelled and automatically converted into the right to receive the product of (a) the aggregate number of shares of the Company's common stock subject to the options, multiplied by (b) the excess, if any, of the Merger Consideration over such option's applicable per share exercise price, subject to any required tax withholdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2018 Filed Apr 4, 2019 17:51 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 15:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Aug 14, 2019 15:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:26 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $382,000.00 Strike: $1.50 | $382,000.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 254,666 shares Expires 2020-12-31 F9 · kind: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. F9 · ownership.nature: Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| September 30, 2018 Filed Dec 5, 2019 19:26 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | OtherConvertible Notes · Derivative | Not disclosed | $1,300,000.00 Strike: $1.50 | $1,300,000.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 9 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 866,666 shares Expires 2020-12-31 F7 · kind: Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes. F8 · derivative.underlying_shares: Does not include shares issued upon conversion for accrued interest on the Notes. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 21:14 UTC | INTELLINETICS, INC. INXL · Entity 7575 | PurchaseConvertible Note · Derivative | Not disclosed | $200,000.00 Strike: $0.13 | $200,000.00 |
DisclosureSEC source: 0001493152-18-013899 · ownership.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,715,977 Underlying: Common stock · 1,538,461 shares Expires not disclosed F2 · derivative.expiration_date: N/A Read SEC document |
| September 26, 2018 Filed Apr 26, 2019 20:48 UTC | INTELLINETICS, INC. INLX · Entity 7575 | OtherWARRANT · Derivative | 219,000 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001493152-19-006012 · ownership.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,934,977 Underlying: COMMON STOCK · 219,000 shares Expires 2023-09-26 F1 · kind: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. F1 · price: Placement Agent Warrants were issued at a rate of 8% of the shares sold by Taglich Brothers, Inc., on behalf of the company, as part of a private placement of convertible debt conducted by the Company in September 2018. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:56 UTC | Icagen, Inc. NONE · Entity 155263 | GrantWarrant · Derivative | 42,857 | Not disclosed Strike: $3.50 | Not disclosed |
DisclosureSEC source: 0001213900-18-011864 · ownership.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,857 Underlying: Common Stock · 42,857 shares Expires 2025-08-27 F3 · derivative.exercise_price: The Warrant expires seven years after the issuance date. Subject to limited exceptions, a holder of the warrant will not have the right to exercise any portion of the warrant if such holder, together with his affiliates, would beneficially own in excess of 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. This ownership limitation may be adjusted by the holder of the warrant upon not less than 61 days' prior notice to the Company, provided that the limitation in no event shall exceed 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. The warrant also contains certain anti-dilution provisions that apply in connection with any stock split, stock dividend, stock combination, recapitalization and issuances of securities at prices below the conversion price or similar transactions. F1 · price: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to the Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. The unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F3 · price: The Warrant expires seven years after the issuance date. Subject to limited exceptions, a holder of the warrant will not have the right to exercise any portion of the warrant if such holder, together with his affiliates, would beneficially own in excess of 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. This ownership limitation may be adjusted by the holder of the warrant upon not less than 61 days' prior notice to the Company, provided that the limitation in no event shall exceed 9.99% of the number of shares of the Common Stock outstanding immediately after giving effect to its exercise. The warrant also contains certain anti-dilution provisions that apply in connection with any stock split, stock dividend, stock combination, recapitalization and issuances of securities at prices below the conversion price or similar transactions. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 18:56 UTC | Icagen, Inc. NONE · Entity 155263 | GrantSeries C Convertible Preferred Stock · Derivative | 42,857 | Not disclosed Strike: $3.50 | Not disclosed |
DisclosureSEC source: 0001213900-18-011864 · ownership.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,857 Underlying: Common Stock · 42,857 shares Expires not disclosed F1 · derivative.exercise_price: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to the Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. The unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F1 · price: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to the Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. The unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F2 · price: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation. F1 · derivative.expiration_date: On August 27, 2018, Mr. Taglich entered into a Securities Purchase Agreement with Icagen, Inc. (the "Company") pursuant to which the Company issued to the Mr. Taglich one and one half preferred stock units (the "Units") in a private placement for total offering proceeds of $150,000. The unit consists of an aggregate of: (i) 42,857 shares of Series C Convertible Preferred Stock initially convertible into 42,857 shares of the Company's common stock (the "Common Stock"); and (ii) a warrant to purchase 42,857 shares of Common Stock at an initial exercise price of $3.50 per share (subject to adjustment). F2 · derivative.expiration_date: The Series C Convertible Preferred Stock is convertible at the option of the holder at any time into such number of shares of common stock as shall be equal to the $3.50 plus any accrued and unpaid dividends on such share of Series C Convertible Preferred Stock (the "Accreted Value") divided by the conversion price, which initially shall be $3.50 per share, subject to certain customary anti-dilution adjustments. In addition, the Series C Convertible Preferred Stock automatically converts into shares of Common Stock upon the occurrence of certain events described in the Series C Convertible Preferred Stock's Certificate of Designation. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 19:43 UTC | Icagen, Inc. NONE · Entity 155263 | GrantWarrant · Derivative | 3,750 | Not disclosed Strike: $3.50 | Not disclosed |
DisclosureSEC source: 0001213900-18-011173 · ownership.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires 2023-08-13 F1 · shares: The warrants (the "Warrants") were issued to the reporting person by Icagen, Inc. (the "Company") in a private placement offering of units (the "Units" and each a "Unit") with each Unit sold at a price of $10,000 per Unit and each Unit consisting of (i) a note in the principal amount of $10,000, and (ii) a five year warrant to acquire 1,500 shares of the Company's common stock, par value, $0.001 per share ("Common Stock"), at an exercise price of $3.50 per share. Each Warrant is exercisable for one share of Common Stock. F1 · price: The warrants (the "Warrants") were issued to the reporting person by Icagen, Inc. (the "Company") in a private placement offering of units (the "Units" and each a "Unit") with each Unit sold at a price of $10,000 per Unit and each Unit consisting of (i) a note in the principal amount of $10,000, and (ii) a five year warrant to acquire 1,500 shares of the Company's common stock, par value, $0.001 per share ("Common Stock"), at an exercise price of $3.50 per share. Each Warrant is exercisable for one share of Common Stock. Read SEC document |
| May 21, 2018 Filed May 22, 2018 21:02 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 178,571 | $1.68 | $299,999.28 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350,431 Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:23 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Vests as to 5,500 shares on May 14, 2018 and in increments of 2,500 additional shares on each of June 30, September 30, 2018 and December 31, 2018. Read SEC document |
| May 14, 2018 Filed May 22, 2018 21:02 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F3 · derivative.exercise_date: Vests as to 5,500 shares on May 14, 2018 and in increments of 2,500 additional shares on each of June 30, September 30, 2018 and December 31, 2018. Read SEC document |
| May 14, 2018 Filed Jan 17, 2019 23:20 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F3 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Feb 14, 2019 22:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Feb 15, 2019 16:27 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Feb 19, 2019 15:46 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Apr 4, 2019 17:51 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Aug 14, 2019 15:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 4 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| May 14, 2018 Filed Dec 5, 2019 19:26 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 13,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 5 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2023-05-31 F4 · derivative.exercise_date: Fully vested as of 12/31/2018. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 22:04 UTC Amendment | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001437749-18-002694 · rdgdoc.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2028-02-12 F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each February 12, 2019, February 12, 2020 and February 12, 2021. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 22:04 UTC Amendment | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantBLIN (Common Stock) | 7,532 | $2.39 | $18,001.48 |
DisclosureSEC source: 0001437749-18-002694 · rdgdoc.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,532 F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 21:34 UTC | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001437749-18-002678 · rdgdoc.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2028-02-12 F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each February 15, 2019, February 15, 2020 and February 15, 2021. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 21:34 UTC | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantBLIN (Common Stock) | 7,532 | $2.39 | $18,001.48 |
DisclosureSEC source: 0001437749-18-002678 · rdgdoc.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,532 F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors. Read SEC document |
| January 11, 2018 Filed Sep 28, 2018 21:14 UTC | INTELLINETICS, INC. INXL · Entity 7575 | OtherWarrant · Derivative | 210,000 | Not disclosed Strike: $0.25 | Not disclosed |
DisclosureSEC source: 0001493152-18-013899 · ownership.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177,516 Underlying: Common stock · 210,000 shares Expires 2022-11-30 F1 · kind: Placement Agent Warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the company, as part of a private placement of convertible debt conducted by the Company in November 2017. F1 · price: Placement Agent Warrants were issued at a rate of 10% of the shares sold by Taglich Brothers, Inc. on behalf of the company, as part of a private placement of convertible debt conducted by the Company in November 2017. Read SEC document |
| January 08, 2018 Filed Feb 15, 2018 22:04 UTC Amendment | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantPlacement Agent Warrant · Derivative | 6,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001437749-18-002694 · rdgdoc.xml · derivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2021-12-31 Read SEC document |
| January 08, 2018 Filed Feb 15, 2018 21:34 UTC | Bridgeline Digital, Inc. BLIN · Entity 7897 | GrantPlacement Agent Warrant · Derivative | 6,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001437749-18-002678 · rdgdoc.xml · derivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2021-12-31 Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 20:57 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 14 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed May 16, 2018 21:23 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 14 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed May 22, 2018 21:02 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 13 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Jan 17, 2019 23:20 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Feb 14, 2019 22:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Feb 15, 2019 16:27 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Feb 19, 2019 15:46 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 11 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Apr 4, 2019 17:51 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 10 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Aug 14, 2019 15:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 8 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| January 02, 2018 Filed Dec 5, 2019 19:26 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options (right to purchase) · Derivative | 3,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 8 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2022-12-31 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:07 UTC | Icagen, Inc. NONE · Entity 155263 | GrantWarrant · Derivative | 5,358 | $0.02 Strike: $3.50 | $107.16 |
DisclosureSEC source: 0001213900-18-000046 · f4122917taglichm_icagen.xml · derivative · entry 3 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358 Underlying: Common Stock · 5,358 shares Expires 2019-12-31 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 22:07 UTC | Icagen, Inc. NONE · Entity 155263 | PurchaseCommon Stock, $0.001 par value | 21,429 | $0.37 | $7,928.73 |
DisclosureSEC source: 0001213900-18-000046 · f4122917taglichm_icagen.xml · nonDerivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,727 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:30 UTC | INTELLINETICS, INC. INXL · Entity 7575 | ConversionConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.20 | $75,000.00 |
DisclosureSEC source: 0001493152-17-014095 · form4.xml · derivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,084,783 Underlying: Common stock · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: $75,000 in convertible notes, exercisable at $0.20 per share, were purchased by the surrender and cancellation of $77,320 in convertible notes, exercisable at $0.30 per share, as set forth above. Outstanding interest on the previously-issued convertible notes was paid in full in cash. F1 · derivative.expiration_date: N/A Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 22:30 UTC | INTELLINETICS, INC. INXL · Entity 7575 | ConversionConvertible Note · Derivative | Not disclosed | $75,000.00 Strike: $0.30 | $77,320.00 |
DisclosureSEC source: 0001493152-17-014095 · form4.xml · derivative · entry 1 TAGLICH MICHAEL N · CIK 0001024533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709,783 Underlying: Common stock · 257,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: N/A Read SEC document |
| November 29, 2017 Filed Dec 12, 2017 20:45 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · derivative · entry 31 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Dec 12, 2017 20:45 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 144,927 | $1.38 | $199,999.26 |
DisclosureSEC source: 0001193805-17-003591 · e617540_4-michaelt.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171,860 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:57 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · derivative · entry 32 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Jan 2, 2018 20:57 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 144,927 | $1.38 | $199,999.26 |
DisclosureSEC source: 0001193805-18-000021 · e617575_4-michaelt.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171,860 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:23 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · derivative · entry 32 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed May 16, 2018 21:23 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseCommon Stock | 144,927 | $1.38 | $199,999.26 |
DisclosureSEC source: 0001193805-18-000709 · e617988_4-michaelt.xml · nonDerivative · entry 2 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171,860 Read SEC document |
| November 29, 2017 Filed May 22, 2018 21:02 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 31 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Jan 17, 2019 23:20 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
| November 29, 2017 Filed Feb 14, 2019 22:36 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | PurchaseWarrants · Derivative | 48,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires 2022-11-30 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.