Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CorEnergy Infrastructure Trust, Inc.CORR · Entity 92989 | Director | December 15, 2022 | January 05, 2023 |
| HB Wealth Credit Opportunities FundN/A · Entity 25693 | Trustee | June 16, 2026 | June 30, 2026 |
| Peachtree Alternative Strategies FundN/A · Entity 109151 | Director | January 03, 2017 | January 12, 2017 |
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Director | January 09, 2024 | January 10, 2024 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Director | June 25, 2026 | June 26, 2026 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Director | January 09, 2024 | January 10, 2024 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Director | December 29, 2022 | December 29, 2022 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | Director | February 28, 2023 | February 28, 2023 |
| Tax-Exempt Private Credit Fund, Inc.TSIFX · Entity 76830 | Director | March 26, 2018 | March 26, 2018 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Director | January 09, 2024 | January 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CorEnergy Infrastructure Trust, Inc.
Report date December 15, 2022 · Filed January 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,967.7905 |
Reported balance
After 2022-12-15 transaction · row 1
1 source rowRow 1 · 2022-12-15 · Grant · Acquired 4,613 · Balance 25,967.7905 F1: Grant of common stock pursuant to terms of the Company's Omnibus Equity Incentive Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 9,287.491 |
Reported balance
Holding disclosure · report date 2022-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,287.491 F2: The Reporting Person in a trustee of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of common stock pursuant to terms of the Company's Omnibus Equity Incentive Plan.
F2: The Reporting Person in a trustee of the trust.
HB Wealth Credit Opportunities Fund
Report date June 16, 2026 · Filed June 30, 2026
This filing explicitly reported no securities owned.
Peachtree Alternative Strategies Fund
Report date January 03, 2017 · Filed January 12, 2017
This filing explicitly reported no securities owned.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date January 09, 2024 · Filed January 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,179.64 |
Reported balance
After 2024-01-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-09 · Purchase · Acquired 400 · Balance 2,179.64 F1: Includes 139.81 shares acquired under the NDP dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 139.81 shares acquired under the NDP dividend reinvestment plan.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date June 25, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 16,225.26 |
Reported balance
After 2026-06-25 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-06-25 · Purchase · Acquired 4,056 · Balance 16,225.26 |
| Common SharesSEC Table I · non-derivative | Direct | 206 |
Reported balance
After 2026-06-25 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-06-25 · Purchase · Acquired 51 · Balance 206 |
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date January 09, 2024 · Filed January 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,711.16 |
Reported balance
After 2024-01-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-09 · Purchase · Acquired 400 · Balance 2,711.16 F1: Includes 183.41 shares acquired under the TTP dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 183.41 shares acquired under the TTP dividend reinvestment plan.
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date December 29, 2022 · Filed December 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 10,093 |
Ending reported balance
After 2022-12-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-12-29 · Purchase · Acquired 3,339 · Balance 9,532 Row 2 · 2022-12-29 · Purchase · Acquired 561 · Balance 10,093 |
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date February 28, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,692.7 |
Reported balance
After 2023-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-28 · Purchase · Acquired 200 · Balance 1,692.7 F1: Includes 55.23 shares acquired under the TEAF dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 55.23 shares acquired under the TEAF dividend reinvestment plan.
Tax-Exempt Private Credit Fund, Inc.
Report date March 26, 2018 · Filed March 26, 2018
This filing explicitly reported no securities owned.
Tortoise Midstream Energy Fund, Inc.
Report date January 09, 2024 · Filed January 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,193.12 |
Reported balance
After 2024-01-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-01-09 · Purchase · Acquired 300 · Balance 2,193.12 F1: Includes 155.42 shares acquired under the NTG dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 155.42 shares acquired under the NTG dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2019 Filed Nov 25, 2019 18:59 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $17.25 | $1,725.00 |
DisclosureSEC source: 0001567619-19-022166 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,371.84 Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 17:51 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 200 | $10.28 | $2,056.00 |
DisclosureSEC source: 0001567619-19-021902 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,004.77 Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 22:47 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $17.70 | $1,770.00 |
DisclosureSEC source: 0001567619-19-021900 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,271.84 Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 14:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 200 | $10.89 | $2,178.00 |
DisclosureSEC source: 0001567619-19-021159 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804.77 F1 · balance_after: Includes 350.39 shares acquired pursuant to an automatic dividend reinvestment plan. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 15:13 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $18.09 | $1,809.00 |
DisclosureSEC source: 0001567619-19-020918 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,171.84 F1 · balance_after: Includes 1,053.52 shares acquired pursuant to an automatic dividend reinvestment plan. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:30 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 2,000 | $4.30 | $8,600.00 |
DisclosureSEC source: 0001567619-19-016381 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| July 11, 2019 Filed Jul 11, 2019 19:45 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 600 | $18.05 | $10,830.00 |
DisclosureSEC source: 0001567619-19-014664 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 20:20 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 200 | $19.39 | $3,878.00 |
DisclosureSEC source: 0001567619-18-008435 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,018.32 Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 15:17 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 200 | $20.20 | $4,040.00 |
DisclosureSEC source: 0001567619-18-008319 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,818.32 F1 · balance_after: Includes 1,305.93 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 20:00 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $9.82 | $982.00 |
DisclosureSEC source: 0001567619-18-006177 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 09:53 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherTransferable Subscription Rights (Right to Buy) · Derivative | 1,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031121 · doc1.xml · derivative · entry 2 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 564 shares Expires 2018-07-18 F1 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · security: The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.exercise_price: The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · price: The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.expiration_date: The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 09:53 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031121 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254.38 F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · price: The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:11 UTC | CorEnergy Infrastructure Trust, Inc. CORR · Entity 92989 | GrantCommon Stock | 200.0533 | $37.49 | $7,500.00 |
DisclosureSEC source: 0001140361-18-031677 · form4.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,188.7825 F1 · balance_after: Grant of restricted Common shares pursuant to the terms of the CorEnergy Infrastructure Trust, Inc. Director Compensation Plan, as amended. F2 · balance_after: Includes 48.8930 shares acquired under DRIP since last report filed. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:55 UTC | CorEnergy Infrastructure Trust, Inc. CORR · Entity 92989 | GrantCommon Stock | 201.3423 | $37.25 | $7,500.00 |
DisclosureSEC source: 0001140361-18-016978 · form4.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,939.8362 F1 · balance_after: Grant of restricted Common shares pursuant to the terms of the CorEnergy Infrastructure Trust, Inc. Director Compensation Plan, as amended. F2 · balance_after: Includes shares acquired under DRIP since last report filed. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 11:19 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $15.17 | $1,517.00 |
DisclosureSEC source: 0001140361-17-044340 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571.15 F1 · balance_after: Includes 241.977 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 16:17 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $24.70 | $2,470.00 |
DisclosureSEC source: 0001140361-17-044338 · doc1.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,312.39 F1 · balance_after: Includes 1,382.66 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| July 03, 2017 Filed Nov 1, 2017 22:36 UTC | CorEnergy Infrastructure Trust, Inc. CORR · Entity 92989 | GrantCommon Stock | 219.555 | $34.16 | $7,500.00 |
DisclosureSEC source: 0001140361-17-040582 · form4.xml · nonDerivative · entry 2 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643.166 F1 · balance_after: Grant of restricted Common shares pursuant to the terms of the CorEnergy Infrastructure Trust, Inc. Director Compensation Plan, as amended. F3 · balance_after: Includes 98.276 shares acquired under DRIP between April 3, 2017 and date of filing. Read SEC document |
| April 03, 2017 Filed Nov 1, 2017 22:36 UTC | CorEnergy Infrastructure Trust, Inc. CORR · Entity 92989 | GrantCommon Stock | 220.329 | $34.04 | $7,500.00 |
DisclosureSEC source: 0001140361-17-040582 · form4.xml · nonDerivative · entry 1 CICCOTELLO CONRAD S · CIK 0001280968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,325.3349 F1 · balance_after: Grant of restricted Common shares pursuant to the terms of the CorEnergy Infrastructure Trust, Inc. Director Compensation Plan, as amended. F2 · balance_after: Includes 144.33 shares acquired under DRIP since last report filed. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.