Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DermTech, Inc.DMTK · Entity 89998 | Director | June 01, 2023 | June 05, 2023 |
| Natera, Inc.NTRA · Entity 2635 | Director | June 26, 2026 | July 01, 2026 |
| VIVUS INCVVUS · Entity 151460 | Director | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DermTech, Inc.
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 134,576 |
Reported balance
After 2023-06-01 transaction · row 1
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 35,714 · Balance 134,576 F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. The restricted stock units shall vest in four equal quarterly installments over the one-year period following the grant date, subject to the reporting person's continued service. The shares underlying any vested restricted stock units shall be released to the reporting person on June 1, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. The restricted stock units shall vest in four equal quarterly installments over the one-year period following the grant date, subject to the reporting person's continued service. The shares underlying any vested restricted stock units shall be released to the reporting person on June 1, 2024.
Natera, Inc.
Report date June 26, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,927 |
Ending reported balance
After 2026-06-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-26 · Grant · Acquired 1,571 · Balance 5,821 F1: Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027. The RSUs will become fully vested in the event that the Issuer is subject to a change in control. F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Row 2 · 2026-06-26 · Grant · Acquired 106 · Balance 5,927 F3: Represents the issuance of RSUs to the Reporting Person in lieu of quarterly retainer fees of $23,750 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance. F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the issuance of restricted stock units (RSUs) that shall vest in full on June 11, 2027. The RSUs will become fully vested in the event that the Issuer is subject to a change in control.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F3: Represents the issuance of RSUs to the Reporting Person in lieu of quarterly retainer fees of $23,750 for service on the Issuer's Board of Directors. The RSUs were fully vested at the time of issuance.
VIVUS INC
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.41 | Direct | 15,000 |
Reported balance
After 2020-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-20 · Grant · Acquired 15,000 · Balance 15,000 F1: One twelfth (1/12th) of the total number of shares underlying the option vest and become exercisable on the monthly anniversary date following June 5, 2019, subject to the reporting person continuing to be a Service Provider (as defined in the Issuer's 2018 Equity Incentive Plan) on the relevant vesting dates. F2: The option expires on the earlier of (a) February 20, 2027 and (b) the six (6) month anniversary of the date the reporting person ceases to be a Service Provider. |
Filing footnotes · ownership attribution and instrument terms
F1: One twelfth (1/12th) of the total number of shares underlying the option vest and become exercisable on the monthly anniversary date following June 5, 2019, subject to the reporting person continuing to be a Service Provider (as defined in the Issuer's 2018 Equity Incentive Plan) on the relevant vesting dates.
F2: The option expires on the earlier of (a) February 20, 2027 and (b) the six (6) month anniversary of the date the reporting person ceases to be a Service Provider.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Oxford Immunotec Global PLC
Report date March 08, 2021 · Filed March 12, 2021
Section 16 reporting ended · disclosed 2021-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 1
1 source rowRow 1 · 2021-03-08 · Disposition to issuer · Disposed 4,081 · Balance 0 F1: Disposed pursuant to the acquisition by PerkinElmer (UK) Holdings Limited of the entire issued share capital of Oxford Immunotec Global PLC on March 8, 2021 by means of a scheme of arrangement under Part 26 of the Companies Act 2006 (the "Scheme"). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.65 · Expires 2026-06-28 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.46 · Expires 2027-06-06 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.49 · Expires 2028-06-19 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.44 · Expires 2029-06-18 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.40 · Expires 2023-11-22 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.40 · Expires 2023-11-22 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-08 · Disposition to issuer · Disposed 14,914 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.86 · Expires 2024-06-12 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.17 · Expires 2025-06-09 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.96 · Expires 2030-06-24 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-03-08 · Disposition to issuer · Disposed 9,494 · Balance 0 F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price. F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed pursuant to the acquisition by PerkinElmer (UK) Holdings Limited of the entire issued share capital of Oxford Immunotec Global PLC on March 8, 2021 by means of a scheme of arrangement under Part 26 of the Companies Act 2006 (the "Scheme").
F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.
F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2017 Filed Oct 31, 2017 17:48 UTC | VIVUS INC VVUS · Entity 151460 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001123292-17-001649 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2024-10-27 F1 · derivative.exercise_date: One twelfth (1/12th) of the total number of shares subject to the option shall vest and become exercisable on the 27th of each month following October 27, 2017, subject to such individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 17:48 UTC | VIVUS INC VVUS · Entity 151460 | Disposition to issuerCommon Stock | 4,403 | $0.70 | $3,082.10 |
DisclosureSEC source: 0001123292-17-001649 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,671 F3 · kind: The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 17:48 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-001649 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:19 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001340 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total restricted stock units originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. F3 · derivative.expiration_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total restricted stock units originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:19 UTC | VIVUS INC VVUS · Entity 151460 | Disposition to issuerCommon Stock | 4,403 | $1.01 | $4,447.03 |
DisclosureSEC source: 0001123292-17-001340 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,574 F2 · kind: The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:19 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-001340 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:54 UTC | VIVUS INC VVUS · Entity 151460 | Disposition to issuerCommon Stock | 4,403 | $1.17 | $5,151.51 |
DisclosureSEC source: 0001123292-17-001147 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,477 F2 · kind: The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:33 UTC | Oxford Immunotec Global PLC OXFD · Entity 141404 | GrantSHARE OPTION (RIGHT TO BUY) · Derivative | 7,457 | $0.00 Strike: $14.46 | $0.00 |
DisclosureSEC source: 0001437749-17-010973 · rdgdoc.xml · derivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,457 Underlying: ORDINARY SHARES · 7,457 shares Expires 2027-06-06 F1 · derivative.exercise_date: The option will vest and become exercisable as to 100% of the underlying shares on the date of the first annual meeting of the issuer's shareholders held after the date of grant. Read SEC document |
| May 08, 2017 Filed Jun 19, 2017 18:54 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001147 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total restricted stock units originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. F3 · derivative.expiration_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total restricted stock units originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. Read SEC document |
| May 08, 2017 Filed Jun 19, 2017 18:54 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-001147 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:13 UTC | Natera, Inc. NTRA · Entity 2635 | GrantStock Option (right to buy) · Derivative | 16,530 | $0.00 Strike: $7.86 | $0.00 |
DisclosureSEC source: 0001179110-17-006113 · edgar.xml · derivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,530 Underlying: Common Stock · 16,530 shares Expires 2027-04-16 F1 · derivative.exercise_date: The option shares vest over three years. A third of the option shares vest and become exercisable on April 17, 2018 and the remaining shares vest on 2 equal annual installments thereafter. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005912 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F5 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F5 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,809 | $8.55 | $15,466.95 |
DisclosureSEC source: 0001179110-17-005912 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,141 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. F4 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $8.55 to $8.56 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 05, 2017 Filed Apr 11, 2017 01:16 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-005912 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004020 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:10 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,805 | $9.73 | $17,562.65 |
DisclosureSEC source: 0001179110-17-004020 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,950 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 22:10 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-004020 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:03 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000338 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total restricted stock units originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. F3 · derivative.expiration_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total restricted stock units originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:03 UTC | VIVUS INC VVUS · Entity 151460 | Disposition to issuerCommon Stock | 4,403 | $1.08 | $4,755.24 |
DisclosureSEC source: 0001123292-17-000338 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,380 F2 · kind: The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 16:03 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000338 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:22 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001845 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:22 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,805 | $8.95 | $16,154.75 |
DisclosureSEC source: 0001179110-17-001845 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,755 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:22 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001845 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 16:06 UTC | VIVUS INC VVUS · Entity 151460 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000177 · edgar.xml · derivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VIVUS, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total RSUs originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual stockholder meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. F2 · derivative.expiration_date: The restricted stock units (RSUs) vest according to the following schedule: Commencing on November 8, 2016, 1/4th of the total RSUs originally granted shall vest on each of February 8, 2017, May 8, 2017, August 8, 2017 and November 8, 2017; provided, however, that (a) if the next annual stockholder meeting occurs prior to November 8, 2017 and the individual has remained a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan), the vesting of the RSUs shall accelerate in full as of the date of the next annual stockholder meeting and (b) if the individual ceases to be a Service Provider (other than removal for cause) prior to any of the foregoing vesting dates, then 1/12th of the shares underlying the RSUs shall accelerate for each month elapsed from the most recent vesting date until the month in which the individual (i) ceases to be a Service Provider and (ii) has remained a Service Provider through at least the 8th day of such month. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:07 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000714 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:07 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,849 | $11.87 | $21,947.63 |
DisclosureSEC source: 0001179110-17-000714 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,560 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. Read SEC document |
| January 04, 2017 Filed Jan 7, 2017 00:07 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000714 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 23:39 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032537 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 23:39 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,828 | $11.83 | $21,625.24 |
DisclosureSEC source: 0001179110-16-032537 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,409 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 23:39 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-032537 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 21:03 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031240 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F5 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F5 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 21:03 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,852 | $7.98 | $14,778.96 |
DisclosureSEC source: 0001179110-16-031240 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,237 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 21:03 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031240 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F4 · balance_after: Includes 1,811 shares acquired under the Issuer's 2015 Employee Stock Purchase Plan on October 31, 2016. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 16:33 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-002920 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The restricted stock units vest according to the following schedule: 7/12ths of the total restricted stock units originally granted vested on May 30, 2016, and an additional 1/12th of the total restricted stock units originally granted vest on the last day of each calendar month thereafter, subject to the individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. F3 · derivative.expiration_date: The restricted stock units vest according to the following schedule: 7/12ths of the total restricted stock units originally granted vested on May 30, 2016, and an additional 1/12th of the total restricted stock units originally granted vest on the last day of each calendar month thereafter, subject to the individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 16:33 UTC | VIVUS INC VVUS · Entity 151460 | Disposition to issuerCommon Stock | 1,100 | $1.05 | $1,155.00 |
DisclosureSEC source: 0001123292-16-002920 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,283 F2 · kind: The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 16:33 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionCommon Stock | 3,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002920 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 23:14 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030613 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F5 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F5 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 23:14 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,773 | $11.53 | $20,443.75 |
DisclosureSEC source: 0001179110-16-030613 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,278 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. F4 · price: The reported price in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $11.53 to $11.5909 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 23:14 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-030613 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:29 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-002800 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The restricted stock units vest according to the following schedule: 7/12ths of the total restricted stock units originally granted vested on May 30, 2016, and an additional 1/12th of the total restricted stock units originally granted vest on the last day of each calendar month thereafter, subject to the individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. F3 · derivative.expiration_date: The restricted stock units vest according to the following schedule: 7/12ths of the total restricted stock units originally granted vested on May 30, 2016, and an additional 1/12th of the total restricted stock units originally granted vest on the last day of each calendar month thereafter, subject to the individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:29 UTC | VIVUS INC VVUS · Entity 151460 | Disposition to issuerCommon Stock | 1,100 | $1.14 | $1,254.00 |
DisclosureSEC source: 0001123292-16-002800 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,258 F2 · kind: The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:29 UTC | VIVUS INC VVUS · Entity 151460 | Exercise / conversionCommon Stock | 3,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002800 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 23:09 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029415 · edgar.xml · derivative · entry 3 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F4 · derivative.exercise_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. F4 · derivative.expiration_date: The RSU vests over one year, in equal monthly installments, starting May 1, 2016. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 23:09 UTC | Natera, Inc. NTRA · Entity 2635 | SaleCommon Stock | 1,822 | $10.21 | $18,602.62 |
DisclosureSEC source: 0001179110-16-029415 · edgar.xml · nonDerivative · entry 2 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,051 F3 · kind: The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 23:09 UTC | Natera, Inc. NTRA · Entity 2635 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-029415 · edgar.xml · nonDerivative · entry 1 ROSENMAN HERM · CIK 0001230057 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. F2 · price: Each RSU represents a contingent right to receive one share of the common stock of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.