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person · Reporting owner

Lewis Earl

Disclosed activity across 4 companies

Tapewire entity
34431
SEC CIK
0001230427

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HARVARD BIOSCIENCE INCHBIO · Entity 7369DirectorJanuary 02, 2018January 04, 2018
TECOGEN INC.TGEN · Entity 6846DirectorJune 26, 2026July 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HARVARD BIOSCIENCE INC

Report date January 02, 2018 · Filed January 04, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect477,050 Reported balance After 2018-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-01-02 · Grant · Acquired 9,700 · Balance 477,050

F1: Represents a deferred stock award of 9,700 restricted stock units which vest quarterly in equal installments on March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018, and are subject to continued service as a non-employee director on the applicable vesting dates. These retainer awards are granted in lieu and satisfaction of the annual cash retainer compensation to be earned by the director for his service on the Issuer's Board of Directors and its Committees during 2018. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the retainers all been paid in cash, divided by the average daily closing market price of the Issuer's common stock for the month of November, rounded to the nearest 100 shares.

F2: Includes (a) a deferred stock award of 9,700 restricted stock units which vest quarterly in equal installments on March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018; (b) a deferred stock award of 31,300 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 18, 2017, immediately prior to the commencement of such meeting, and (ii) May 18, 2018; and (c) 436,050 shares of common stock held by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a deferred stock award of 9,700 restricted stock units which vest quarterly in equal installments on March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018, and are subject to continued service as a non-employee director on the applicable vesting dates. These retainer awards are granted in lieu and satisfaction of the annual cash retainer compensation to be earned by the director for his service on the Issuer's Board of Directors and its Committees during 2018. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the retainers all been paid in cash, divided by the average daily closing market price of the Issuer's common stock for the month of November, rounded to the nearest 100 shares.

F2: Includes (a) a deferred stock award of 9,700 restricted stock units which vest quarterly in equal installments on March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018; (b) a deferred stock award of 31,300 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 18, 2017, immediately prior to the commencement of such meeting, and (ii) May 18, 2018; and (c) 436,050 shares of common stock held by the Reporting Person.

TECOGEN INC.

Report date June 26, 2026 · Filed July 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.17 · Expires 2036-06-26Direct25,000 Reported balance After 2026-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-26 · Grant · Acquired 25,000 · Balance 25,000

F1: Vests 25% per year

Filing footnotes · ownership attribution and instrument terms

F1: Vests 25% per year

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FLIR SYSTEMS INC

Report date May 14, 2021 · Filed May 14, 2021

Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-05-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-05-14 · Disposition to issuer · Disposed 599,383 · Balance 68,308

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 4, 2021 (the "Merger Agreement"), by and among Teledyne Technologies Incorporated ("Teledyne"), Firework Merger Sub I, Inc. ("Merger Sub I"), Firework Merger Sub II, LLC, and FLIR Systems, Inc. ("FLIR"), Merger Sub I was merged with and into FLIR on May 14, 2021, with FLIR surviving, and immediately thereafter Merger Sub II was merged with and into FLIR, with Merger Sub II surviving. In connection therewith, each share of FLIR common stock outstanding immediately prior to the effective time of the merger of Merger Sub I with and into FLIR (the "Effective Time") was converted into the right to receive (i) $28.00 in cash and (ii) 0.0718 shares of Teledyne common stock, with any fractional shares to be paid in cash. The amount shown above represents the gross cash payment, but the actual payment will be less any applicable withholding for taxes.

Row 2 · 2021-05-14 · Disposition to issuer · Disposed 68,308 · Balance 0

F2: Pursuant to the Merger Agreement, each FLIR restricted stock unit, including performance-based restricted stock units that were earned but subject to service-based vesting ("FLIR RSU") outstanding immediately prior to the Effective Time automatically vested and was cancelled and converted into the right to receive $56.00 in cash in respect of each share of FLIR common stock subject to such FLIR RSU.

Common StockSEC Table I · non-derivativeIndirectChildren's Trust0 Reported balance After 2021-05-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-05-14 · Disposition to issuer · Disposed 30,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 4, 2021 (the "Merger Agreement"), by and among Teledyne Technologies Incorporated ("Teledyne"), Firework Merger Sub I, Inc. ("Merger Sub I"), Firework Merger Sub II, LLC, and FLIR Systems, Inc. ("FLIR"), Merger Sub I was merged with and into FLIR on May 14, 2021, with FLIR surviving, and immediately thereafter Merger Sub II was merged with and into FLIR, with Merger Sub II surviving. In connection therewith, each share of FLIR common stock outstanding immediately prior to the effective time of the merger of Merger Sub I with and into FLIR (the "Effective Time") was converted into the right to receive (i) $28.00 in cash and (ii) 0.0718 shares of Teledyne common stock, with any fractional shares to be paid in cash. The amount shown above represents the gross cash payment, but the actual payment will be less any applicable withholding for taxes.

Common StockSEC Table I · non-derivativeIndirectSpouse0 Reported balance After 2021-05-14 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-05-14 · Disposition to issuer · Disposed 176,832 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 4, 2021 (the "Merger Agreement"), by and among Teledyne Technologies Incorporated ("Teledyne"), Firework Merger Sub I, Inc. ("Merger Sub I"), Firework Merger Sub II, LLC, and FLIR Systems, Inc. ("FLIR"), Merger Sub I was merged with and into FLIR on May 14, 2021, with FLIR surviving, and immediately thereafter Merger Sub II was merged with and into FLIR, with Merger Sub II surviving. In connection therewith, each share of FLIR common stock outstanding immediately prior to the effective time of the merger of Merger Sub I with and into FLIR (the "Effective Time") was converted into the right to receive (i) $28.00 in cash and (ii) 0.0718 shares of Teledyne common stock, with any fractional shares to be paid in cash. The amount shown above represents the gross cash payment, but the actual payment will be less any applicable withholding for taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 4, 2021 (the "Merger Agreement"), by and among Teledyne Technologies Incorporated ("Teledyne"), Firework Merger Sub I, Inc. ("Merger Sub I"), Firework Merger Sub II, LLC, and FLIR Systems, Inc. ("FLIR"), Merger Sub I was merged with and into FLIR on May 14, 2021, with FLIR surviving, and immediately thereafter Merger Sub II was merged with and into FLIR, with Merger Sub II surviving. In connection therewith, each share of FLIR common stock outstanding immediately prior to the effective time of the merger of Merger Sub I with and into FLIR (the "Effective Time") was converted into the right to receive (i) $28.00 in cash and (ii) 0.0718 shares of Teledyne common stock, with any fractional shares to be paid in cash. The amount shown above represents the gross cash payment, but the actual payment will be less any applicable withholding for taxes.

F2: Pursuant to the Merger Agreement, each FLIR restricted stock unit, including performance-based restricted stock units that were earned but subject to service-based vesting ("FLIR RSU") outstanding immediately prior to the Effective Time automatically vested and was cancelled and converted into the right to receive $56.00 in cash in respect of each share of FLIR common stock subject to such FLIR RSU.

NxStage Medical, Inc.

Report date February 21, 2019 · Filed February 25, 2019

Section 16 reporting ended · disclosed 2019-02-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-02-21 transaction · row 1
1 source row

Row 1 · 2019-02-21 · Disposition to issuer · Disposed 100,232 · Balance 0

F1: Disposed of under Merger Agreement with Fresenius Medical Care Holdings, Inc. in which all outstanding shares of Issuer's Common Stock were converted into the right to receive $30 per share in cash.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.16 · Expires 2024-05-21Direct0 Reported balance After 2019-02-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-21 · Disposition to issuer · Disposed 23,394 · Balance 0

F2: This option was canceled in the Merger in exchange for an amount in cash equal to the product of the total number of shares subject to the option multiplied by the excess of the Merger Consideration of $30 per share over the option exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.81 · Expires 2025-05-20Direct0 Reported balance After 2019-02-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-02-21 · Disposition to issuer · Disposed 19,724 · Balance 0

F2: This option was canceled in the Merger in exchange for an amount in cash equal to the product of the total number of shares subject to the option multiplied by the excess of the Merger Consideration of $30 per share over the option exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.32 · Expires 2023-05-25Direct0 Reported balance After 2019-02-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-02-21 · Disposition to issuer · Disposed 15,854 · Balance 0

F2: This option was canceled in the Merger in exchange for an amount in cash equal to the product of the total number of shares subject to the option multiplied by the excess of the Merger Consideration of $30 per share over the option exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.78 · Expires 2024-05-24Direct0 Reported balance After 2019-02-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-02-21 · Disposition to issuer · Disposed 15,643 · Balance 0

F2: This option was canceled in the Merger in exchange for an amount in cash equal to the product of the total number of shares subject to the option multiplied by the excess of the Merger Consideration of $30 per share over the option exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of under Merger Agreement with Fresenius Medical Care Holdings, Inc. in which all outstanding shares of Issuer's Common Stock were converted into the right to receive $30 per share in cash.

F2: This option was canceled in the Merger in exchange for an amount in cash equal to the product of the total number of shares subject to the option multiplied by the excess of the Merger Consideration of $30 per share over the option exercise price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2020 Filed Aug 20, 2020 19:36 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 1,500 $0.80 $1,197.00
Disclosure

SEC source: 0001537435-20-000116 · wf-form4_159795215099458.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,327

Read SEC document
August 18, 2020 Filed Aug 20, 2020 19:36 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 1,827 $0.79 $1,442.78
Disclosure

SEC source: 0001537435-20-000116 · wf-form4_159795215099458.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,827

Read SEC document
July 09, 2020 Filed Jul 21, 2020 16:11 UTC TECOGEN INC. TGEN · Entity 6846 GrantStock Option (Right to Buy) · Derivative 100,000 $0.71 Strike: $0.71 $71,000.00
Disclosure

SEC source: 0001537435-20-000096 · wf-form4_159534790061216.xml · derivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 25% of options vest on each of the first four anniversaries of the grant date

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 17,843 $0.90 $16,058.70
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 9

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 24,974 $0.89 $22,226.86
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 8

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,157

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 18,557 $0.88 $16,330.16
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 7

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,183

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 13,075 $0.87 $11,375.25
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 6

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,626

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 410 $0.86 $352.60
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,551

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 8,130 $0.85 $6,910.50
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 4

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,141

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 3,300 $0.84 $2,772.00
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 3

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,011

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 2,000 $0.83 $1,660.00
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,711

Read SEC document
June 08, 2020 Filed Jun 9, 2020 17:59 UTC TECOGEN INC. TGEN · Entity 6846 PurchaseCommon Stock 11,711 $0.82 $9,603.02
Disclosure

SEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,711

Read SEC document
June 04, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 PurchaseCommon Stock 1,000 $0.70 $699.80
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 17,318 $0.72 $12,468.96
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 11

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,070

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 1,900 $0.72 $1,367.62
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 10

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,752

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 25 $0.72 $17.88
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 9

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,852

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 22,617 $0.71 $16,058.07
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 8

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,827

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 1,800 $0.71 $1,277.82
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 7

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,210

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 3,299 $0.71 $2,329.09
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 6

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,410

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 315 $0.71 $222.08
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,111

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 100 $0.70 $70.05
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 4

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,796

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 20,896 $0.70 $14,627.20
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 3

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,696

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 30,800 $0.70 $21,556.92
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,800

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:43 UTC TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 1,000 $0.70 $699.80
Disclosure

SEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 17,318 $0.72 $12,468.96
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 11

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 1,900 $0.07 $136.80
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 10

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,682

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 25 $0.72 $17.88
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 9

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,782

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 22,617 $0.71 $16,058.07
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 8

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,757

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 1,800 $0.71 $1,277.82
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 7

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,140

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 3,229 $0.71 $2,279.67
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 6

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,340

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 315 $0.71 $222.08
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,111

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 100 $0.70 $70.05
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 4

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,796

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 20,896 $0.70 $14,627.20
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 3

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,696

Read SEC document
June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment TECOGEN INC. TGEN · Entity 6846 GrantCommon Stock 30,800 $0.70 $21,556.92
Disclosure

SEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,800

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May 05, 2020 Filed May 6, 2020 07:54 UTC FLIR SYSTEMS INC FLIR · Entity 139418 GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0000354908-20-000063 · wf-form4_158876604355329.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,069

F1 · shares: This is a special grant to the non-executive chairman of restricted stock units expected to vest as to (i) 30,000 shares on June 1, 2020, (ii) 20,000 shares on each of September 1, 2020 and December 1, 2020 and (iii) 10,000 shares on March 1, 2021.

F2 · balance_after: Includes dividends on vested restricted stock units.

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March 03, 2020 Filed Jan 22, 2021 08:15 UTC FLIR SYSTEMS INC FLIR · Entity 139418 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000354908-21-000003 · wf-form5_161132130152234.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 30,000

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November 08, 2019 Filed Nov 12, 2019 19:21 UTC FLIR SYSTEMS INC FLIR · Entity 139418 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000354908-19-000102 · wf-form4_157360444771923.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,620

F1 · price: This transaction represents a gift / charitable donation effective November 8, 2019. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares

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November 05, 2019 Filed Nov 6, 2019 20:38 UTC FLIR SYSTEMS INC FLIR · Entity 139418 SaleCommon Stock 23,585 $53.57 $1,263,448.45
Disclosure

SEC source: 0000354908-19-000101 · wf-form4_157309069283317.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,620

F1 · balance_after: Includes dividends on vested restricted stock units.

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April 29, 2019 Filed May 1, 2019 14:02 UTC FLIR SYSTEMS INC FLIR · Entity 139418 SaleCommon Stock 10,000 $52.48 $524,800.00
Disclosure

SEC source: 0000354908-19-000060 · wf-form4_155673376441193.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 176,832

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April 26, 2019 Filed Apr 30, 2019 16:30 UTC FLIR SYSTEMS INC FLIR · Entity 139418 SaleCommon Stock 23,116 $51.33 $1,186,544.28
Disclosure

SEC source: 0000354908-19-000053 · wf-form4_155665620487591.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,031

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April 26, 2019 Filed Apr 30, 2019 16:30 UTC FLIR SYSTEMS INC FLIR · Entity 139418 GrantCommon Stock 3,145 $0.00 $0.00
Disclosure

SEC source: 0000354908-19-000053 · wf-form4_155665620487591.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,147

F1 · shares: This is a grant of restricted stock units expected to vest on 4/17/2020.

F2 · balance_after: Includes dividends on vested restricted stock units.

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April 26, 2019 Filed Feb 11, 2020 16:11 UTC FLIR SYSTEMS INC FLIR · Entity 139418 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000354908-20-000002 · wf-form5_158145546386717.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Children's Trust

Disclosed balance after: 50,000

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March 01, 2019 Filed Mar 1, 2019 19:25 UTC FLIR SYSTEMS INC FLIR · Entity 139418 Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 100,000 $0.00 Strike: $30.27 $0.00
Disclosure

SEC source: 0000354908-19-000020 · wf-form4_155148631015458.xml · derivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2019 Filed Mar 1, 2019 19:25 UTC FLIR SYSTEMS INC FLIR · Entity 139418 SaleCommon Stock 100,000 $51.37 $5,137,000.00
Disclosure

SEC source: 0000354908-19-000020 · wf-form4_155148631015458.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,783

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March 01, 2019 Filed Mar 1, 2019 19:25 UTC FLIR SYSTEMS INC FLIR · Entity 139418 Exercise / conversionCommon Stock 100,000 $30.27 $3,027,000.00
Disclosure

SEC source: 0000354908-19-000020 · wf-form4_155148631015458.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2019 Filed Feb 27, 2019 16:49 UTC FLIR SYSTEMS INC FLIR · Entity 139418 Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 132,100 $0.00 Strike: $30.27 $0.00
Disclosure

SEC source: 0000354908-19-000017 · wf-form4_155130413432806.xml · derivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 132,100 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2019 Filed Feb 27, 2019 16:49 UTC FLIR SYSTEMS INC FLIR · Entity 139418 SaleCommon Stock 132,100 $52.11 $6,883,731.00
Disclosure

SEC source: 0000354908-19-000017 · wf-form4_155130413432806.xml · nonDerivative · entry 2

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,783

F1 · balance_after: Includes dividends on vested restricted stock units.

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February 26, 2019 Filed Feb 27, 2019 16:49 UTC FLIR SYSTEMS INC FLIR · Entity 139418 Exercise / conversionCommon Stock 132,100 $30.27 $3,998,667.00
Disclosure

SEC source: 0000354908-19-000017 · wf-form4_155130413432806.xml · nonDerivative · entry 1

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 21, 2019 Filed Feb 25, 2019 20:56 UTC NxStage Medical, Inc. NXTM · Entity 159895 Disposition to issuerStock Option (Right to Buy) · Derivative 15,643 $0.00 Strike: $22.78 $0.00
Disclosure

SEC source: 0001246360-19-000743 · form.xml · derivative · entry 5

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,643 shares

Expires 2024-05-24

F2 · kind: This option was canceled in the Merger in exchange for an amount in cash equal to the product of the total number of shares subject to the option multiplied by the excess of the Merger Consideration of $30 per share over the option exercise price.

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February 21, 2019 Filed Feb 25, 2019 20:56 UTC NxStage Medical, Inc. NXTM · Entity 159895 Disposition to issuerStock Option (Right to Buy) · Derivative 15,854 $0.00 Strike: $18.32 $0.00
Disclosure

SEC source: 0001246360-19-000743 · form.xml · derivative · entry 4

LEWIS EARL R · CIK 0001230427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,854 shares

Expires 2023-05-25

F2 · kind: This option was canceled in the Merger in exchange for an amount in cash equal to the product of the total number of shares subject to the option multiplied by the excess of the Merger Consideration of $30 per share over the option exercise price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.