person · Reporting owner

McCarthy Margaret M

Disclosed activity across 6 companies

Tapewire entity: 34375
SEC CIK: 0001485980

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AMERICAN ELECTRIC POWER CO INCAEP · Entity 2986	Director	September 30, 2026	October 02, 2026
Alignment Healthcare, Inc.ALHC · Entity 4269	Director	March 13, 2026	March 17, 2026
First American Financial CorpFAF · Entity 3669	Director	April 24, 2026	April 28, 2026
MARRIOTT INTERNATIONAL INC /MD/MAR · Entity 2933	Director	May 11, 2026	May 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN ELECTRIC POWER CO INC

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	4,071	Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 0 · Balance 4,071 F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock. F3: Was AEP Stock Price at the time of the transaction. F2: Shares of phantom stock are payable in cash or shares following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Amounts shown represent value in AEP Stock Plan under the AEP Stock Unit Accumulation Plan for Non-Employee Directors. Each share of phantom stock represents the right to receive the cash value of one share of AEP common stock.

F2: Shares of phantom stock are payable in cash or shares following termination of the reporting person's service on the Board. The reporting person may transfer the phantom stock in the AEP Stock Plan account into an alternative investment account at any time.

F3: Was AEP Stock Price at the time of the transaction.

Alignment Healthcare, Inc.

Report date March 13, 2026 · Filed March 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	144,441	Reported balance After 2026-03-13 transaction · row 1 1 source row Row 1 · 2026-03-13 · Grant · Acquired 14,273 · Balance 144,441 F1: Represents 14,273 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares until separation of service as a director (or, if earlier, until a change of control of the Company).

Filing footnotes · ownership attribution and instrument terms

F1: Represents 14,273 restricted stock units, each restricted stock unit representing a right to receive one share of Common Stock of the Company, all of which will vest on the one-year anniversary of the grant date unless the reporting person ceases to serve as a member of the Board of Directors prior to such date. The reporting person has elected to defer receipt of the underlying shares until separation of service as a director (or, if earlier, until a change of control of the Company).

First American Financial Corp

Report date April 24, 2026 · Filed April 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	24,024	Reported balance After 2026-04-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-04-24 · Sale · Disposed 6,630 · Balance 24,024 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.56 to $70.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Includes 2,438 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 2,418 RSUs and shares acquired through automatic dividend reinvestment, vesting 2/19/2027, the first anniversary of the grant. F3: The reporting person's receipt of certain shares underlying vested RSUs and related shares acquired through automatic dividend reinvestment have been deferred.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.56 to $70.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Includes 2,438 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 2,418 RSUs and shares acquired through automatic dividend reinvestment, vesting 2/19/2027, the first anniversary of the grant.

F3: The reporting person's receipt of certain shares underlying vested RSUs and related shares acquired through automatic dividend reinvestment have been deferred.

MARRIOTT INTERNATIONAL INC /MD/

Report date May 11, 2026 · Filed May 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock-Dir. Def. Stock Comp Plan-1SEC Table I · non-derivative	Direct	9,290	Reported balance After 2026-05-11 transaction · row 1 1 source row Row 1 · 2026-05-11 · Grant · Acquired 670 · Balance 9,290 F1: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed following termination of service as a Board member.
Class A Common StockSEC Table I · non-derivative	Direct	2,000	Reported balance Holding disclosure · report date 2026-05-11 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed following termination of service as a Board member.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AETNA INC /PA/

Report date November 28, 2018 · Filed November 28, 2018

Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2018-11-28 transaction · row 1 1 source row Row 1 · 2018-11-28 · Disposition to issuer · Disposed 38,920 · Balance 0 F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.
Common StockSEC Table I · non-derivative	IndirectBy 401(K) Plan	Reported balance After 2018-11-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-11-28 · Disposition to issuer · Disposed 1,986.5035 · Balance 0 F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock. F2: Represents the pro rata portion of the stock portion of the Aetna Common Stock Fund held by Reporting Person on October 31, 2018 pursuant to the Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.
Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $72.26	Direct	Reported balance After 2018-11-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-11-28 · Disposition to issuer · Disposed 50,296 · Balance 0 F3: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 3, 2014. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount").
Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $100.50	Direct	Reported balance After 2018-11-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-11-28 · Disposition to issuer · Disposed 59,513 · Balance 0 F4: Represents SARs granted under the Plan on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to the SAR Amount.
Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $103.45	Direct	Reported balance After 2018-11-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-11-28 · Disposition to issuer · Disposed 56,727 · Balance 0 F5: Represents SARs granted under the Plan on February 19, 2016, of which 66.7% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.
Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $125.27	Direct	Reported balance After 2018-11-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-11-28 · Disposition to issuer · Disposed 54,897 · Balance 0 F6: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-11-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-11-28 · Disposition to issuer · Disposed 16,240 · Balance 0 F7: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.
Performance Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-11-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-11-28 · Disposition to issuer · Disposed 6,826 · Balance 0 F8: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-11-28 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-11-28 · Disposition to issuer · Disposed 16,054 · Balance 0 F9: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-11-28 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-11-28 · Disposition to issuer · Disposed 44,840.0906 · Balance 0 F10: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

Filing footnotes · ownership attribution and instrument terms

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.

F2: Represents the pro rata portion of the stock portion of the Aetna Common Stock Fund held by Reporting Person on October 31, 2018 pursuant to the Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.

F3: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 3, 2014. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount").

F4: Represents SARs granted under the Plan on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to the SAR Amount.

F5: Represents SARs granted under the Plan on February 19, 2016, of which 66.7% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F6: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F7: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.

F8: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.

F9: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.

F10: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

Brighthouse Financial, Inc.

Report date June 10, 2021 · Filed June 11, 2021

Section 16 reporting ended · disclosed 2021-06-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,997	Reported balance After 2021-06-10 transaction · row 1 1 source row Row 1 · 2021-06-10 · Exercise / conversion · Acquired 3,454 · Balance 10,997 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2021-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-06-10 · Exercise / conversion · Disposed 3,454 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F3: The RSUs vested on the date of the 2021 annual meeting of stockholders of BHF.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock.

F2: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan.

F3: The RSUs vested on the date of the 2021 annual meeting of stockholders of BHF.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 30, 2020 Filed Jul 2, 2020 18:45 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	511.678	$79.64 Strike: $0.00	$40,750.04	Disclosure SEC source: 0001398889-20-000107 · edgar.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,339.82 Underlying: Common Stock · 511.678 shares Expires not disclosed F1 · security: Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors. F2 · price: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F3 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:22 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	GrantRestricted Stock Units · Derivative	3,454	$0.00	$0.00	Disclosure SEC source: 0001209191-20-036273 · doc4.xml · derivative · entry 3 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454 Underlying: Common Stock · 3,454 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F4 · derivative.exercise_date: The RSUs will vest on the earlier of the first anniversary of the grant date and the date of the of the 2021 annual meeting of stockholders of BHF. F4 · derivative.expiration_date: The RSUs will vest on the earlier of the first anniversary of the grant date and the date of the of the 2021 annual meeting of stockholders of BHF. Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:22 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	Exercise / conversionRestricted Stock Units · Derivative	3,120	$0.00	$0.00	Disclosure SEC source: 0001209191-20-036273 · doc4.xml · derivative · entry 2 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: Award for service as a Board member pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F3 · derivative.exercise_date: The RSUs vested on the date of the 2020 annual meeting of stockholders of BHF. F3 · derivative.expiration_date: The RSUs vested on the date of the 2020 annual meeting of stockholders of BHF. Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:22 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	Exercise / conversionCommon Stock	3,120	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-036273 · doc4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. Read SEC document
May 13, 2020 Filed May 15, 2020 14:50 UTC	MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933	GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1	2,145	$0.00	$0.00	Disclosure SEC source: 0001225208-20-007753 · doc4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,437 F1 · shares: The shares will vest on a daily pro-rata basis over the twelve (12) month period following the grant and be distributed following termination of service as a Board member. Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:56 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	509.5	$79.98 Strike: $0.00	$40,749.81	Disclosure SEC source: 0001398889-20-000082 · edgar.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813.27 Underlying: Common Stock · 509.5 shares Expires not disclosed F1 · security: Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors. F2 · price: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F3 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan Read SEC document
February 20, 2020 Filed Feb 25, 2020 01:16 UTC	First American Financial Corp FAF · Entity 3669	GrantCommon Stock	1,922	$0.00	$0.00	Disclosure SEC source: 0001127602-20-007411 · form4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,344 F1 · balance_after: Includes 2,495 unvested Restricted Stock Units ("RSUs") acquired pursuant to an original grant of 2,422 RSUs, and shares acquired through automatic dividend reinvestment, vesting 2/22/20. F2 · balance_after: Includes 1,922 unvested RSUs acquired pursuant to a grant vesting 2/20/2021. Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:13 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	416.62	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001398889-20-000017 · edgar.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294.206 Underlying: Common Stock · 416.62 shares Expires not disclosed F1 · security: Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors. F2 · price: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F3 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan Read SEC document
September 30, 2019 Filed Oct 1, 2019 18:35 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	420.26	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001398889-19-000145 · edgar.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870.95 Underlying: Common Stock · 420.26 shares Expires not disclosed F1 · security: Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors. F2 · derivative.exercise_price: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · price: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F3 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan Read SEC document
June 30, 2019 Filed Jul 1, 2019 19:09 UTC	AMERICAN ELECTRIC POWER CO INC AEP · Entity 2986	GrantPhantom Stock Units · Derivative	447.39	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001398889-19-000111 · edgar.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447.39 Underlying: Common Stock · 447.39 shares Expires not disclosed F1 · security: Acquisition pursuant to the AEP Stock Unit Accumulation Plan for Non-Employee Directors. F2 · derivative.exercise_price: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · price: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.exercise_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F2 · derivative.expiration_date: Stock Units are paid to the director in cash upon termination of service unless the director has elected to defer payment for a period that results in payment commencing not later than five years thereafter. F3 · balance_after: Includes units of reinvested dividends acquired pursuant to a dividend reinvestment feature of the Plan Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:17 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	PurchaseCommon Stock	2,941	$34.08	$100,243.40	Disclosure SEC source: 0001209191-19-039254 · doc4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,423 F1 · price: The shares were purchased in multiple transactions at prices ranging from $34.03 to $34.1097. The price reported is the weighted average price of the aggregate number of shares purchased in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, Brighthouse Financial, Inc. ("BHF"), or a security holder of BHF, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this Form 4. Read SEC document
June 13, 2019 Filed Jun 14, 2019 12:26 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	GrantRestricted Stock Units · Derivative	3,120	$0.00	$0.00	Disclosure SEC source: 0001209191-19-036983 · doc4.xml · derivative · entry 3 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,120 Underlying: Common Stock · 3,120 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F4 · shares: Award for service as a Board member for the period from the 2019 Annual Meeting to the 2020 Annual Meeting pursuant to the Plan. F5 · derivative.exercise_date: The RSUs will vest on the earlier of the first anniversary of the grant date and the date of the 2020 Annual Meeting. F5 · derivative.expiration_date: The RSUs will vest on the earlier of the first anniversary of the grant date and the date of the 2020 Annual Meeting. Read SEC document
June 13, 2019 Filed Jun 14, 2019 12:26 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	Exercise / conversionRestricted Stock Units · Derivative	1,482	$0.00	$0.00	Disclosure SEC source: 0001209191-19-036983 · doc4.xml · derivative · entry 2 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: Prorated award for service as a Board member for the period November 2018 through the 2019 annual meeting of stockholders (the "Annual Meeting") pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan (the "Plan"). F3 · derivative.exercise_date: The RSUs vested on June 13, 2019. F3 · derivative.expiration_date: The RSUs vested on June 13, 2019. Read SEC document
June 13, 2019 Filed Jun 14, 2019 12:26 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	Exercise / conversionCommon Stock	1,482	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-036983 · doc4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. Read SEC document
May 14, 2019 Filed May 15, 2019 15:03 UTC	MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933	PurchaseClass A Common Stock	2,000	$130.83	$261,662.00	Disclosure SEC source: 0001225208-19-008023 · doc4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: Represents the weighted average purchase price. The highest price at which shares were purchased was $130.831 and the lowest price at which shares were purchased was $130.821. Read SEC document
May 13, 2019 Filed May 14, 2019 19:23 UTC	MARRIOTT INTERNATIONAL INC /MD/ MAR · Entity 2933	GrantClass A Common Stock-Dir. Def. Stock Comp Plan-1	1,292	$0.00	$0.00	Disclosure SEC source: 0001225208-19-007906 · doc4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 F1 · shares: The shares will vest immediately and payable after retirement from the Board. Read SEC document
February 22, 2019 Filed Feb 27, 2019 01:06 UTC	First American Financial Corp FAF · Entity 3669	GrantCommon Stock	2,422	$0.00	$0.00	Disclosure SEC source: 0001127602-19-008517 · form4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,349 F1 · balance_after: Includes 2,422 unvested Restricted Stock Units acquired pursuant to a grant vesting 2/22/20. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerDeferred Stock Units · Derivative	44,840.0906	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 10 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,840.0906 shares Expires not disclosed F10 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date. F10 · price: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date. F10 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date. F10 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerRestricted Stock Units · Derivative	16,054	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 9 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,054 shares Expires not disclosed F9 · derivative.exercise_price: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement. F9 · price: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement. F9 · derivative.exercise_date: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement. F9 · derivative.expiration_date: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerPerformance Stock Units · Derivative	6,826	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 8 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,826 shares Expires not disclosed F8 · derivative.exercise_price: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement. F8 · price: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement. F8 · derivative.exercise_date: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement. F8 · derivative.expiration_date: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerPerformance Stock Units · Derivative	16,240	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 7 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,240 shares Expires not disclosed F7 · derivative.exercise_price: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement. F7 · price: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement. F7 · derivative.exercise_date: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement. F7 · derivative.expiration_date: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerStock Appreciation Rights · Derivative	54,897	Not disclosed Strike: $125.27	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 6 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,897 shares Expires not disclosed F6 · price: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement. F6 · derivative.exercise_date: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement. F6 · derivative.expiration_date: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerStock Appreciation Rights · Derivative	56,727	Not disclosed Strike: $103.45	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 5 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,727 shares Expires not disclosed F5 · price: Represents SARs granted under the Plan on February 19, 2016, of which 66.7% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement. F5 · derivative.exercise_date: Represents SARs granted under the Plan on February 19, 2016, of which 66.7% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement. F5 · derivative.expiration_date: Represents SARs granted under the Plan on February 19, 2016, of which 66.7% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerStock Appreciation Rights · Derivative	59,513	Not disclosed Strike: $100.50	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 4 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,513 shares Expires not disclosed F4 · price: Represents SARs granted under the Plan on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to the SAR Amount. F4 · derivative.exercise_date: Represents SARs granted under the Plan on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to the SAR Amount. F4 · derivative.expiration_date: Represents SARs granted under the Plan on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to the SAR Amount. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerStock Appreciation Rights · Derivative	50,296	Not disclosed Strike: $72.26	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · derivative · entry 3 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,296 shares Expires not disclosed F3 · price: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 3, 2014. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount"). F3 · derivative.exercise_date: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 3, 2014. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount"). F3 · derivative.expiration_date: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 3, 2014. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount"). Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerCommon Stock	1,986.5035	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · nonDerivative · entry 2 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(K) Plan Disclosed balance after: 0 F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock. F2 · ownership.nature: Represents the pro rata portion of the stock portion of the Aetna Common Stock Fund held by Reporting Person on October 31, 2018 pursuant to the Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date. Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:22 UTC	AETNA INC /PA/ AET · Entity 107289	Disposition to issuerCommon Stock	38,920	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-18-000163 · edgar.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock. Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:32 UTC	Brighthouse Financial, Inc. BHF · Entity 1737	GrantRestricted Stock Units · Derivative	1,482	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059191 · doc4.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482 Underlying: Common Stock · 1,482 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: Represents a grant of RSUs awarded for service as a Board member, pursuant to the Brighthouse Financial, Inc. 2017 Non-Management Director Stock Compensation Plan. F3 · derivative.exercise_date: The RSUs will vest on the date of the 2019 annual meeting of stockholders of BHF. F3 · derivative.expiration_date: The RSUs will vest on the date of the 2019 annual meeting of stockholders of BHF. Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:12 UTC	AETNA INC /PA/ AET · Entity 107289	GrantRestricted Stock Units · Derivative	16,054	$0.00	$0.00	Disclosure SEC source: 0001122304-18-000029 · edgar.xml · derivative · entry 5 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,054 Underlying: Common Stock · 16,054 shares Expires not disclosed F6 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of Aetna Inc. Common Stock net of taxes. F7 · derivative.exercise_date: RSUs granted under the Plan vest in three annual installments beginning December 2, 2018. F7 · derivative.expiration_date: RSUs granted under the Plan vest in three annual installments beginning December 2, 2018. Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:12 UTC	AETNA INC /PA/ AET · Entity 107289	Exercise / conversionPerformance Stock Units · Derivative	8,060	$0.00	$0.00	Disclosure SEC source: 0001122304-18-000029 · edgar.xml · derivative · entry 4 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes. F5 · derivative.exercise_date: PSUs granted under the Plan. F5 · derivative.expiration_date: PSUs granted under the Plan. Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:12 UTC	AETNA INC /PA/ AET · Entity 107289	Tax withholdingCommon Stock	4,315	$177.53	$766,041.95	Disclosure SEC source: 0001122304-18-000029 · edgar.xml · nonDerivative · entry 2 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,920 F3 · shares: Represents tax withholding on vesting of previously reported PSUs. Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:12 UTC	AETNA INC /PA/ AET · Entity 107289	Exercise / conversionCommon Stock	9,672	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-18-000029 · edgar.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of previously reported Performance Stock Units ("PSUs") granted under the 2010 Stock Incentive Plan (the "Plan"). F2 · price: Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes. Read SEC document
February 21, 2018 Filed Feb 24, 2018 01:47 UTC	First American Financial Corp FAF · Entity 3669	GrantCommon Stock	1,750	$0.00	$0.00	Disclosure SEC source: 0001127602-18-008218 · form4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,843 F1 · ownership.direct: Includes 367 unvested Restricted Stock Units ("RSUs"), and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 9/21/2016, the first anniversary of the grant. F2 · ownership.direct: Includes 1,803 unvested RSUs acquired pursuant to an original grant of 2,541 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 2/23/17, the first anniversary of the grant. F3 · ownership.direct: Includes 1,750 unvested RSUs acquired pursuant to a grant vesting 2/21/19. Read SEC document
December 19, 2017 Filed Dec 21, 2017 16:21 UTC	AETNA INC /PA/ AET · Entity 107289	GrantPerformance Stock Units · Derivative	8,060	$0.00	$0.00	Disclosure SEC source: 0001122304-17-000135 · edgar.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,060 Underlying: Common Stock · 8,060 shares Expires not disclosed F1 · derivative.exercise_price: Performance Stock Units ("PSUs") granted under the Aetna Inc. 2010 Stock Incentive Plan. Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net taxes, depending on performance against the specified Company performance target. F2 · derivative.exercise_date: PSUs originally granted on March 2, 2015. Units vest based on both service through March 2, 2018 and attaining the specified Company performance target. On December 19, 2017, the Company's Committee on Compensation and Talent Management determined that the performance target had been met at a specified level for the performance period. Units will fully vest in accordance with the Plan if executive remains employed by the Company through March 2, 2018. F2 · derivative.expiration_date: PSUs originally granted on March 2, 2015. Units vest based on both service through March 2, 2018 and attaining the specified Company performance target. On December 19, 2017, the Company's Committee on Compensation and Talent Management determined that the performance target had been met at a specified level for the performance period. Units will fully vest in accordance with the Plan if executive remains employed by the Company through March 2, 2018. Read SEC document
September 15, 2017 Filed Sep 19, 2017 16:15 UTC	AETNA INC /PA/ AET · Entity 107289	SaleCommon Stock	10,288	$162.85	$1,675,423.43	Disclosure SEC source: 0001122304-17-000097 · edgar.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,563 F1 · price: The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $162.7 to $163.07, inclusive. Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:42 UTC	AETNA INC /PA/ AET · Entity 107289	Exercise / conversionCommon Stock · Derivative	35,000	$72.26 Strike: $72.26	$2,529,100.00	Disclosure SEC source: 0001122304-17-000095 · edgar.xml · derivative · entry 4 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,296 Underlying: Common Stock · 35,000 shares Expires 2024-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:42 UTC	AETNA INC /PA/ AET · Entity 107289	Tax withholdingCommon Stock	24,712	$162.83	$4,023,854.96	Disclosure SEC source: 0001122304-17-000095 · edgar.xml · nonDerivative · entry 2 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,851 F1 · price: Stock Appreciation Rights is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes. Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:42 UTC	AETNA INC /PA/ AET · Entity 107289	Exercise / conversionCommon Stock	35,000	$72.26	$2,529,100.00	Disclosure SEC source: 0001122304-17-000095 · edgar.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:02 UTC	AETNA INC /PA/ AET · Entity 107289	SaleCommon Stock	27,028	$149.23	$4,033,334.38	Disclosure SEC source: 0001122304-17-000071 · edgar.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,563 F1 · price: The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $148.82 to $149.71, inclusive. Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:47 UTC	AETNA INC /PA/ AET · Entity 107289	Exercise / conversionPerformance Stock Units · Derivative	11,625	$0.00	$0.00	Disclosure SEC source: 0001122304-17-000026 · edgar.xml · derivative · entry 4 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Stock Unit represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes. F4 · derivative.exercise_date: Performance Stock Units granted under the Plan. F4 · derivative.expiration_date: Performance Stock Units granted under the Plan. Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:47 UTC	AETNA INC /PA/ AET · Entity 107289	Tax withholdingCommon Stock	10,974	$130.69	$1,434,192.06	Disclosure SEC source: 0001122304-17-000026 · edgar.xml · nonDerivative · entry 2 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,586 F3 · shares: Represents tax withholding on vesting of previously reported Performance Stock Units. Read SEC document
March 03, 2017 Filed Mar 7, 2017 16:47 UTC	AETNA INC /PA/ AET · Entity 107289	Exercise / conversionCommon Stock	23,250	Not disclosed	Not disclosed	Disclosure SEC source: 0001122304-17-000026 · edgar.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of previously reported Performance Stock Units granted under the 2010 Stock Incentive Plan (the "Plan"). F2 · price: Each Performance Stock Unit represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes. Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:31 UTC	AETNA INC /PA/ AET · Entity 107289	SaleCommon Stock	7,930	$128.87	$1,021,911.35	Disclosure SEC source: 0001122304-17-000017 · edgar.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,310 F1 · price: Average Weighted Price. Read SEC document
February 22, 2017 Filed Feb 25, 2017 01:22 UTC	First American Financial Corp FAF · Entity 3669	GrantCommon Stock	2,536	$0.00	$0.00	Disclosure SEC source: 0001127602-17-008398 · form4.xml · nonDerivative · entry 1 McCarthy Margaret M · CIK 0001485980 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,945 F1 · ownership.direct: Includes 703 unvested Restricted Stock Units ("RSUs"), and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 9/21/2016, the first anniversary of the grant. F2 · ownership.direct: Includes 1,750 unvested RSUs acquired pursuant to an original grant of 2,541 RSUs, and shares acquired through automatic dividend reinvestment, vesting in three equal annual increments commencing 2/23/17, the first anniversary of the grant. F3 · ownership.direct: Includes 2,536 unvested RSUs acquired pursuant to a grant vesting 2/22/2018. Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:31 UTC	AETNA INC /PA/ AET · Entity 107289	GrantStock Appreciation Rights · Derivative	54,897	$0.00 Strike: $125.27	$0.00	Disclosure SEC source: 0001231553-17-000005 · edgar.xml · derivative · entry 1 McCarthy Margaret M · CIK 0001485980 · EVP, Operations & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,897 Underlying: Common Stock · 54,897 shares Expires 2027-02-17 F1 · derivative.exercise_date: Stock Appreciation Rights granted under the Aetna Inc. 2010 Stock Incentive Plan, exercisable in three annual installments beginning February 17, 2018. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.