BRIGGS ROBERT S

SEC source: 0001209191-20-028962 · doc4.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,328

F1 · balance_after: Includes 720 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that are scheduled to vest on February 26, 2021, the first anniversary of the grant date, subject to the terms and conditions thereof.

SEC source: 0001209191-20-028066 · doc4.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,428

F1 · price: This price represents the weighted average purchase price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $7.30 to $7.90. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 720 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that are scheduled to vest on February 26, 2021, the first anniversary of the grant date, subject to the terms and conditions thereof.

SEC source: 0001209191-20-022795 · doc4.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498.6

Underlying: Common Stock · 1,135.26 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 35.92 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 35.92 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001209191-20-014135 · doc4.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,337

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001209191-20-000771 · doc4.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,363.34

Underlying: Common Stock · 12.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-019499 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,350.7

Underlying: Common Stock · 16.35 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-015835 · rdgdoc.xml · nonDerivative · entry 2

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,500

SEC source: 0001437749-19-015835 · rdgdoc.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,617

F1 · price: This price represents the weighted average purchase price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.19 to $9.21. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: On September 4, 2018, the reporting person timely filed a Form 4 for the purchase of 4,250 shares of the issuer's common stock at $11.20 per share (the "Prior Form 4"). While the aggregate amount and price information were correctly reported, the Prior Form 4 inadvertently reported that all 4,250 shares were attributable to the reporting person's direct non-derivative Table I holdings ("Direct Holdings") when, in fact, 2,000 of such shares were purchased for the individual retirement account of the reporting person's spouse and should have been reported as indirect non-derivative Table I holdings ("Indirect Holdings") of the reporting person. The current report reflects the correct allocation of the reporting person's Direct Holdings and Indirect Holdings as of the date hereof, giving effect to the purchase transactions reported herein.

F3 · balance_after: [continued from footnote 2] Other than the acquisition of 600 shares of restricted stock reported by the reporting person on Form 4 on March 1, 2019, there have been no other changes to the reporting person's Direct Holdings or Indirect Holdings since the time of the filing of the Prior Form 4.

SEC source: 0001437749-19-013368 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,334.35

Underlying: Common Stock · 15.81 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-006418 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,318.54

Underlying: Common Stock · 13.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-19-003721 · rdgdoc.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,117

F1 · shares: Represents restricted shares of common stock granted under the United Security Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001437749-19-000138 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,304.96

Underlying: Common Stock · 519.14 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 16 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 16 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-18-017817 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,785.82

Underlying: Common Stock · 425.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 10.99 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 10.99 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-18-016542 · rdgdoc.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,517

SEC source: 0001437749-18-012880 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,360.08

Underlying: Common Stock · 395.82 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 9.55 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 9.55 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-18-006158 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,964.26

Underlying: Common Stock · 402.45 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 9.10 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 9.10 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-18-002517 · rdgdoc.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,267

F1 · shares: Represents restricted shares of common stock granted under the United Security Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001437749-18-000165 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,561.81

Underlying: Common Stock · 359.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 7.51 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 7.51 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-17-020013 · rdgdoc.xml · nonDerivative · entry 2

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

SEC source: 0001437749-17-020013 · rdgdoc.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,867

SEC source: 0001437749-17-016676 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,202.74

Underlying: Common Stock · 398.95 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 7.64 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 7.64 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-17-012277 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,803.79

Underlying: Common Stock · 408.24 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 7.17 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 7.17 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-17-005992 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,395.55

Underlying: Common Stock · 368.74 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 5.83 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 5.83 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-17-003214 · rdgdoc.xml · nonDerivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

F1 · shares: Represents restricted shares of common stock granted under the United Security Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

SEC source: 0001437749-17-000115 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,026.81

Underlying: Common Stock · 410.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 5.82 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 5.82 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

SEC source: 0001437749-16-039452 · rdgdoc.xml · derivative · entry 1

BRIGGS ROBERT S · CIK 0001192251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615.95

Underlying: Common Stock · 382.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 5.14 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 5.14 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.