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Hale David Peter

Disclosed activity across 1 company

Tapewire entity
34304
SEC CIK
0001713233

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIRST US BANCSHARES, INC.FUSB · Entity 1337DirectorSeptember 30, 2026October 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRST US BANCSHARES, INC.

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect21,405.48 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 526.14 · Balance 21,405.48

F1: The units convert to common stock on a 1-for-1 basis.

F2: Includes 86.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

Filing footnotes · ownership attribution and instrument terms

F1: The units convert to common stock on a 1-for-1 basis.

F2: Includes 86.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 1, 2026 22:59 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 526.14 $16.49 $8,676.05
Disclosure

SEC source: 0001193125-26-410518 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,405.48

Underlying: Common Stock · 526.14 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 86.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 86.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 18:48 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 521.86 $16.55 $8,636.78
Disclosure

SEC source: 0001193125-26-292263 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,879.34

Underlying: Common Stock · 521.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 83.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 83.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 19:51 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 561.69 $15.30 $8,593.86
Disclosure

SEC source: 0001193125-26-137811 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,357.48

Underlying: Common Stock · 561.69 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 87.77 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 87.77 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 19:52 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 1,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-044407 · ownership.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,424

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:45 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 611.62 $13.97 $8,544.33
Disclosure

SEC source: 0001193125-26-000643 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,795.79

Underlying: Common Stock · 611.62 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 92.58 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 92.58 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

Read SEC document
September 30, 2025 Filed Oct 1, 2025 19:50 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 707.03 $12.02 $8,498.50
Disclosure

SEC source: 0001193125-25-226705 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,184.17

Underlying: Common Stock · 707.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 103.79 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 103.79 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 18:04 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 655.38 $12.90 $8,454.40
Disclosure

SEC source: 0000950170-25-092063 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,477.14

Underlying: Common Stock · 655.38 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 93.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 93.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:12 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 629.47 $13.36 $8,409.72
Disclosure

SEC source: 0000950170-25-048716 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,821.76

Underlying: Common Stock · 629.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 86.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 86.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 10, 2025 Filed Feb 11, 2025 22:57 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-018137 · ownership.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,424

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 19:46 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 638.8 $12.59 $8,042.49
Disclosure

SEC source: 0000950170-25-000284 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,192.29

Underlying: Common Stock · 638.8 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 62.87 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 62.87 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 19:12 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 723.93 $11.05 $7,999.43
Disclosure

SEC source: 0000950170-24-110755 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,553.49

Underlying: Common Stock · 723.93 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 67.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 67.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

Read SEC document
June 28, 2024 Filed Jul 1, 2024 20:11 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 860.18 $9.25 $7,956.67
Disclosure

SEC source: 0000950170-24-079606 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,829.56

Underlying: Common Stock · 860.18 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 76.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 76.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 19:08 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 855.13 $9.26 $7,918.50
Disclosure

SEC source: 0000950170-24-040033 · ownership.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,969.38

Underlying: Common Stock · 855.13 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 72.09 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 72.09 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan

Read SEC document
February 09, 2024 Filed Feb 12, 2024 20:46 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-013777 · ownership.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,924

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 16:38 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 763.61 $10.31 $7,872.82
Disclosure

SEC source: 0001209191-24-000023 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,114.25

Underlying: Common Stock · 763.61 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 60.31 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 60.31 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 16:21 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 915.47 $8.55 $7,827.27
Disclosure

SEC source: 0001209191-23-050943 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,350.64

Underlying: Common Stock · 915.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 67.40 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 67.40 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:17 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 909.41 $8.55 $7,775.46
Disclosure

SEC source: 0001209191-23-040806 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,435.17

Underlying: Common Stock · 909.41 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 61.34 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 61.34 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:08 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 1,035.83 $7.48 $7,748.01
Disclosure

SEC source: 0001209191-23-022283 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,525.76

Underlying: Common Stock · 1,035.83 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 66.44 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 66.44 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 16:44 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock, $.01 par value 2,500 $9.40 $23,500.00
Disclosure

SEC source: 0001209191-23-019144 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,424

F1 · balance_after: Includes 1,500 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest on February 10, 2024, the first anniversary of the grant date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 16:36 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009016 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,924

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 19:34 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 550.72 $8.68 $4,780.25
Disclosure

SEC source: 0001209191-23-000655 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,489.93

Underlying: Common Stock · 550.72 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 32.28 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 32.28 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 15:12 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 598.9 $7.96 $4,767.24
Disclosure

SEC source: 0001209191-22-052069 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,939.21

Underlying: Common Stock · 598.9 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 33.57 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 33.57 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 21:22 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 432.28 $11.00 $4,755.08
Disclosure

SEC source: 0001209191-22-040319 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,340.31

Underlying: Common Stock · 432.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 23.19 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 23.19 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:40 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock · Derivative 406.65 $11.66 $4,741.54
Disclosure

SEC source: 0001209191-22-022002 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,908.03

Underlying: Common Stock · 406.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 20.72 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 20.72 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 14:01 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock, $.01 par value 424 $10.85 $4,600.40
Disclosure

SEC source: 0001209191-22-019071 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,424

F1 · balance_after: Includes 1,500 shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest on February 22, 2023, the first anniversary of the grant date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 15:25 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012537 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:06 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 447.35 $10.57 $4,728.49
Disclosure

SEC source: 0001209191-22-000592 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,501.38

Underlying: Common Stock · 447.35 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 21.61 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 19:56 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock 238 $10.55 $2,510.90
Disclosure

SEC source: 0001209191-21-062659 · doc4.xml · nonDerivative · entry 3

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:56 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock 762 $10.55 $8,039.10
Disclosure

SEC source: 0001209191-21-062659 · doc4.xml · nonDerivative · entry 2

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,262

Read SEC document
November 01, 2021 Filed Nov 3, 2021 19:56 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock 1,000 $10.58 $10,580.00
Disclosure

SEC source: 0001209191-21-062659 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:14 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 440.7 $10.70 $4,715.49
Disclosure

SEC source: 0001209191-21-058783 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,054.03

Underlying: Common Stock · 440.7 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 20.14 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 20.14 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:41 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 428.87 $10.96 $4,700.42
Disclosure

SEC source: 0001209191-21-044804 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,613.33

Underlying: Common Stock · 428.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 18.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 18.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 18:44 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 503.75 $9.30 $4,684.88
Disclosure

SEC source: 0001209191-21-024480 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,184.46

Underlying: Common Stock · 503.75 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 19.88 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 19.88 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 20:01 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015753 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:41 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 517.07 $9.02 $4,663.97
Disclosure

SEC source: 0001209191-21-001169 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,680.71

Underlying: Common Stock · 517.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 18.17 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 18.17 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:17 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 700.46 $6.63 $4,644.05
Disclosure

SEC source: 0001209191-20-053024 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,163.64

Underlying: Common Stock · 700.46 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 21.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 21.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:29 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 669.79 $6.90 $4,621.55
Disclosure

SEC source: 0001209191-20-040544 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,471.81

Underlying: Common Stock · 669.79 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 17.61 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 17.61 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:06 UTC Amendment FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 661.16 $6.99 $4,621.51
Disclosure

SEC source: 0001209191-20-042188 · doc4a.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,463.18

Underlying: Common Stock · 661.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 17.39 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 17.39 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:43 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 750.77 $6.14 $4,609.73
Disclosure

SEC source: 0001209191-20-022800 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,802.02

Underlying: Common Stock · 750.77 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 17.87 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 17.87 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:19 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 600 $11.94 $7,164.00
Disclosure

SEC source: 0001209191-20-014163 · doc4.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,600

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:11 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 393.03 $11.61 $4,563.08
Disclosure

SEC source: 0001209191-20-000831 · doc4.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051.25

Underlying: Common Stock · 393.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 5.43 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 5.43 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:28 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 508.73 $8.95 $4,553.13
Disclosure

SEC source: 0001437749-19-019513 · rdgdoc.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,658.22

Underlying: Common Stock · 508.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 5.94 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 5.94 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 22:02 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock 1,400 $9.40 $13,155.80
Disclosure

SEC source: 0001437749-19-015351 · rdgdoc.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:46 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 491.78 $9.24 $4,544.05
Disclosure

SEC source: 0001437749-19-013375 · rdgdoc.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,149.49

Underlying: Common Stock · 491.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 4.77 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 4.77 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:41 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 453.28 $10.00 $4,532.80
Disclosure

SEC source: 0001437749-19-006421 · rdgdoc.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657.71

Underlying: Common Stock · 453.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 3.28 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 3.28 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 15:51 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 600 $10.01 $6,006.00
Disclosure

SEC source: 0001437749-19-003724 · rdgdoc.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

F1 · shares: Represents restricted shares of common stock granted under the United Security Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:25 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 569.1 $7.95 $4,524.35
Disclosure

SEC source: 0001437749-19-000141 · rdgdoc.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204.43

Underlying: Common Stock · 569.1 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 3.07 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 3.07 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 23:27 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock, Par Value $.01 3,695 $8.80 $32,516.00
Disclosure

SEC source: 0001437749-18-021441 · rdgdoc.xml · nonDerivative · entry 2

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
November 29, 2018 Filed Nov 30, 2018 23:27 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock, Par Value $.01 1,305 $8.80 $11,484.00
Disclosure

SEC source: 0001437749-18-021441 · rdgdoc.xml · nonDerivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,305

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:21 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 416.28 $10.85 $4,516.64
Disclosure

SEC source: 0001437749-18-017820 · rdgdoc.xml · derivative · entry 1

Hale David Peter · CIK 0001713233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635.33

Underlying: Common Stock · 416.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 1.53 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 1.53 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.