Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APOGEE ENTERPRISES, INC.APOG · Entity 5131 | Director | June 24, 2026 | June 26, 2026 |
| Dauch CorpDCH · Entity 4703 | Director | April 30, 2026 | May 01, 2026 |
| TRIMAS CORPTRS · Entity 4738 | Director | June 30, 2026 | July 01, 2026 |
| nVent Electric plcNVT · Entity 3202 | Director | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APOGEE ENTERPRISES, INC.
Report date June 24, 2026 · Filed June 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,224 |
Reported balance
After 2026-06-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-24 · Grant · Acquired 2,741 · Balance 16,224 F1: The reported shares vest over a three-year period, with one-third vesting on each anniversary of the grant date. F2: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares vest over a three-year period, with one-third vesting on each anniversary of the grant date.
F2: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.
Dauch Corp
Report date April 30, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 209,726 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 29,773 · Balance 209,726 F1: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units (RSUs) that will be settled in common stock upon vesting. These RSUs will vest on the one-year anniversary of the date of grant.
TRIMAS CORP
Report date June 30, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,762 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Sale · Disposed 15,000 · Balance 57,762 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.000 to $45.120 inclusive. The reporting person undertakes to provide to TriMas Corporation, any security holder of TriMas Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.000 to $45.120 inclusive. The reporting person undertakes to provide to TriMas Corporation, any security holder of TriMas Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2026.
nVent Electric plc
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 976 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 976 · Balance 976 F1: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). |
| Ordinary SharesSEC Table I · non-derivative | Direct | 16,853 |
Reported balance
After 2026-05-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-15 · Tax withholding · Disposed 602 · Balance 16,853 F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMAN INTERNATIONAL INDUSTRIES INC /DE/
Report date March 10, 2017 · Filed March 14, 2017
Section 16 reporting ended · disclosed 2017-03-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-10 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2017-03-10 · Exercise / conversion · Acquired 3,832 · Balance 16,309 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 2 · 2017-03-10 · Exercise / conversion · Acquired 1,917 · Balance 18,226 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 3 · 2017-03-10 · Exercise / conversion · Acquired 3,306 · Balance 21,532 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 4 · 2017-03-10 · Grant · Acquired 10,732 · Balance 32,264 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Row 5 · 2017-03-10 · Grant · Acquired 6,885 · Balance 39,149 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Row 6 · 2017-03-10 · Grant · Acquired 6,596 · Balance 45,745 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Row 7 · 2017-03-10 · Tax withholding · Disposed 16,288 · Balance 29,457 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Row 8 · 2017-03-10 · Disposition to issuer · Disposed 16,979 · Balance 12,478 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Row 9 · 2017-03-10 · Disposition to issuer · Disposed 12,478 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-03-10 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2017-03-10 · Disposition to issuer · Disposed 660.553 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k)Plan | 0 |
Reported balance
After 2017-03-10 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2017-03-10 · Disposition to issuer · Disposed 671.32 · Balance 0 F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-03-10 · Exercise / conversion · Disposed 3,832 · Balance 0 F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-03-10 · Exercise / conversion · Disposed 1,917 · Balance 0 F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
| Restricted Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-10 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-03-10 · Exercise / conversion · Disposed 3,306 · Balance 0 F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration").
F2: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited.
F3: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.
F4: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2020 Filed Mar 6, 2020 23:21 UTC | Dauch Corp AXL · Entity 4703 | PurchaseCommon Stock | 30,000 | $5.70 | $171,000.00 |
DisclosureSEC source: 0001127602-20-009864 · form4.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,711 F1 · price: The price reported in Column 4 is a weighted average price. These were bought in multiple transactions at prices ranging from $5.57 - $5.70, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares bought at each price within the range shown herein. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 20:39 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 3,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003625 · doc4.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,541 F1 · shares: Shares vest on the following vesting schedule: two-thirds of the shares vest on June 26, 2021 and the remaining one-third of the shares vest on June 26, 2022. F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:52 UTC | nVent Electric plc NVT · Entity 3202 | Tax withholdingOrdinary Shares | 2,599 | $25.92 | $67,366.08 |
DisclosureSEC source: 0001567619-20-000573 · doc1.xml · nonDerivative · entry 2 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,254 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:52 UTC | nVent Electric plc NVT · Entity 3202 | GrantOrdinary Shares - Restricted Stock Units | 5,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-000573 · doc1.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,015 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:40 UTC | nVent Electric plc NVT · Entity 3202 | Tax withholdingOrdinary Shares | 2,052 | $26.49 | $54,357.48 |
DisclosureSEC source: 0001567619-19-010306 · doc1.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,078 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| May 02, 2019 Filed Oct 4, 2019 16:56 UTC | Dauch Corp AXL · Entity 4703 | GrantCommon Stock | 8,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030128 · form4.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,711 F1 · shares: These shares represent an award of restricted stock units (RSUs) that will be settled in common stock upon vesting. The RSUs will vest on the one-year anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:33 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 3,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000842633-19-000053 · wf-form4_155691561480764.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,594 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 23:11 UTC | nVent Electric plc NVT · Entity 3202 | GrantOrdinary Shares - Restricted Stock Units | 5,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000625 · doc1.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,905 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. Read SEC document |
| October 29, 2018 Filed Oct 30, 2018 21:32 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | PurchaseCommon Stock | 7,000 | $33.38 | $233,671.20 |
DisclosureSEC source: 0001209191-18-056547 · doc4.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,330 F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $33.349 to $33.3928. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 14:32 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | PurchaseCommon Stock | 5,000 | $41.52 | $207,600.00 |
DisclosureSEC source: 0001209191-18-052528 · doc4.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,330 F1 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $41.505 to $41.53. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 21:40 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 1,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040457 · doc4.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award. F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:42 UTC | nVent Electric plc NVT · Entity 3202 | GrantOrdinary Shares - Restricted Stock Units | 5,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-022569 · doc1.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,130 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. Read SEC document |
| May 01, 2018 Filed May 2, 2018 22:21 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0000842633-18-000049 · wf-form4_152529965255735.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,360 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:44 UTC | APOGEE ENTERPRISES, INC. APOG · Entity 5131 | GrantCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026864 · doc4.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378 F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on each anniversary of the award. F2 · balance_after: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. Read SEC document |
| December 29, 2017 Filed Jan 8, 2018 21:27 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 1,046 | $26.75 | $27,980.50 |
DisclosureSEC source: 0000842633-18-000006 · wf-form4_151544681628913.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,670 Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:52 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 1,000 | $27.00 | $27,000.00 |
DisclosureSEC source: 0000842633-17-000094 · wf-form4_150704953906770.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,624 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 13:51 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 1,294 | $20.85 | $26,979.90 |
DisclosureSEC source: 0000842633-17-000080 · wf-form4_149926268459560.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,624 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:00 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 1,493 | $20.75 | $30,979.75 |
DisclosureSEC source: 0000842633-17-000053 · wf-form4_149123880902262.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,330 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 3,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · derivative · entry 14 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 1,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · derivative · entry 13 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · derivative · entry 12 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3 · derivative.exercise_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. F3 · derivative.expiration_date: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Disposition to issuerCommon Stock | 671.32 | $112.00 | $75,187.84 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 11 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k)Plan Disclosed balance after: 0 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Disposition to issuerCommon Stock | 660.553 | $112.00 | $73,981.94 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 10 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Disposition to issuerCommon Stock | 12,478 | $112.00 | $1,397,536.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 9 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Disposition to issuerCommon Stock | 16,979 | $112.00 | $1,901,648.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 8 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,478 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 16,288 | $112.00 | $1,824,256.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 7 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,457 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F4 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantCommon Stock | 6,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 6 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,745 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantCommon Stock | 6,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 5 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,149 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantCommon Stock | 10,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 4 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,264 F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F2 · shares: With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. F3 · shares: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionCommon Stock | 3,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 3 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionCommon Stock | 1,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 2 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:56 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionCommon Stock | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001378 · form.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). F1 · shares: On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:56 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 4,347 | $0.00 | $0.00 |
DisclosureSEC source: 0000842633-17-000025 · wf-form4_148856377016836.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,837 Read SEC document |
| January 30, 2017 Filed Jan 30, 2017 17:21 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | SaleCommon Stock | 8,744 | $111.03 | $970,812.22 |
DisclosureSEC source: 0001246360-17-000382 · form.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,477 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: The sale price represents the weighted average sale price of the shares sold ranging from $110.88 to $111.20 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 14:12 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 1,276 | $23.50 | $29,986.00 |
DisclosureSEC source: 0000842633-17-000006 · wf-form4_148353910778549.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,490 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 16:14 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | SaleCommon Stock | 100 | $79.87 | $7,987.00 |
DisclosureSEC source: 0001246360-16-007048 · form.xml · nonDerivative · entry 2 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,221 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 16:14 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | SaleCommon Stock | 8,644 | $79.48 | $686,996.59 |
DisclosureSEC source: 0001246360-16-007048 · form.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,321 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · shares: The sale price represents the weighted average sale price of the shares sold ranging from $78.87 to $79.84 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 12:42 UTC | TRIMAS CORP TRS · Entity 4738 | GrantCommon Stock | 1,612 | $18.61 | $29,999.32 |
DisclosureSEC source: 0000842633-16-000266 · wf-form4_147558493423862.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,214 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:14 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006815 · form.xml · derivative · entry 3 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,917 Underlying: Common Stock · 959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: Restricted share units vest 33 1/3% per year commencing on September 15, 2016. F2 · derivative.expiration_date: Restricted share units vest 33 1/3% per year commencing on September 15, 2016. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:14 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 467 | $81.76 | $38,181.92 |
DisclosureSEC source: 0001246360-16-006815 · form.xml · nonDerivative · entry 2 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,965 F3 · shares: Represents the aggregate number of shares of common stock of the issuer sold to cover taxes due upon vesting of the restricted share units reported in Column 4 on the originally filed Form 4. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:14 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006815 · form.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 16:07 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantRestricted Share Unit · Derivative | 3,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006759 · form.xml · derivative · entry 1 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,306 Underlying: Common Stock · 3,306 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: Restricted share units vest 33 1/3% per year commencing on September 13, 2017. F2 · derivative.expiration_date: Restricted share units vest 33 1/3% per year commencing on September 13, 2017. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 20:35 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionRestricted Share Unit · Derivative | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006733 · form.xml · derivative · entry 4 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: Restricted share units vest fully 3 years from the date of grant. F3 · derivative.expiration_date: Restricted share units vest fully 3 years from the date of grant. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 20:35 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 10,461 | $80.93 | $846,608.73 |
DisclosureSEC source: 0001246360-16-006733 · form.xml · nonDerivative · entry 3 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,329 F4 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 20:35 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | GrantCommon Stock | 18,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006733 · form.xml · nonDerivative · entry 2 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,790 F2 · shares: The vesting of the 18,022 share grant is generally subject to the achievement of certain performance metrics and the continued employment of the reporting person. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 20:35 UTC | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Exercise / conversionCommon Stock | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006733 · form.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted share unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| September 10, 2016 Filed Sep 19, 2016 14:14 UTC Amendment | HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR · Entity 177647 | Tax withholdingCommon Stock | 10,317 | $80.93 | $834,954.81 |
DisclosureSEC source: 0001246360-16-006790 · form.xml · nonDerivative · entry 1 Parker Herbert K · CIK 0001436496 · EVP, Operational Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,473 F1 · kind: This amended Form 4 is being filed to correct an error in Table I in the previous Form 4 filing of the reporting person, as the number of shares withheld to cover taxes due upon vesting of the restricted share units previously reported was estimated. This amended Form 4 includes the final number of shares withheld to cover taxes. No other changes were made to the previously filed Form 4. F2 · shares: Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4 on the originally filed Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.