Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IES Holdings, Inc.IESC · Entity 3458 | SVP, GC & Secretary | September 11, 2019 | September 13, 2019 |
| OMEGA HEALTHCARE INVESTORS INCOHI · Entity 3362 | CHIEF LEGAL OFFICER | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IES Holdings, Inc.
Report date September 11, 2019 · Filed September 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,914 |
Ending reported balance
After 2019-09-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-11 · Exercise / conversion · Acquired 12,500 · Balance 62,308 F1: Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated, the "Plan"). Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,000 · Balance 67,308 F1: Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated, the "Plan"). Row 3 · 2019-09-11 · Tax withholding · Disposed 9,394 · Balance 57,914 F2: Represents (i) 3,733 shares withheld to satisfy withholding tax liability resulting from the options exercise; and (ii) 5,661 shares withheld for payment of the exercise price of the shares underlying the stock options, each in accordance with the terms of the reporting person's award agreements under the Plan. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.76 · Expires 2023-05-01 | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-11 · Exercise / conversion · Disposed 12,500 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.27 · Expires 2025-01-14 | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-09-11 · Exercise / conversion · Disposed 5,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated, the "Plan").
F2: Represents (i) 3,733 shares withheld to satisfy withholding tax liability resulting from the options exercise; and (ii) 5,661 shares withheld for payment of the exercise price of the shares underlying the stock options, each in accordance with the terms of the reporting person's award agreements under the Plan.
OMEGA HEALTHCARE INVESTORS INC
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Profits Interest UnitsSEC Table II · derivative / convertible security | Direct | 65,857 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Exercise / conversion · Disposed 14,862 · Balance 65,857 F1: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2026 based on the Absolute Total Shareholder Return for the 2023-2025 performance period, subject to continued employment and accelerated vesting under certain circumstances, as certified by the Compensation Committee on January 8, 2026. |
| Profits Interest UnitsSEC Table II · derivative / convertible security | Direct | 60,237 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Exercise / conversion · Disposed 5,620 · Balance 60,237 F1: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F4: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2026 based on the Relative Total Shareholder Return for the 2023-2025 performance period, subject to continued employment and accelerated vesting under certain circumstances, as certified by the Compensation Committee on January 8, 2026. |
| OP UnitsSEC Table II · derivative / convertible security | Direct | 259,852 |
Reported balance
After 2026-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-30 · Exercise / conversion · Acquired 14,862 · Balance 259,852 F2: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. |
| OP UnitsSEC Table II · derivative / convertible security | Direct | 265,472 |
Reported balance
After 2026-09-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-30 · Exercise / conversion · Acquired 5,620 · Balance 265,472 F2: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements.
F2: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date.
F3: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2026 based on the Absolute Total Shareholder Return for the 2023-2025 performance period, subject to continued employment and accelerated vesting under certain circumstances, as certified by the Compensation Committee on January 8, 2026.
F4: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2026 based on the Relative Total Shareholder Return for the 2023-2025 performance period, subject to continued employment and accelerated vesting under certain circumstances, as certified by the Compensation Committee on January 8, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2023 Filed Jan 3, 2024 17:52 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionOP Units · Derivative | 7,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-000191 · form4-01032024_050156.xml · derivative · entry 2 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,808 Underlying: Common Stock · 7,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.exercise_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.expiration_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 17:52 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionProfits Interest Units · Derivative | 7,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-000191 · form4-01032024_050156.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,220 Underlying: OP Units · 7,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3 · derivative.exercise_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. F3 · derivative.expiration_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. Read SEC document |
| December 31, 2023 Filed Apr 3, 2024 00:13 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantCommon Stock | 142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-009882 · form4-04032024_120421.xml · nonDerivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,142 F1 · date: Includes 142 shares acquired as of December 31, 2023 under a dividend reinvestment plan F1 · shares: Includes 142 shares acquired as of December 31, 2023 under a dividend reinvestment plan F1 · price: Includes 142 shares acquired as of December 31, 2023 under a dividend reinvestment plan Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 00:29 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionOP Units · Derivative | 7,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013779 · form4-10032023_121059.xml · derivative · entry 2 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,140 Underlying: Common Stock · 7,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.exercise_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.expiration_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 00:29 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionProfits Interest Units · Derivative | 7,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-013779 · form4-10032023_121059.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,888 Underlying: OP Units · 7,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3 · derivative.exercise_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. F3 · derivative.expiration_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 20:54 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionOP Units · Derivative | 7,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010477 · form4-06302023_080621.xml · derivative · entry 2 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,472 Underlying: Common Stock · 7,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.exercise_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.expiration_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 20:54 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionProfits Interest Units · Derivative | 7,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010477 · form4-06302023_080621.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,556 Underlying: OP Units · 7,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one (1) unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3 · derivative.exercise_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. F3 · derivative.expiration_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 18:44 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionOP Units · Derivative | 7,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005930 · form4-04042023_060403.xml · derivative · entry 2 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,803 Underlying: Common Stock · 7,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.exercise_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.expiration_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 18:44 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionProfits Interest Units · Derivative | 7,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005930 · form4-04042023_060403.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,225 Underlying: OP Units · 7,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3 · derivative.exercise_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. F3 · derivative.expiration_date: Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2023 based on the performance for the 2020-2022 performance period, subject to continued employment and accelerated vesting under certain circumstances. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:21 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantProfits Interest Units · Derivative | 15,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000969 · form4-01132023_090125.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,894 Underlying: OP Units · 15,408 shares Expires not disclosed F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one (1) unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one (1) share of Issuer common stock, or at the Issuer's election, one (1) share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3 · derivative.exercise_date: Subject to three-year vesting cliff on 12/31/2025 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. OP Units do not expire. F3 · derivative.expiration_date: Subject to three-year vesting cliff on 12/31/2025 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. OP Units do not expire. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:35 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantProfits Interest Units · Derivative | 30,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000821 · form4-01112023_090105.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,486 Underlying: OP Units · 30,674 shares Expires not disclosed F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one (1) unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. OP Units do not expire. F2 · derivative.exercise_price: The PIUs have been earned, but not yet vested, based on Relative Total Shareholder Return for the 2020-2022 performance period, as certified by the Compensation Committee on January 9, 2023. F3 · derivative.exercise_date: 25% of the PIUs earned based on the 2020-2022 performance period will vest at the end of each quarter of 2023, subject to continued employment and accelerated vesting upon certain events. F3 · derivative.expiration_date: 25% of the PIUs earned based on the 2020-2022 performance period will vest at the end of each quarter of 2023, subject to continued employment and accelerated vesting upon certain events. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:17 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionOP Units · Derivative | 7,134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000300 · form4-01042023_090101.xml · derivative · entry 2 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,134 Underlying: Common Stock · 7,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.exercise_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F2 · derivative.expiration_date: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:17 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | Exercise / conversionProfits Interest Units · Derivative | 7,134 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000300 · form4-01042023_090101.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,812 Underlying: OP Units · 7,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3 · derivative.exercise_date: Represents PIUs subject to a three-year, time-based vesting into OP Units that were granted in 2020, subject to continued employment, certain tax-related conditions, and accelerated vesting under certain circumstances. F3 · derivative.expiration_date: Represents PIUs subject to a three-year, time-based vesting into OP Units that were granted in 2020, subject to continued employment, certain tax-related conditions, and accelerated vesting under certain circumstances. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 22:00 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantProfits Interest Units · Derivative | 11,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-000577 · form4-01142022_020115.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · CHIEF LEGAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,946 Underlying: OP Units · 11,957 shares Expires not disclosed F1 · derivative.exercise_price: Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. F2 · derivative.exercise_price: Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. F3 · derivative.exercise_date: Subject to three-year cliff vesting on 12/31/2024 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. OP Units do not expire. F4 · derivative.expiration_date: Subject to three-year cliff vesting on 12/31/2024 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. OP Units do not expire. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 16:33 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | PurchaseCommon Stock | 1,000 | $28.73 | $28,730.00 |
DisclosureSEC source: 0001127602-21-029400 · form4.xml · nonDerivative · entry 1 Makode Gail D · CIK 0001560811 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: The shares were purchased by the reporting person in a single block trade at $28.73. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 17:24 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantProfit Interest Units · Derivative | 8,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002218 · form4.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,989 Underlying: OP Units · 8,855 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant of Profits Interest Units ("Profits Units") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each Profits Unit represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. F2 · derivative.exercise_date: Subject to three-year cliff vesting on 12/31/2023 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. OP Units do not expire. F2 · derivative.expiration_date: Subject to three-year cliff vesting on 12/31/2023 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. OP Units do not expire. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 21:14 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantProfit Interest Units · Derivative | 7,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001540 · form4.xml · derivative · entry 1 Makode Gail D · CIK 0001560811 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,134 Underlying: OP Units · 7,134 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant of Profits Interest Units ("Profits Units") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each Profits Unit represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. OP Units do not expire. F2 · derivative.exercise_date: Subject to three-year cliff vesting on 12/31/2022 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. F2 · derivative.expiration_date: Subject to three-year cliff vesting on 12/31/2022 and subject to continued employment on the vesting date with certain exceptions for qualifying termination of employment. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 22:40 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.27 | $0.00 |
DisclosureSEC source: 0000899243-19-023578 · doc4.xml · derivative · entry 5 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2025-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 22:40 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0000899243-19-023578 · doc4.xml · derivative · entry 4 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 22:40 UTC | IES Holdings, Inc. IESC · Entity 3458 | Tax withholdingCommon Stock | 9,394 | $19.14 | $179,801.16 |
DisclosureSEC source: 0000899243-19-023578 · doc4.xml · nonDerivative · entry 3 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,914 F2 · shares: Represents (i) 3,733 shares withheld to satisfy withholding tax liability resulting from the options exercise; and (ii) 5,661 shares withheld for payment of the exercise price of the shares underlying the stock options, each in accordance with the terms of the reporting person's award agreements under the Plan. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 22:40 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionCommon Stock | 5,000 | $7.27 | $36,350.00 |
DisclosureSEC source: 0000899243-19-023578 · doc4.xml · nonDerivative · entry 2 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated, the "Plan"). Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 22:40 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionCommon Stock | 12,500 | $5.76 | $72,000.00 |
DisclosureSEC source: 0000899243-19-023578 · doc4.xml · nonDerivative · entry 1 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents common stock received from the exercise of stock options granted pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan (as amended and restated, the "Plan"). Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:05 UTC | IES Holdings, Inc. IESC · Entity 3458 | Tax withholdingCommon Stock | 14,848 | $17.09 | $253,752.32 |
DisclosureSEC source: 0001560811-18-000001 · primary_doc.xml · nonDerivative · entry 2 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,808 F2 · security: Represents shares withheld to satisfy withholding tax liability resulting from the vesting of Performance Units delivered pursuant to the 2006 Equity Incentive Plan. Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 00:05 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 32,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001560811-18-000001 · primary_doc.xml · nonDerivative · entry 1 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,656 F1 · security: On October 2, 2015, Ms. Makode was granted an award of 60,000 Performance Units, pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each Performance Unit represented a contractual right in respect of one share of the Issuer's common stock. The Performance Units were to become vested, if at all, upon the achievement of certain specified financial performance objectives and the continued performance of services through the date that the Company filed its Annual Report on Form 10-K for its fiscal year ended September 30, 2018 (the "Annual Report"). On December 7, 2018, upon the filing of the Annual Report, the performance criteria were determined to have been partially met, resulting in vesting of 32,015 Performance Units under this award. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 22:23 UTC | IES Holdings, Inc. IESC · Entity 3458 | Tax withholdingCommon Stock | 3,251 | $15.15 | $49,252.65 |
DisclosureSEC source: 0001408176-18-000009 · primary_doc.xml · nonDerivative · entry 1 Makode Gail D · CIK 0001560811 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,641 F1 · security: Represents shares withheld to satisfy withholding tax liability resulting from the vesting of Restricted Stock delivered pursuant to the 2006 Equity Incentive Plan (as amended and restated). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.