Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GIBRALTAR INDUSTRIES, INC.ROCK · Entity 4801 | VP, CHRO | September 30, 2026 | October 01, 2026 |
| STEPAN COSCL · Entity 4733 | VP, CHRO | February 17, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GIBRALTAR INDUSTRIES, INC.
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit (2018 MSPP Match)SEC Table II · derivative / convertible security | Direct | 2,628.41 |
Reported balance
After 2026-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-30 · Grant · Acquired 95.82 · Balance 2,628.41 F1: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary and annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan. F2: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company. F3: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary pursuant to the Company's 2018 Management Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 13,418 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,418 |
| Restricted Stock Unit (2018 MSPP)SEC Table II · derivative / convertible security | Direct | 866.44 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 866.44 F4: Represents restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan. F5: Restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary and annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan.
F2: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company.
F3: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary pursuant to the Company's 2018 Management Stock Purchase Plan.
F4: Represents restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan.
F5: Restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company.
STEPAN CO
Report date February 17, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Esop II Trust | 364.567 |
Reported balance
After 2023-02-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-02-17 · Grant · Acquired 90.31 · Balance 364.567 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2021 Filed May 11, 2021 19:04 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 378 | $137.27 | $51,888.44 |
DisclosureSEC source: 0001127602-21-016206 · form4.xml · nonDerivative · entry 4 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144.25 F4 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $137.12 to $137.31, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:04 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 278 | $137.32 | $38,173.57 |
DisclosureSEC source: 0001127602-21-016206 · form4.xml · nonDerivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,522.25 F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs. Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:04 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 1,344 | $137.32 | $184,551.36 |
DisclosureSEC source: 0001127602-21-016206 · form4.xml · nonDerivative · entry 2 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800.25 F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Read SEC document |
| May 07, 2021 Filed May 11, 2021 19:04 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 2,000 | $92.29 | $184,580.00 |
DisclosureSEC source: 0001127602-21-016206 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Stock Appreciation Rights ("SARS") were settled in shares of common stock as per the terms of the award. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 19:35 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 6.146 | $128.49 | $789.70 |
DisclosureSEC source: 0001127602-21-011010 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594.397 Underlying: Common Stock · 6.146 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 15, 2021 Filed Jul 7, 2021 17:34 UTC Amendment | STEPAN CO SCL · Entity 4733 | OtherShare Units · Derivative | 6.146 | $128.49 | $789.70 |
DisclosureSEC source: 0001127602-21-021665 · form4a.xml · derivative · entry 2 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594.397 Underlying: Common Stock · 6.146 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F1 · kind: This Form 4/A revises the transaction codes previously reported on the reporting person's Form 4 filed on March 17, 2021. The transactions were not required to be reported and are exempt under Rule 16a-11. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 11, 2021 Filed Mar 17, 2021 19:35 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 1.657 | $129.51 | $214.59 |
DisclosureSEC source: 0001127602-21-011010 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144.25 Read SEC document |
| March 11, 2021 Filed Jul 7, 2021 17:34 UTC Amendment | STEPAN CO SCL · Entity 4733 | OtherCommon Stock | 1.657 | $129.51 | $214.59 |
DisclosureSEC source: 0001127602-21-021665 · form4a.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144.25 F1 · kind: This Form 4/A revises the transaction codes previously reported on the reporting person's Form 4 filed on March 17, 2021. The transactions were not required to be reported and are exempt under Rule 16a-11. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionPerformance Shares · Derivative | 515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006840 · form4.xml · derivative · entry 7 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020. F6 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F6 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1,228.053 | $123.73 | $151,947.00 |
DisclosureSEC source: 0001127602-21-006840 · form4.xml · derivative · entry 6 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,588.251 Underlying: Common Stock · 1,228.053 shares Expires not disclosed F4 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F5 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006840 · form4.xml · derivative · entry 5 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Underlying: Common Stock · 970 shares Expires not disclosed F3 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. F3 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. F3 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company common stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2023. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 3,700 | $0.00 Strike: $123.73 | $0.00 |
DisclosureSEC source: 0001127602-21-006840 · form4.xml · derivative · entry 4 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Underlying: Common Stock · 3,700 shares Expires 2031-02-16 F2 · derivative.exercise_date: Vests ratably over three years beginning on date shown. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 1,233 | $0.00 Strike: $123.73 | $0.00 |
DisclosureSEC source: 0001127602-21-006840 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233 Underlying: Common Stock · 1,233 shares Expires 2031-02-16 F2 · derivative.exercise_date: Vests ratably over three years beginning on date shown. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 73.968 | $123.65 | $9,146.14 |
DisclosureSEC source: 0001127602-21-006840 · form4.xml · nonDerivative · entry 2 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 191.816 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:14 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-006840 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,142.593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance shares vested upon Stepan Company achieving certain financial targets by December 31, 2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:40 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 3.465 | $119.43 | $413.82 |
DisclosureSEC source: 0001127602-20-031840 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360.198 Underlying: Common Stock · 3.465 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| December 11, 2020 Filed Dec 17, 2020 22:40 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 1.81 | $118.25 | $214.04 |
DisclosureSEC source: 0001127602-20-031840 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,696.403 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Option (Right to Buy) · Derivative | 418 | $0.00 Strike: $81.63 | $0.00 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · derivative · entry 9 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211 Underlying: Common Stock · 418 shares Expires 2028-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionStock Appreciation Right · Derivative | 1,256 | $0.00 Strike: $81.63 | $0.00 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · derivative · entry 8 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630 Underlying: Common Stock · 1,256 shares Expires 2028-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 224 | $118.26 | $26,491.14 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 6 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018.783 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | SaleCommon Stock | 418 | $118.25 | $49,427.25 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 5 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242.783 Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 418 | $81.63 | $34,121.34 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 4 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,692.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 165 | $118.25 | $19,511.25 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,660.783 F3 · kind: Withholding of shares to satisfy tax liability on exercise of SARs. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | Disposition to issuerCommon Stock | 867 | $118.25 | $102,522.75 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 2 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,825.783 F2 · kind: Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 20:26 UTC | STEPAN CO SCL · Entity 4733 | Exercise / conversionCommon Stock | 1,256 | $81.63 | $102,527.28 |
DisclosureSEC source: 0001127602-20-031165 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,274.783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Stock Appreciation Rights ("SARS") were settled in shares of common stock as per the terms of the award. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:53 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 3.2 | $116.32 | $372.22 |
DisclosureSEC source: 0001127602-20-025338 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,356.733 Underlying: Common Stock · 3.2 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 21:53 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 1.643 | $117.18 | $192.53 |
DisclosureSEC source: 0001127602-20-025338 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,692.783 Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 19:14 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 144 | $107.47 | $15,475.68 |
DisclosureSEC source: 0001127602-20-022086 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,691.14 F1 · kind: The transaction reported reflects the withholding of shares from the restricted stock vested on July 23, 2020, which were reported on the Form 4 filed for the reporting person on July 23, 2019. Withholding of these shares were applied to the reporting person's account on the transaction date shown. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:13 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 3.863 | $96.08 | $371.16 |
DisclosureSEC source: 0001127602-20-019851 · form4.xml · derivative · entry 4 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353.533 Underlying: Common Stock · 3.863 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| June 11, 2020 Filed Jun 17, 2020 16:13 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 1.013 | $95.86 | $97.11 |
DisclosureSEC source: 0001127602-20-019851 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834.127 Read SEC document |
| March 13, 2020 Filed Jun 17, 2020 16:13 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 4.457 | $82.99 | $369.89 |
DisclosureSEC source: 0001127602-20-019851 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,349.67 Underlying: Common Stock · 4.457 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 11, 2020 Filed Mar 16, 2020 16:02 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 1.239 | $78.10 | $96.77 |
DisclosureSEC source: 0001127602-20-010720 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,833.114 Read SEC document |
| February 24, 2020 Filed Feb 27, 2020 00:18 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 79.562 | $98.37 | $7,826.51 |
DisclosureSEC source: 0001127602-20-008023 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 116.524 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:43 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 580.789 | $102.26 | $59,391.48 |
DisclosureSEC source: 0001127602-20-006872 · form4.xml · derivative · entry 4 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345.213 Underlying: Common Stock · 580.789 shares Expires not disclosed F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F4 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:43 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 1,173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006872 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173 Underlying: Common Stock · 1,173 shares Expires not disclosed F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. F2 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2022. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:43 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 5,207 | $0.00 Strike: $102.30 | $0.00 |
DisclosureSEC source: 0001127602-20-006872 · form4.xml · derivative · entry 2 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,207 Underlying: Common Stock · 5,207 shares Expires 2030-02-18 F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 19:43 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 1,736 | $0.00 Strike: $102.30 | $0.00 |
DisclosureSEC source: 0001127602-20-006872 · form4.xml · derivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736 Underlying: Common Stock · 1,736 shares Expires 2030-02-18 F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 17:55 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 2.127 | $98.53 | $209.57 |
DisclosureSEC source: 0001127602-19-034988 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764.424 Underlying: Common Stock · 2.127 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| December 11, 2019 Filed Dec 16, 2019 17:55 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 0.985 | $97.96 | $96.49 |
DisclosureSEC source: 0001127602-19-034988 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,831.875 Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 22:51 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 1.922 | $98.90 | $190.09 |
DisclosureSEC source: 0001127602-19-028599 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762.297 Underlying: Common Stock · 1.922 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 22:51 UTC | STEPAN CO SCL · Entity 4733 | PurchaseCommon Stock | 0.89 | $98.32 | $87.50 |
DisclosureSEC source: 0001127602-19-028599 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830.89 Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 19:56 UTC | STEPAN CO SCL · Entity 4733 | Tax withholdingCommon Stock | 140 | $93.49 | $13,088.60 |
DisclosureSEC source: 0001127602-19-025201 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830 F1 · kind: The transaction reported reflects the withholding of shares from the restricted stock vested on July 23, 2019, which were reported on the Form 4 filed for the reporting person on July 25, 2018. Withholding of these shares were applied to the reporting person's account on the transaction date shown. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:50 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 2.066 | $91.76 | $189.58 |
DisclosureSEC source: 0001127602-19-022030 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760.375 Underlying: Common Stock · 2.066 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| March 15, 2019 Filed Jun 18, 2019 20:50 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 2.124 | $89.03 | $189.10 |
DisclosureSEC source: 0001127602-19-022030 · form4.xml · derivative · entry 2 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758.309 Underlying: Common Stock · 2.124 shares Expires not disclosed F2 · security: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F5 · price: Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. F4 · derivative.exercise_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. F4 · derivative.expiration_date: Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | STEPAN CO SCL · Entity 4733 | GrantShare Units · Derivative | 756.185 | $92.57 | $70,000.05 |
DisclosureSEC source: 0001127602-19-007745 · form4.xml · derivative · entry 5 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756.185 Underlying: Common Stock · 756.185 shares Expires not disclosed F3 · derivative.exercise_price: Share Units convert on a one-for-one basis into Common Stock. F4 · derivative.exercise_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. F4 · derivative.expiration_date: Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 1,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-007745 · form4.xml · derivative · entry 4 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 1,300 shares Expires not disclosed F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. F2 · price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2021. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Appreciation Right · Derivative | 5,062 | $0.00 Strike: $92.29 | $0.00 |
DisclosureSEC source: 0001127602-19-007745 · form4.xml · derivative · entry 3 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,062 Underlying: Common Stock · 5,062 shares Expires 2029-02-19 F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | STEPAN CO SCL · Entity 4733 | GrantStock Option (Right to Buy) · Derivative | 1,687 | $0.00 Strike: $92.29 | $0.00 |
DisclosureSEC source: 0001127602-19-007745 · form4.xml · derivative · entry 2 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,687 Underlying: Common Stock · 1,687 shares Expires 2029-02-19 F1 · derivative.exercise_date: Vests ratably over three years beginning on date shown. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:46 UTC | STEPAN CO SCL · Entity 4733 | GrantCommon Stock | 36.566 | $92.29 | $3,374.68 |
DisclosureSEC source: 0001127602-19-007745 · form4.xml · nonDerivative · entry 1 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Indirect · By Esop II Trust Disclosed balance after: 36.566 Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 21:04 UTC | STEPAN CO SCL · Entity 4733 | GrantPerformance Shares · Derivative | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023847 · form4.xml · derivative · entry 4 Catlett Janet Anne · CIK 0001747846 · VP, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515 Underlying: Common Stock · 515 shares Expires not disclosed F2 · derivative.exercise_price: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F2 · derivative.exercise_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. F2 · derivative.expiration_date: Each performance share represents a contingent right to receive 1 share of Stepan Company Stock. The performance shares vest upon Stepan Company achieving certain financial targets by December 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.