person · Reporting owner
COUGHLIN CHRISTOPHER J
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTENE CORPCNC · Entity 3133 | Director | September 30, 2026 | September 30, 2026 |
| DUN & BRADSTREET CORP/NWDNB · Entity 160376 | Director | March 10, 2017 | March 13, 2017 |
| HOLOGIC INCHOLX · Entity 12463 | Director | March 08, 2017 | March 09, 2017 |
| Prestige Consumer Healthcare Inc.PBH · Entity 4350 | Director | August 02, 2022 | August 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTENE CORP
Report date September 30, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,293.926 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 583 · Balance 19,293.926 F1: Ownership includes 3,992 shares of previously-granted restricted stock units subject to vesting requirements. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 30,054 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,054 F2: Owned by a grantor retained annuity trust for the benefit of Mr. Coughlin and his adult children, of which Mr. Coughlin is the sole trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Ownership includes 3,992 shares of previously-granted restricted stock units subject to vesting requirements.
F2: Owned by a grantor retained annuity trust for the benefit of Mr. Coughlin and his adult children, of which Mr. Coughlin is the sole trustee.
DUN & BRADSTREET CORP/NW
Report date March 10, 2017 · Filed March 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,535.9103 |
Reported balance
After 2017-03-10 transaction · row 1
1 source rowRow 1 · 2017-03-10 · Grant · Acquired 74.6525 · Balance 16,535.9103 F1: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. |
| Phantom Stock Units - Deferred CompensationSEC Table II · derivative / convertible security | Direct | 38,317.104 |
Reported balance
After 2017-03-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-10 · Grant · Acquired 175.08 · Balance 38,317.104 F3: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan"). F4: Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $107.80 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.67 units. F5: The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from the transaction date. F6: These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors. |
| Common StockSEC Table I · non-derivative | IndirectHELD BY WIFE | 800 |
Reported balance
Holding disclosure · report date 2017-03-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 800 F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan").
F4: Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $107.80 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.67 units.
F5: The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from the transaction date.
F6: These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors.
HOLOGIC INC
Report date March 08, 2017 · Filed March 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,633 |
Ending reported balance
After 2017-03-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-08 · Exercise / conversion · Acquired 2,427 · Balance 5,427 F1: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting. Row 2 · 2017-03-08 · Grant · Acquired 2,206 · Balance 7,633 F2: Represents RSUs which vest on the date of the 2018 Annual Meeting of Stockholders and are settled in shares of common stock. F1: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting. |
| Restricted Stock Unit Award (Right To Receive)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-08 · Exercise / conversion · Disposed 2,427 · Balance 0 F1: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting. F3: These RSUs vest and convert into shares of common stock on the date of the 2017 Annual Meeting of Stockholders. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.92 · Expires 2027-03-08 | Direct | 6,816 |
Reported balance
After 2017-03-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-03-08 · Grant · Acquired 6,816 · Balance 6,816 F4: Options become exercisable on the date of the 2018 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting.
F2: Represents RSUs which vest on the date of the 2018 Annual Meeting of Stockholders and are settled in shares of common stock.
F3: These RSUs vest and convert into shares of common stock on the date of the 2017 Annual Meeting of Stockholders.
F4: Options become exercisable on the date of the 2018 Annual Meeting of Stockholders.
Prestige Consumer Healthcare Inc.
Report date August 02, 2022 · Filed August 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 13,218 |
Reported balance
After 2022-08-02 transaction · row 1
1 source rowRow 1 · 2022-08-02 · Grant · Acquired 2,495 · Balance 13,218 F1: The Reporting Person received 2,495 restricted stock units (equal to $150,000 divided by the closing stock price of $60.12on August 2, 2022) in connection with the Issuer's director compensation program. The restricted stock units vest on August 2, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received 2,495 restricted stock units (equal to $150,000 divided by the closing stock price of $60.12on August 2, 2022) in connection with the Issuer's director compensation program. The restricted stock units vest on August 2, 2023.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALEXION PHARMACEUTICALS, INC.
Report date July 21, 2021 · Filed July 23, 2021
Section 16 reporting ended · disclosed 2021-07-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 1
1 source rowRow 1 · 2021-07-21 · Disposition to issuer · Disposed 42,347 · Balance 0 F1: Represents shares of Alexion common stock disposed in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated as of December 12, 2020, by and among Alexion and AstraZeneca PLC. In accordance with the Merger Agreement, upon the First Effective Time (as defined in the Merger Agreement), each share of Alexion common stock was converted into the right to receive (i) 2.1423 American Depositary Shares (ADSs) of AstraZeneca PLC and (ii) $60.00 in cash (the "Merger Consideration"). Upon the First Effective Time, 2,495 restricted stock units were fully vested and cancelled and converted into the right to receive the Merger Consideration with respect to each share of Alexion common stock subject to such restricted stock units. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $138.86 · Expires 2026-05-11 | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-21 · Disposition to issuer · Disposed 2,294 · Balance 0 F2: Upon the First Effective Time, these options were cancelled and converted into the right to receive the product obtained by multiplying (A) the excess, if any, of the value of the Merger Consideration over the exercise price per share of the Alexion common stock subject to such options immediately prior to the First Effective Time by (B) the number of shares of Alexion common stock subject to such option immediately prior to the First Effective Time by (ii) the value of the Merger Consideration. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $167.97 · Expires 2024-07-22 | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-21 · Disposition to issuer · Disposed 2,706 · Balance 0 F2: Upon the First Effective Time, these options were cancelled and converted into the right to receive the product obtained by multiplying (A) the excess, if any, of the value of the Merger Consideration over the exercise price per share of the Alexion common stock subject to such options immediately prior to the First Effective Time by (B) the number of shares of Alexion common stock subject to such option immediately prior to the First Effective Time by (ii) the value of the Merger Consideration. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $155.01 · Expires 2025-05-06 | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-07-21 · Disposition to issuer · Disposed 2,343 · Balance 0 F2: Upon the First Effective Time, these options were cancelled and converted into the right to receive the product obtained by multiplying (A) the excess, if any, of the value of the Merger Consideration over the exercise price per share of the Alexion common stock subject to such options immediately prior to the First Effective Time by (B) the number of shares of Alexion common stock subject to such option immediately prior to the First Effective Time by (ii) the value of the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Alexion common stock disposed in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated as of December 12, 2020, by and among Alexion and AstraZeneca PLC. In accordance with the Merger Agreement, upon the First Effective Time (as defined in the Merger Agreement), each share of Alexion common stock was converted into the right to receive (i) 2.1423 American Depositary Shares (ADSs) of AstraZeneca PLC and (ii) $60.00 in cash (the "Merger Consideration"). Upon the First Effective Time, 2,495 restricted stock units were fully vested and cancelled and converted into the right to receive the Merger Consideration with respect to each share of Alexion common stock subject to such restricted stock units.
F2: Upon the First Effective Time, these options were cancelled and converted into the right to receive the product obtained by multiplying (A) the excess, if any, of the value of the Merger Consideration over the exercise price per share of the Alexion common stock subject to such options immediately prior to the First Effective Time by (B) the number of shares of Alexion common stock subject to such option immediately prior to the First Effective Time by (ii) the value of the Merger Consideration.
Allergan plc
Report date May 08, 2020 · Filed May 12, 2020
Section 16 reporting ended · disclosed 2020-05-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 26,080 |
Reported balance
After 2020-05-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-05-08 · Disposition to issuer · Disposed 471 · Balance 26,080 F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share. |
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | IndirectBy family trust | 16,542 |
Reported balance
After 2020-05-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-05-08 · Disposition to issuer · Disposed 9,538 · Balance 16,542 F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share. |
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-05-08 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-05-08 · Disposition to issuer · Disposed 16,532 · Balance 0 F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $90.22 · Expires 2023-08-14 | Direct | 0 |
Reported balance
After 2020-05-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-05-08 · Disposition to issuer · Disposed 2,790 · Balance 0 F3: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. F2: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $73.14 · Expires 2022-08-22 | Direct | 0 |
Reported balance
After 2020-05-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-05-08 · Disposition to issuer · Disposed 3,691 · Balance 0 F3: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. F2: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $70.79 · Expires 2021-08-22 | Direct | 0 |
Reported balance
After 2020-05-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-05-08 · Disposition to issuer · Disposed 9,446 · Balance 0 F3: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. F2: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.
F2: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020.
F3: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement.
Karuna Therapeutics, Inc.
Report date March 18, 2024 · Filed March 18, 2024
Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-03-18 transaction · row 1
1 source rowRow 1 · 2024-03-18 · Disposition to issuer · Disposed 990 · Balance 0 F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax. F2: Represents restricted stock units ("RSUs"), each representing a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding RSU, whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), was cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such RSU immediately prior to the effective time of the Merger, multiplied by (ii) the Merger Consideration. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.65 · Expires 2030-04-23 | Direct | 0 |
Reported balance
After 2024-03-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-03-18 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax. F3: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option. F4: These Options are fully vested. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $128.01 · Expires 2031-06-15 | Direct | 0 |
Reported balance
After 2024-03-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-18 · Disposition to issuer · Disposed 8,500 · Balance 0 F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax. F3: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option. F4: These Options are fully vested. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $102.96 · Expires 2032-06-14 | Direct | 0 |
Reported balance
After 2024-03-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-18 · Disposition to issuer · Disposed 5,000 · Balance 0 F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax. F3: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option. F4: These Options are fully vested. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $193.19 · Expires 2033-01-02 | Direct | 0 |
Reported balance
After 2024-03-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-18 · Disposition to issuer · Disposed 976 · Balance 0 F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax. F3: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option. F4: These Options are fully vested. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $237.70 · Expires 2033-06-19 | Direct | 0 |
Reported balance
After 2024-03-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-18 · Disposition to issuer · Disposed 1,904 · Balance 0 F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax. F3: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option. F5: These Options originally provided for vesting upon the earlier of (i) June 20, 2024, and (ii) the 2024 annual meeting of the Issuer's stockholders, subject to continued service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers. At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.
F2: Represents restricted stock units ("RSUs"), each representing a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding RSU, whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), was cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such RSU immediately prior to the effective time of the Merger, multiplied by (ii) the Merger Consideration.
F3: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.
F4: These Options are fully vested.
F5: These Options originally provided for vesting upon the earlier of (i) June 20, 2024, and (ii) the 2024 annual meeting of the Issuer's stockholders, subject to continued service through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 24, 2021 16:36 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 1,962 | $0.00 | $0.00 |
DisclosureSEC source: 0000899866-21-000047 · wf-form4_162188855020732.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,618 F1 · shares: Award of Restricted Stock Units under the 2017 Incentive Plan. Shares issuable pursuant to the Restricted Stock Units vest in their entirety on the first anniversary of the grant date. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:23 UTC | Prestige Consumer Healthcare Inc. PBH · Entity 4350 | GrantCommon Stock, par value $0.01 per share | 3,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-091547 · tm2023357d4_4.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,915 F1 · shares: The Reporting Person received 3,732 restricted stock units (equal to $145,000 divided by the closing stock price of $38.86 on August 4, 2020) in connection with the Issuer's director compensation program. The restricted stock units vest immediately upon grant and will be settled by delivery to the Reporting Person of one share of common stock of the Issuer for each vested restricted stock unit promptly following the earliest of (i) the Reporting Person's death, (ii) the Reporting Person's separation from service or (iii) change in control. Read SEC document |
| May 14, 2020 Filed May 18, 2020 17:15 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 2,774 | $0.00 | $0.00 |
DisclosureSEC source: 0000899866-20-000046 · wf-form4_158983652588830.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,656 F2 · shares: Award of Restricted Stock Units under the 2017 Incentive Plan. Shares issuable pursuant to the Restricted Stock Units vest as to 25% on a quarterly basis. These Restricted Stock Units were issued in lieu of the annual cash retainer that the director was entitled to receive for service as a director. Read SEC document |
| May 14, 2020 Filed May 18, 2020 17:15 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 3,468 | $0.00 | $0.00 |
DisclosureSEC source: 0000899866-20-000046 · wf-form4_158983652588830.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,882 F1 · shares: Award of Restricted Stock Units under the 2017 Incentive Plan. Shares issuable pursuant to the Restricted Stock Units vest in their entirety on the earlier of (i) the first anniversary of the grant date and (ii) the date of the 2021 Annual Shareholder Meeting. Read SEC document |
| May 08, 2020 Filed May 12, 2020 01:34 UTC | Allergan plc AGN · Entity 149298 | Disposition to issuerStock Options · Derivative | 9,446 | $0.00 Strike: $70.79 | $0.00 |
DisclosureSEC source: 0000899243-20-012725 · doc4.xml · derivative · entry 6 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 9,446 shares Expires 2021-08-22 F3 · price: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. F2 · derivative.exercise_date: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020. F3 · derivative.exercise_date: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. Read SEC document |
| May 08, 2020 Filed May 12, 2020 01:34 UTC | Allergan plc AGN · Entity 149298 | Disposition to issuerStock Options · Derivative | 3,691 | $0.00 Strike: $73.14 | $0.00 |
DisclosureSEC source: 0000899243-20-012725 · doc4.xml · derivative · entry 5 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,691 shares Expires 2022-08-22 F3 · price: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. F2 · derivative.exercise_date: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020. F3 · derivative.exercise_date: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. Read SEC document |
| May 08, 2020 Filed May 12, 2020 01:34 UTC | Allergan plc AGN · Entity 149298 | Disposition to issuerStock Options · Derivative | 2,790 | $0.00 Strike: $90.22 | $0.00 |
DisclosureSEC source: 0000899243-20-012725 · doc4.xml · derivative · entry 4 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2,790 shares Expires 2023-08-14 F3 · price: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. F2 · derivative.exercise_date: All of the stock options to purchase Allergan Shares ("Allergan Options") were vested as of May 8, 2020. F3 · derivative.exercise_date: Reflects the disposition of Allergan Options as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Option was substituted by AbbVie with a corresponding AbbVie stock option relating to shares of AbbVie common stock, with the number of shares of AbbVie common stock subject to such stock option and the exercise price per share applicable to such stock option determined in accordance with the formulas set forth in the Transaction Agreement. Read SEC document |
| May 08, 2020 Filed May 12, 2020 01:34 UTC | Allergan plc AGN · Entity 149298 | Disposition to issuerOrdinary Shares, par value $0.0001 | 16,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012725 · doc4.xml · nonDerivative · entry 3 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share. Read SEC document |
| May 08, 2020 Filed May 12, 2020 01:34 UTC | Allergan plc AGN · Entity 149298 | Disposition to issuerOrdinary Shares, par value $0.0001 | 9,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012725 · doc4.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By family trust Disclosed balance after: 16,542 F1 · balance_after: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share. Read SEC document |
| May 08, 2020 Filed May 12, 2020 01:34 UTC | Allergan plc AGN · Entity 149298 | Disposition to issuerOrdinary Shares, par value $0.0001 | 471 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-012725 · doc4.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 26,080 F1 · balance_after: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share. Read SEC document |
| May 01, 2020 Filed May 5, 2020 01:00 UTC | Allergan plc AGN · Entity 149298 | Tax withholdingOrdinary Shares, par value $0.0001 | 991 | $189.74 | $188,032.34 |
DisclosureSEC source: 0001179110-20-005451 · edgar.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,542 Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:03 UTC | Karuna Therapeutics, Inc. KRTX · Entity 92934 | GrantOption (right to buy) · Derivative | 25,000 | $0.00 Strike: $86.65 | $0.00 |
DisclosureSEC source: 0001593968-20-001055 · primary_01.xml · derivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-04-23 F1 · derivative.exercise_date: This option shall vest and become exercisable in thirty-six equal monthly installments beginning on May 24, 2020. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 20:32 UTC | Prestige Consumer Healthcare Inc. PBH · Entity 4350 | GrantCommon Stock, par value $0.01 per share | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-037223 · tv526535_4.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,183 F1 · shares: The Reporting Person received 4,183 restricted stock units (equal to $145,000 divided by the closing stock price of $34.67 on July 30, 2019) in connection with the Issuer's director compensation program. The restricted stock units vest immediately upon grant and will be settled by delivery to the Reporting Person of one share of common stock of the Issuer for each vested restricted stock unit promptly following the earliest of (i) the Reporting Person's death, (ii) the Reporting Person's separation from service or (iii) change in control. Read SEC document |
| June 18, 2019 Filed Feb 13, 2020 22:12 UTC | Allergan plc AGN · Entity 149298 | GiftOrdinary Shares, par value $0.0001 | 9,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001568 · edgar.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,776 F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:30 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0000899866-19-000067 · wf-form4_155812501882400.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,414 F2 · shares: Award of Restricted Stock Units under the 2017 Incentive Plan. Shares issuable pursuant to the Restricted Stock Units vest as to 25% on a quarterly basis. These Restricted Stock Units were issued in lieu of the annual cash retainer that the director was entitled to receive for service as a director. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:30 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899866-19-000067 · wf-form4_155812501882400.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,233 F1 · shares: Award of Restricted Stock Units under the 2017 Incentive Plan. Shares issuable pursuant to the Restricted Stock Units vest in their entirety on the first anniversary of the grant date. Read SEC document |
| May 02, 2019 Filed May 3, 2019 00:46 UTC | Allergan plc AGN · Entity 149298 | GrantOrdinary Shares, par value $0.0001 | 2,064 | $145.33 | $299,961.12 |
DisclosureSEC source: 0001179110-19-005489 · edgar.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,080 F2 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2020 Annual General Meeting of Shareholders and (ii) May 1, 2020. F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| April 30, 2019 Filed May 3, 2019 00:46 UTC | Allergan plc AGN · Entity 149298 | Tax withholdingOrdinary Shares, par value $0.0001 | 953 | $147.00 | $140,091.00 |
DisclosureSEC source: 0001179110-19-005489 · edgar.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,016 F1 · balance_after: Includes restricted stock units issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 300 | $190.63 | $57,189.00 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 14 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,431 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 517 | $190.64 | $98,560.88 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 13 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,131 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 4,889 | $190.68 | $932,234.52 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 12 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,614 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 222 | $190.67 | $42,328.74 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 11 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,725 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 816 | $190.66 | $155,578.56 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 10 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,503 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 100 | $190.65 | $19,065.00 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 9 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,687 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 68 | $190.62 | $12,962.16 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 8 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,587 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 200 | $190.61 | $38,122.00 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 7 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,519 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 400 | $190.60 | $76,240.00 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 6 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,319 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 356 | $190.59 | $67,850.04 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 5 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,919 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 100 | $190.58 | $19,058.00 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 4 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,563 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 27 | $190.57 | $5,145.39 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 3 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,463 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 705 | $190.56 | $134,344.80 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,436 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 12:31 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 1,300 | $190.55 | $247,715.00 |
DisclosureSEC source: 0001179110-18-011184 · edgar.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,731 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:14 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 2,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000899866-18-000094 · wf-form4_152606963807051.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,507 F1 · shares: Award of Restricted Stock Units under the 2017 Incentive Plan. Award vests on the anniversary of the grant date. Read SEC document |
| May 02, 2018 Filed May 4, 2018 22:22 UTC | Allergan plc AGN · Entity 149298 | GrantOrdinary Shares, par value $0.0001 | 1,985 | $151.07 | $299,873.95 |
DisclosureSEC source: 0001179110-18-006356 · edgar.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431 F2 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2019 Annual General Meeting of Shareholders and (ii) May 2, 2019. F3 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| April 30, 2018 Filed May 2, 2018 17:42 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | PurchaseCommon Stock, par value $.0001 per share | 10,000 | $120.79 | $1,207,900.00 |
DisclosureSEC source: 0000899866-18-000078 · wf-form4_152529735154605.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,333 Read SEC document |
| February 28, 2018 Filed May 4, 2018 22:22 UTC | Allergan plc AGN · Entity 149298 | GiftOrdinary Shares, par value $0.0001 | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006356 · edgar.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,446 F1 · shares: Reflects a transfer to a grantor retained annuity trust for which the reporting person is the trustee and sole annuitant. F3 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 18:05 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 10,000 | $112.75 | $1,127,500.00 |
DisclosureSEC source: 0000899866-17-000184 · wf-form4_151251508712742.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,333 Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 21:16 UTC | Allergan plc AGN · Entity 149298 | PurchaseOrdinary Shares, par value $0.0001 | 10,000 | $163.30 | $1,633,000.00 |
DisclosureSEC source: 0001179110-17-014905 · edgar.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,446 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 16:55 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | PurchaseCommon Stock, par value $.0001 per share | 2,000 | $117.10 | $234,200.00 |
DisclosureSEC source: 0000899866-17-000143 · wf-form4_149764648587584.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,333 Read SEC document |
| May 10, 2017 Filed May 12, 2017 18:00 UTC | ALEXION PHARMACEUTICALS, INC. ALXN · Entity 137086 | GrantCommon Stock, par value $.0001 per share | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000899866-17-000110 · wf-form4_149462643941087.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333 F1 · shares: RSU's will vest 100% on the 1-year anniversary of the grant date. Read SEC document |
| May 04, 2017 Filed May 5, 2017 22:31 UTC | Allergan plc AGN · Entity 149298 | GrantOrdinary Shares, par value $0.0001 | 1,223 | $245.25 | $299,940.75 |
DisclosureSEC source: 0001179110-17-006742 · edgar.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,446 F2 · shares: These restricted stock units shall vest 100% on the earlier of (i) the day before the 2018 Annual General Meeting of Shareholders or (ii) May 4, 2018. F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| May 03, 2017 Filed May 5, 2017 22:31 UTC | Allergan plc AGN · Entity 149298 | Tax withholdingOrdinary Shares, par value $0.0001 | 668 | $243.76 | $162,831.68 |
DisclosureSEC source: 0001179110-17-006742 · edgar.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,223 F1 · balance_after: Includes restricted shares issued pursuant to the 2013 Incentive Award Plan of Allergan plc. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:42 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantPhantom Stock Units - Deferred Compensation · Derivative | 175.08 | $40.29 | $7,053.97 |
DisclosureSEC source: 0001209191-17-020297 · doc4.xml · derivative · entry 3 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,317.104 Underlying: Common Stock · 175.08 shares Expires not disclosed F3 · security: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan"). F4 · derivative.exercise_price: Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $107.80 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.67 units. F3 · shares: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan"). F5 · derivative.exercise_date: The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from the transaction date. F6 · derivative.expiration_date: These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors. F3 · derivative.underlying_shares: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan"). Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:42 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantCommon Stock | 74.6525 | $107.81 | $8,048.29 |
DisclosureSEC source: 0001209191-17-020297 · doc4.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,535.9103 F1 · shares: Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 21:44 UTC | HOLOGIC INC HOLX · Entity 12463 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 6,816 | $0.00 Strike: $41.92 | $0.00 |
DisclosureSEC source: 0001127602-17-011072 · form4.xml · derivative · entry 4 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,816 Underlying: Common Stock · 6,816 shares Expires 2027-03-08 F4 · derivative.exercise_date: Options become exercisable on the date of the 2018 Annual Meeting of Stockholders. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 21:44 UTC | HOLOGIC INC HOLX · Entity 12463 | Exercise / conversionRestricted Stock Unit Award (Right To Receive) · Derivative | 2,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-011072 · form4.xml · derivative · entry 3 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting. F3 · derivative.exercise_date: These RSUs vest and convert into shares of common stock on the date of the 2017 Annual Meeting of Stockholders. F3 · derivative.expiration_date: These RSUs vest and convert into shares of common stock on the date of the 2017 Annual Meeting of Stockholders. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 21:44 UTC | HOLOGIC INC HOLX · Entity 12463 | GrantCommon Stock | 2,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-011072 · form4.xml · nonDerivative · entry 2 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,633 F2 · shares: Represents RSUs which vest on the date of the 2018 Annual Meeting of Stockholders and are settled in shares of common stock. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 21:44 UTC | HOLOGIC INC HOLX · Entity 12463 | Exercise / conversionCommon Stock | 2,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-011072 · form4.xml · nonDerivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis upon vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:51 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | GrantPhantom Stock Units - Deferred Compensation · Derivative | 728.209 | $45.73 | $33,301.00 |
DisclosureSEC source: 0001209191-17-007237 · doc4.xml · derivative · entry 1 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,142.024 Underlying: Common Stock · 728.209 shares Expires not disclosed F1 · security: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan"). F2 · derivative.exercise_price: Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $122.62 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.68 units. F1 · shares: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan"). F3 · derivative.exercise_date: The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from the transaction date. F4 · derivative.expiration_date: These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors. F1 · derivative.underlying_shares: Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan"). Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 23:13 UTC | DUN & BRADSTREET CORP/NW DNB · Entity 160376 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,086 | $0.00 Strike: $88.04 | $0.00 |
DisclosureSEC source: 0001209191-17-006005 · doc4.xml · derivative · entry 3 COUGHLIN CHRISTOPHER J · CIK 0001110750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,086 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.