Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | EVP-Finance and CFO | May 26, 2017 | May 31, 2017 |
| SHERWIN WILLIAMS COSHW · Entity 2948 | Director | February 17, 2026 | February 17, 2026 |
| SIMON PROPERTY GROUP INC.SPG · Entity 2946 | Director | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORFOLK SOUTHERN CORP
Report date May 26, 2017 · Filed May 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,566 |
Reported balance
After 2017-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-26 · Gift · Disposed 133 · Balance 3,566 F1: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. |
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 15,633 |
Reported balance
After 2017-05-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-05-26 · Sale · Disposed 2,093 · Balance 15,633 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.9867 to $121.99, inclusive. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,822.6524 |
Reported balance
Holding disclosure · report date 2017-05-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,822.6524 F3: Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of May 26, 2017, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. |
| Common StockSEC Table I · non-derivative | IndirectBy GRATs | 16,332 |
Reported balance
Holding disclosure · report date 2017-05-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 16,332 |
Filing footnotes · ownership attribution and instrument terms
F1: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.9867 to $121.99, inclusive.
F3: Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of May 26, 2017, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
SHERWIN WILLIAMS CO
Report date February 17, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,484 |
Reported balance
After 2026-02-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-17 · Grant · Acquired 558 · Balance 3,484 F1: Grant of restricted stock units ("RSUs"), pursuant to the terms of an RSU agreement under The Sherwin-Williams Company 2025 Equity and Incentive Compensation Plan. Each RSU represents the Reporting Person's right to receive one share of Common Stock. The RSUs vest annually in three substantially equal installments commencing February 16, 2027. F2: These securities consist of 1,100 RSUs and 2,384 shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units ("RSUs"), pursuant to the terms of an RSU agreement under The Sherwin-Williams Company 2025 Equity and Incentive Compensation Plan. Each RSU represents the Reporting Person's right to receive one share of Common Stock. The RSUs vest annually in three substantially equal installments commencing February 16, 2027.
F2: These securities consist of 1,100 RSUs and 2,384 shares of Common Stock.
SIMON PROPERTY GROUP INC.
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,199 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 199 · Balance 18,199 F1: Represents shares of common stock acquired through the reinvestment of dividends received on restricted stock awarded to the Reporting Person as non-cash compensation under the Simon Property Group, L.P. 2019 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock acquired through the reinvestment of dividends received on restricted stock awarded to the Reporting Person as non-cash compensation under the Simon Property Group, L.P. 2019 Stock Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RAYTHEON CO/
Report date April 03, 2020 · Filed April 08, 2020
Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 667 |
Reported balance
After 2020-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-03 · Disposition to issuer · Disposed 878 · Balance 667 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F2: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-03 · Disposition to issuer · Disposed 667 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock. F3: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on June 27, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
F2: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
F3: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on June 27, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2017 Filed May 31, 2017 20:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010600 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,566 F1 · balance_after: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2013) · Derivative | 1,432 | Not disclosed Strike: $69.83 | Not disclosed |
DisclosureSEC source: 0001225208-17-004846 · doc4.xml · derivative · entry 5 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,568 Underlying: Common Stock · 1,432 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,432 | $69.83 | $99,996.56 |
DisclosureSEC source: 0001225208-17-004846 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · balance_after: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 13:02 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,331 | $124.43 | $290,046.33 |
DisclosureSEC source: 0001225208-17-004210 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,156 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.39 to $124.48, inclusive. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 18:52 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 2,370 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-17-003349 · doc4.xml · derivative · entry 6 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,370 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 18:52 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,370 | $123.07 | $291,676.14 |
DisclosureSEC source: 0001225208-17-003349 · doc4.xml · nonDerivative · entry 2 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,487 F2 · balance_after: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 18:52 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,370 | $75.14 | $178,081.80 |
DisclosureSEC source: 0001225208-17-003349 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 15:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 2,607 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-17-002740 · doc4.xml · derivative · entry 6 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,607 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 15:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,607 | $121.97 | $317,975.79 |
DisclosureSEC source: 0001225208-17-002740 · doc4.xml · nonDerivative · entry 2 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,487 F2 · balance_after: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 15:57 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,607 | $62.75 | $163,576.22 |
DisclosureSEC source: 0001225208-17-002740 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 2,907 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-17-002441 · doc4.xml · derivative · entry 6 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,907 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,907 | $120.50 | $350,293.50 |
DisclosureSEC source: 0001225208-17-002441 · doc4.xml · nonDerivative · entry 2 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,487 F2 · balance_after: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,907 | $47.76 | $138,838.32 |
DisclosureSEC source: 0001225208-17-002441 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · derivative · entry 11 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2022-01-26 F7 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F7 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 2,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · derivative · entry 10 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,080 Underlying: Common Stock · 2,080 shares Expires 2020-01-26 F6 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2020. F6 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2020. F6 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2020. F6 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2020. F6 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2020. F6 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2020. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · derivative · entry 9 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 950 shares Expires 2017-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2017) · Derivative | 14,840 | Not disclosed Strike: $120.25 | Not disclosed |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · derivative · entry 8 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,840 Underlying: Common Stock · 14,840 shares Expires 2027-01-25 F5 · kind: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). F5 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 2,046 | $120.25 | $246,021.27 |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · nonDerivative · entry 4 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,487 F3 · balance_after: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 365 | $120.25 | $43,889.43 |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · nonDerivative · entry 3 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,533 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · nonDerivative · entry 2 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:32 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 6,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002025 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,948 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan) Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 15:15 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,970 | $100.90 | $198,773.00 |
DisclosureSEC source: 0001225208-16-041537 · doc4.xml · nonDerivative · entry 2 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,774 F1 · balance_after: Excludes 16,332 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:15 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,017 | $100.08 | $201,861.36 |
DisclosureSEC source: 0001225208-16-041537 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,744 Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 20:43 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,023 | $94.10 | $190,364.30 |
DisclosureSEC source: 0001225208-16-041290 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 7,824 Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 17:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 1,330 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-16-039529 · doc4.xml · derivative · entry 5 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,370 Underlying: Common Stock · 1,330 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 17:58 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,330 | $75.14 | $99,936.20 |
DisclosureSEC source: 0001225208-16-039529 · doc4.xml · nonDerivative · entry 1 STEWART MARTA R · CIK 0001272064 · EVP-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Excludes 17,966 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.