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person · Reporting owner

MILLER DAVID B

Disclosed activity across 2 companies

Tapewire entity
34152
SEC CIK
0001167138

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Murphy USA Inc.MUSA · Entity 1923DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Murphy USA Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect948.754 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 51.031 · Balance 948.754

F1: Award granted under the 2023 Omnibus Incentive Plan.

F2: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3: Represent fully-vested RSUs issued in lieu of the reporting person's quarterly cash retainer(s). The reporting person has elected to defer settlement of RSUs and accrued dividend equivalent units thereon to the reporting person's termination of service from the Board, in accordance with their deferral election form.

F4: Includes dividend equivalent units accrued with respect to the underlying RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Award granted under the 2023 Omnibus Incentive Plan.

F2: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3: Represent fully-vested RSUs issued in lieu of the reporting person's quarterly cash retainer(s). The reporting person has elected to defer settlement of RSUs and accrued dividend equivalent units thereon to the reporting person's termination of service from the Board, in accordance with their deferral election form.

F4: Includes dividend equivalent units accrued with respect to the underlying RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BATTALION OIL CORP

Report date September 09, 2016 · Filed September 13, 2016

Section 16 reporting ended · disclosed 2016-09-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,031 Ending reported balance After 2016-09-12 transaction · row 4
2 source rows · reconciled sequence

Row 1 · 2016-09-09 · Other · Disposed 35,000 · Balance 0

F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

Row 4 · 2016-09-12 · Other · Acquired 1,031 · Balance 1,031

F5: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

Common StockSEC Table I · non-derivativeIndirectBy EnCap Fund VIII22,088 Last balance in matching sequence After 2016-09-12 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2016-09-09 · Other · Disposed 750,000 · Balance 0

F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F2: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: These securities are owned directly by EnCap Fund VIII. The reporting person, Gary R. Petersen, D. Martin Phillips, and Robert L.Zorich may be deemed the beneficial owners of the securities held by EnCap Fund VIII by virtue of being members of RNBD, the sole member of EnCap Investments GP, the general partner of EnCap Investments, L.P., the general partner of EnCap Fund VIII GP, the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Row 5 · 2016-09-12 · Other · Acquired 22,088 · Balance 22,088

F5: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F2: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: These securities are owned directly by EnCap Fund VIII. The reporting person, Gary R. Petersen, D. Martin Phillips, and Robert L.Zorich may be deemed the beneficial owners of the securities held by EnCap Fund VIII by virtue of being members of RNBD, the sole member of EnCap Investments GP, the general partner of EnCap Investments, L.P., the general partner of EnCap Fund VIII GP, the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectBy HALRES, LLC0 Reported balance After 2016-09-09 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2016-09-09 · Other · Disposed 1 · Balance 0

F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F4: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Common StockSEC Table I · non-derivativeIndirectBy HALRES, LLC3,600,000 Reported balance After 2016-09-12 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2016-09-12 · Other · Acquired 3,600,000 · Balance 3,600,000

F6: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received New Shares in exchange for the 8% Convertible Promissory Note .

8% Convertible Promissory NoteSEC Table II · derivative / convertible securityIndirectBy HALRES, LLC0 Reported balance After 2016-09-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2016-09-09 · Other · Disposed Not disclosed · Balance 0

F7: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Warrants (right to buy)SEC Table II · derivative / convertible securityIndirectBy HALRES, LLC0 Reported balance After 2016-09-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2016-09-09 · Other · Disposed 36,666,667 · Balance 0

F8: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F4: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.04 · Expires 2020-09-09IndirectBy HALRES, LLC947,369 Reported balance After 2016-09-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2016-09-09 · Other · Acquired 947,369 · Balance 947,369

F9: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received Convertible Noteholder New Warrants to purchase 1.0% of the New Common Shares outstanding as of the Effective Date (subject to dilution by the Management Incentive Plan) exercisable for a four (4) year period commencing on the Effective Date at a per share exercise price equal to $1,330,000,000 divided by the total number of New Common Shares issued and outstanding as of the Effective Date.

F4: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F2: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: These securities are owned directly by EnCap Fund VIII. The reporting person, Gary R. Petersen, D. Martin Phillips, and Robert L.Zorich may be deemed the beneficial owners of the securities held by EnCap Fund VIII by virtue of being members of RNBD, the sole member of EnCap Investments GP, the general partner of EnCap Investments, L.P., the general partner of EnCap Fund VIII GP, the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

F4: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

F5: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F6: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received New Shares in exchange for the 8% Convertible Promissory Note .

F7: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F8: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F9: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received Convertible Noteholder New Warrants to purchase 1.0% of the New Common Shares outstanding as of the Effective Date (subject to dilution by the Management Incentive Plan) exercisable for a four (4) year period commencing on the Effective Date at a per share exercise price equal to $1,330,000,000 divided by the total number of New Common Shares issued and outstanding as of the Effective Date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2020 Filed Dec 3, 2020 21:55 UTC Murphy USA Inc. MUSA · Entity 1923 GrantDividend Equivalent Units · Derivative 2.7 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030444 · form4.xml · derivative · entry 2

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.7

Underlying: Common Stock · 2.7 shares

Expires not disclosed

F1 · security: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F1 · derivative.exercise_price: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F3 · derivative.exercise_price: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 7, 2019.

F3 · shares: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 7, 2019.

F1 · derivative.exercise_date: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F3 · derivative.exercise_date: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 7, 2019.

F1 · derivative.expiration_date: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F3 · derivative.expiration_date: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 7, 2019.

F1 · balance_after: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F3 · balance_after: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 7, 2019.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:55 UTC Murphy USA Inc. MUSA · Entity 1923 GrantDividend Equivalent Units · Derivative 2.507 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030444 · form4.xml · derivative · entry 1

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.507

Underlying: Common Stock · 2.507 shares

Expires not disclosed

F1 · security: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F1 · derivative.exercise_price: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F2 · derivative.exercise_price: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 8, 2018.

F2 · shares: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 8, 2018.

F1 · derivative.exercise_date: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F2 · derivative.exercise_date: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 8, 2018.

F1 · derivative.expiration_date: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F2 · derivative.expiration_date: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 8, 2018.

F1 · balance_after: Reflects the accrual of dividend equivalent units on outstanding restricted stock units ("RSUs") granted to the Reporting Person under the 2013 Stock Plan for Non-employee Directors. Each dividend equivalent unit reflects the right to receive one share of common stock, subject to the terms and conditions (including vesting and settlement terms) applicable to the corresponding RSUs.

F2 · balance_after: Reflects the accrual of dividend equivalent units on RSUs granted to the Reporting Person on February 8, 2018.

Read SEC document
February 09, 2020 Filed Feb 10, 2020 15:55 UTC Murphy USA Inc. MUSA · Entity 1923 Exercise / conversionRestricted Stock Unit · Derivative 1,772 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004497 · form4.xml · derivative · entry 3

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Common Stock · 1,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents Restricted Stock Unit Award granted under the 2013 Stock Plan for Non-employee Directors that have vested according to Plan.

F2 · derivative.exercise_price: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.exercise_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.expiration_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

Read SEC document
February 09, 2020 Filed Feb 10, 2020 15:55 UTC Murphy USA Inc. MUSA · Entity 1923 Exercise / conversionCommon Stock 1,772 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004497 · form4.xml · nonDerivative · entry 1

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 15:55 UTC Murphy USA Inc. MUSA · Entity 1923 GrantRestricted Stock Unit · Derivative 1,218 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004497 · form4.xml · derivative · entry 2

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,794

Underlying: Common Stock · 1,218 shares

Expires not disclosed

F1 · security: Restricted Stock Unit Award granted under the 2013 Stock Plan for Non-employee Directors.

F2 · derivative.exercise_price: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.exercise_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.exercise_date: Vest date is February 6, 2023.

F2 · derivative.expiration_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.expiration_date: Vest date is February 6, 2023.

Read SEC document
February 11, 2019 Filed Feb 11, 2019 22:05 UTC Murphy USA Inc. MUSA · Entity 1923 Exercise / conversionRestricted Stock Unit · Derivative 1,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005117 · form4.xml · derivative · entry 3

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

Underlying: Common Stock · 1,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents Restricted Stock Unit Award granted under the 2013 Stock Plan for Non-employee Directors that have vested according to Plan.

F2 · derivative.exercise_price: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.exercise_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.expiration_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

Read SEC document
February 11, 2019 Filed Feb 11, 2019 22:05 UTC Murphy USA Inc. MUSA · Entity 1923 Exercise / conversionCommon Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005117 · form4.xml · nonDerivative · entry 1

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 22:05 UTC Murphy USA Inc. MUSA · Entity 1923 GrantRestricted Stock Unit · Derivative 1,454 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005117 · form4.xml · derivative · entry 2

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,566

Underlying: Common Stock · 1,454 shares

Expires not disclosed

F1 · security: Restricted Stock Unit Award granted under the 2013 Stock Plan for Non-employee Directors.

F2 · derivative.exercise_price: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.exercise_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.exercise_date: Vest date is February 7, 2022.

F2 · derivative.expiration_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.expiration_date: Vest date is February 7, 2022.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 18:21 UTC Murphy USA Inc. MUSA · Entity 1923 GrantRestricted Stock Unit · Derivative 1,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005117 · form4.xml · derivative · entry 2

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 1,350 shares

Expires not disclosed

F1 · security: Represents Restricted Stock Unit Award granted under the 2013 Stock Plan for Non-employee Directors.

F2 · derivative.exercise_price: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.exercise_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.exercise_date: Vest date is February 8, 2021.

F2 · derivative.expiration_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.expiration_date: Vest date is February 8, 2021.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 22:38 UTC Murphy USA Inc. MUSA · Entity 1923 PurchaseCommon Stock 15,298 $65.37 $1,000,091.45
Disclosure

SEC source: 0001127602-17-005542 · form4.xml · nonDerivative · entry 1

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,298

Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:38 UTC Murphy USA Inc. MUSA · Entity 1923 GrantRestricted Stock Unit · Derivative 1,772 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005542 · form4.xml · derivative · entry 2

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

Underlying: Common Stock · 1,772 shares

Expires not disclosed

F1 · security: Restricted Stock Unit Award granted under the 2013 Stock Plan for Non-employee Directors.

F2 · derivative.exercise_price: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F2 · derivative.exercise_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.exercise_date: Vest date is February 9, 2020.

F2 · derivative.expiration_date: These Securities generally do not carry a Conversion Price, Exercisable Date, or Expiration Date.

F3 · derivative.expiration_date: Vest date is February 9, 2020.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherCommon Stock 3,600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · nonDerivative · entry 6

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HALRES, LLC

Disclosed balance after: 3,600,000

F6 · ownership.nature: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received New Shares in exchange for the 8% Convertible Promissory Note .

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September 12, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherCommon Stock 22,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · nonDerivative · entry 5

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By EnCap Fund VIII

Disclosed balance after: 22,088

F5 · kind: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F2 · shares: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5 · shares: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F5 · price: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F3 · ownership.nature: These securities are owned directly by EnCap Fund VIII. The reporting person, Gary R. Petersen, D. Martin Phillips, and Robert L.Zorich may be deemed the beneficial owners of the securities held by EnCap Fund VIII by virtue of being members of RNBD, the sole member of EnCap Investments GP, the general partner of EnCap Investments, L.P., the general partner of EnCap Fund VIII GP, the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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September 12, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherCommon Stock 1,031 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · nonDerivative · entry 4

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031

F5 · kind: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F5 · shares: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F5 · price: New shares of the Issuer's common stock, par value $0.0001 per share (the "New Shares") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date under the Plan. The Reporting Person received 1 New Share for every 34 shares of Old Common Stock held by the Reporting Person on the Effective Date of the Plan. The receipt of New Shares was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

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September 09, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherWarrants (right to buy) · Derivative 947,369 Not disclosed Strike: $14.04 Not disclosed
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · derivative · entry 9

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HALRES, LLC

Disclosed balance after: 947,369

Underlying: Common Stock · Not disclosed shares

Expires 2020-09-09

F9 · kind: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received Convertible Noteholder New Warrants to purchase 1.0% of the New Common Shares outstanding as of the Effective Date (subject to dilution by the Management Incentive Plan) exercisable for a four (4) year period commencing on the Effective Date at a per share exercise price equal to $1,330,000,000 divided by the total number of New Common Shares issued and outstanding as of the Effective Date.

F9 · price: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received Convertible Noteholder New Warrants to purchase 1.0% of the New Common Shares outstanding as of the Effective Date (subject to dilution by the Management Incentive Plan) exercisable for a four (4) year period commencing on the Effective Date at a per share exercise price equal to $1,330,000,000 divided by the total number of New Common Shares issued and outstanding as of the Effective Date.

F9 · derivative.underlying_shares: In accordance with the Plan approved by the Bankruptcy Court, HALRES, LLC received Convertible Noteholder New Warrants to purchase 1.0% of the New Common Shares outstanding as of the Effective Date (subject to dilution by the Management Incentive Plan) exercisable for a four (4) year period commencing on the Effective Date at a per share exercise price equal to $1,330,000,000 divided by the total number of New Common Shares issued and outstanding as of the Effective Date.

F4 · ownership.nature: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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September 09, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherWarrants (right to buy) · Derivative 36,666,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · derivative · entry 8

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HALRES, LLC

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F8 · derivative.exercise_price: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F8 · price: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F8 · derivative.exercise_date: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F8 · derivative.expiration_date: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F8 · derivative.underlying: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F8 · derivative.underlying_shares: In accordance with the Plan approved by the Bankruptcy Court, all existing warrants were cancelled without consideration.

F4 · ownership.nature: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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September 09, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 Other8% Convertible Promissory Note · Derivative Not disclosed Not disclosed $289,668,969.93
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · derivative · entry 7

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HALRES, LLC

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F7 · derivative.exercise_price: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F7 · price: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F7 · derivative.exercise_date: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F7 · derivative.expiration_date: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F7 · derivative.underlying: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F7 · derivative.underlying_shares: In accordance with the Plan approved by the Bankruptcy Court, the Issuer's 8% Convertible Promissory Note ("Converitble Note") held by HALRES LLC, on the Effective Date, was entitled to receive (i) the Convertible Noteholder Cash Distribution (as defined in the Plan); (ii) the Convertible Noteholder New Common Shares (as defined in the Plan); and (iii) the Convertible Noteholder New Warrants (as defined in the Plan).. Such exchange was involuntary, without consideration and in accordance with the terms of the Plan.

F4 · ownership.nature: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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September 09, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · nonDerivative · entry 3

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HALRES, LLC

Disclosed balance after: 0

F1 · kind: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · shares: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · price: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F4 · ownership.nature: These securities are owned directly by HALRES, LLC ("HALRES"). EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. Therefore, the reporting person may be deemed the beneficial owner of the securities held by HALRES by virtue of being a member of RNBD GP, LLC, the sole member of EnCap Investments GP, LLC, the general partner of EnCap Investments, L.P., the general partner of EnCap Equity Fund VIII GP, L.P., the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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September 09, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherCommon Stock 750,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · nonDerivative · entry 2

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By EnCap Fund VIII

Disclosed balance after: 0

F1 · kind: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · shares: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F2 · shares: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F1 · price: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F3 · ownership.nature: These securities are owned directly by EnCap Fund VIII. The reporting person, Gary R. Petersen, D. Martin Phillips, and Robert L.Zorich may be deemed the beneficial owners of the securities held by EnCap Fund VIII by virtue of being members of RNBD, the sole member of EnCap Investments GP, the general partner of EnCap Investments, L.P., the general partner of EnCap Fund VIII GP, the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.

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September 09, 2016 Filed Sep 13, 2016 22:21 UTC BATTALION OIL CORP HK · Entity 6921 OtherCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-141287 · doc4.xml · nonDerivative · entry 1

MILLER DAVID B · CIK 0001167138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · shares: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

F1 · price: On July 27, 2016, the Issuer and certain of its subsidiaries (the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On September 8, 2016, the Bankruptcy Court entered an order confirming the Debtors' Amended Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") and on September 9, 2016 (the "Effective Date"), the Plan became effective pursuant to its terms and the Debtors emerged from the chapter 11 cases. On the Effective Date, all outstanding shares of the Issuer's common stock (the "Old Common Stock") were cancelled and extinguished.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.