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ALBERINI CARLOS

Disclosed activity across 3 companies

Tapewire entity
34147
SEC CIK
0001173871

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RESTORATION HARDWARE INCRH · Entity 147634DirectorJuly 22, 2020July 24, 2020
RHRH · Entity 4298DirectorJune 29, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RESTORATION HARDWARE INC

Report date July 22, 2020 · Filed July 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,802 Reported balance After 2020-07-22 transaction · row 1
1 source row

Row 1 · 2020-07-22 · Grant · Acquired 456 · Balance 45,802

F1: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

RH

Report date June 29, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust21,102 Reported balance After 2026-06-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-06-29 · Purchase · Acquired 300 · Balance 21,102

F1: This transaction was executed in multiple trades ranging from $157.99 to $158.93. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2: Held by the Carlos and Andrea Alberini Trust.

F3: Includes 20,802 shares previously owned directly by Mr. Alberini which were subsequently contributed to the Carlos and Andrea Alberini Trust.

Common StockSEC Table I · non-derivativeIndirectBy Trust26,604 Reported balance After 2026-06-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-06-29 · Purchase · Acquired 5,502 · Balance 26,604

F4: This transaction was executed in multiple trades ranging from $160.05 to $161.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2: Held by the Carlos and Andrea Alberini Trust.

Common StockSEC Table I · non-derivativeIndirectBy Trust32,190 Reported balance After 2026-06-29 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-06-29 · Purchase · Acquired 5,586 · Balance 32,190

F5: This transaction was executed in multiple trades ranging from $161.08 to $161.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2: Held by the Carlos and Andrea Alberini Trust.

Common StockSEC Table I · non-derivativeDirect3,174 Reported balance Holding disclosure · report date 2026-06-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,174

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $157.99 to $158.93. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2: Held by the Carlos and Andrea Alberini Trust.

F3: Includes 20,802 shares previously owned directly by Mr. Alberini which were subsequently contributed to the Carlos and Andrea Alberini Trust.

F4: This transaction was executed in multiple trades ranging from $160.05 to $161.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5: This transaction was executed in multiple trades ranging from $161.08 to $161.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GUESS INC

Report date January 22, 2026 · Filed January 27, 2026

Section 16 reporting ended · disclosed 2026-01-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-01-23 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2026-01-22 · Exercise / conversion · Acquired 348,157 · Balance 356,867

Row 2 · 2026-01-22 · Tax withholding · Disposed 101,170 · Balance 255,697

Row 3 · 2026-01-23 · Other · Acquired 327,578 · Balance 583,275

F1: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F2: Represents outstanding unvested restricted stock units ("RSUs"), which, pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), vested and were converted into the number of shares of Common Stock underlying such RSUs immediately prior to the Effective Time.

Row 4 · 2026-01-23 · Tax withholding · Disposed 153,064 · Balance 430,211

Row 5 · 2026-01-23 · Grant · Acquired 485,520 · Balance 915,731

F3: Represents the determination of the number of stock units, in accordance with the provisions of the applicable award agreement and the Merger Agreement, subject to an award of performance-based restricted stock units ("PSUs") previously granted by the Company, which, pursuant to the Merger Agreement, at the Effective Time vested and were converted into the number of shares of Common Stock underlying such PSUs immediately prior to the Effective Time.

Row 6 · 2026-01-23 · Tax withholding · Disposed 219,176 · Balance 696,555

Row 7 · 2026-01-23 · Other · Disposed 696,555 · Balance 0

F1: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F4: Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

Common StockSEC Table I · non-derivativeIndirectBy Alberini Family LLC0 Reported balance After 2026-01-23 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2026-01-23 · Other · Disposed 208,410 · Balance 0

F1: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F4: Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

F5: Held by Alberini Family LLC.

Common StockSEC Table I · non-derivativeIndirectBy Carlos and Andrea Alberini Trust0 Reported balance After 2026-01-23 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2026-01-23 · Other · Disposed 1,206,208 · Balance 0

F1: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F4: Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

F6: Held by Carlos and Andrea Alberini Trust.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.39 · Expires 2030-06-11Direct0 Reported balance After 2026-01-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-01-22 · Exercise / conversion · Disposed 348,157 · Balance 0

F7: The option vested in three equal annual installments beginning on June 11, 2021.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.13Direct0 Reported balance After 2026-01-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-01-23 · Disposition to issuer · Disposed 600,000 · Balance 0

F1: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F8: Represents options which, under the Merger Agreement, were cancelled at the Effective Time for no consideration, payment or right to consideration or payment.

Filing footnotes · ownership attribution and instrument terms

F1: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F2: Represents outstanding unvested restricted stock units ("RSUs"), which, pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), vested and were converted into the number of shares of Common Stock underlying such RSUs immediately prior to the Effective Time.

F3: Represents the determination of the number of stock units, in accordance with the provisions of the applicable award agreement and the Merger Agreement, subject to an award of performance-based restricted stock units ("PSUs") previously granted by the Company, which, pursuant to the Merger Agreement, at the Effective Time vested and were converted into the number of shares of Common Stock underlying such PSUs immediately prior to the Effective Time.

F4: Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

F5: Held by Alberini Family LLC.

F6: Held by Carlos and Andrea Alberini Trust.

F7: The option vested in three equal annual installments beginning on June 11, 2021.

F8: Represents options which, under the Merger Agreement, were cancelled at the Effective Time for no consideration, payment or right to consideration or payment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2026 Filed Jul 2, 2026 00:00 UTC RH RH · Entity 4298 PurchaseCommon Stock 5,586 $161.34 $901,249.15
Disclosure

SEC source: 0001173871-26-000006 · form4-07012026_080701.xml · nonDerivative · entry 3

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 32,190

F5 · price: This transaction was executed in multiple trades ranging from $161.08 to $161.96. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Held by the Carlos and Andrea Alberini Trust.

Read SEC document
June 29, 2026 Filed Jul 2, 2026 00:00 UTC RH RH · Entity 4298 PurchaseCommon Stock 5,502 $160.58 $883,523.81
Disclosure

SEC source: 0001173871-26-000006 · form4-07012026_080701.xml · nonDerivative · entry 2

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 26,604

F4 · price: This transaction was executed in multiple trades ranging from $160.05 to $161.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Held by the Carlos and Andrea Alberini Trust.

Read SEC document
June 29, 2026 Filed Jul 2, 2026 00:00 UTC RH RH · Entity 4298 PurchaseCommon Stock 300 $158.50 $47,549.40
Disclosure

SEC source: 0001173871-26-000006 · form4-07012026_080701.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 21,102

F1 · price: This transaction was executed in multiple trades ranging from $157.99 to $158.93. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Held by the Carlos and Andrea Alberini Trust.

F3 · ownership.nature: Includes 20,802 shares previously owned directly by Mr. Alberini which were subsequently contributed to the Carlos and Andrea Alberini Trust.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 00:00 UTC RH RH · Entity 4298 GrantCommon Stock 843 $0.00 $0.00
Disclosure

SEC source: 0001173871-26-000003 · form4-06222026_080601.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,976

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 600,000 Not disclosed Strike: $19.13 Not disclosed
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · derivative · entry 11

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · kind: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F8 · price: Represents options which, under the Merger Agreement, were cancelled at the Effective Time for no consideration, payment or right to consideration or payment.

F8 · derivative.exercise_date: Represents options which, under the Merger Agreement, were cancelled at the Effective Time for no consideration, payment or right to consideration or payment.

F8 · derivative.expiration_date: Represents options which, under the Merger Agreement, were cancelled at the Effective Time for no consideration, payment or right to consideration or payment.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 OtherCommon Stock 1,206,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 9

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Carlos and Andrea Alberini Trust

Disclosed balance after: 0

F1 · kind: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F4 · price: Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

F6 · ownership.nature: Held by Carlos and Andrea Alberini Trust.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 OtherCommon Stock 208,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 8

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Alberini Family LLC

Disclosed balance after: 0

F1 · kind: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F4 · price: Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

F5 · ownership.nature: Held by Alberini Family LLC.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 OtherCommon Stock 696,555 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 7

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F4 · price: Represents shares of Common Stock which, pursuant to the terms of the Interim Investors Agreement, dated as of August 20, 2025, by and among Authentic and the other parties appearing on the signature pages thereto ("Rolling Stockholders"), immediately prior to the Effective Time, were contributed (or otherwise transferred), directly or indirectly, to a newly-formed affiliate of the Rolling Stockholders.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 219,176 $16.75 $3,671,198.00
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 6

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,555

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 485,520 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 5

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,731

F3 · kind: Represents the determination of the number of stock units, in accordance with the provisions of the applicable award agreement and the Merger Agreement, subject to an award of performance-based restricted stock units ("PSUs") previously granted by the Company, which, pursuant to the Merger Agreement, at the Effective Time vested and were converted into the number of shares of Common Stock underlying such PSUs immediately prior to the Effective Time.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 153,064 $16.75 $2,563,822.00
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 4

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,211

Read SEC document
January 23, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 OtherCommon Stock 327,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 3

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,275

F1 · kind: On January 23, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of August 20, 2025, by and among Guess?, Inc. (the "Company"), Authentic Brands Group LLC ("Authentic"), Glow Holdco 1, Inc. ("Parent"), and Glow Merger Sub 1, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. As a result of the consummation of the Merger, the common stock of the Company, par value $0.01 per share ("Common Stock") will be delisted from the New York Stock Exchange and deregistered under the Securities Exchange Act of 1934, as amended.

F2 · price: Represents outstanding unvested restricted stock units ("RSUs"), which, pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), vested and were converted into the number of shares of Common Stock underlying such RSUs immediately prior to the Effective Time.

F2 · acquired: Represents outstanding unvested restricted stock units ("RSUs"), which, pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), vested and were converted into the number of shares of Common Stock underlying such RSUs immediately prior to the Effective Time.

Read SEC document
January 22, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 348,157 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · derivative · entry 10

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 348,157 shares

Expires 2030-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vested in three equal annual installments beginning on June 11, 2021.

Read SEC document
January 22, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 101,170 $16.81 $1,700,667.70
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 2

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,697

Read SEC document
January 22, 2026 Filed Jan 27, 2026 01:24 UTC GUESS INC GES · Entity 68731 Exercise / conversionCommon Stock 348,157 $6.39 $2,224,723.23
Disclosure

SEC source: 0001104659-26-006729 · tm264034-1_4seq1.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 356,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2025 Filed Jul 1, 2025 01:00 UTC RH RH · Entity 4298 GrantCommon Stock 670 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018582 · form4-06302025_090606.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,133

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:35 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 47,054 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-003927 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,538

F1 · shares: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.

F2 · balance_after: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.

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December 19, 2024 Filed Dec 20, 2024 22:33 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-021088 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,063

F1 · shares: Acquired pursuant to Issuer's employee equity incentive plan.

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June 27, 2024 Filed Jun 29, 2024 00:00 UTC RH RH · Entity 4298 GrantCommon Stock 547 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018504 · form4-06282024_080601.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,463

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
April 08, 2024 Filed Apr 9, 2024 22:44 UTC GUESS INC GES · Entity 68731 SaleCommon Stock 138,203 $30.53 $4,219,337.59
Disclosure

SEC source: 0001062993-24-008206 · form4.xml · nonDerivative · entry 2

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,131,575

F4 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $30.37 to $30.98. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

F3 · ownership.nature: Shares are held by Carlos and Andrea Alberini Trust.

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April 05, 2024 Filed Apr 9, 2024 22:44 UTC GUESS INC GES · Entity 68731 SaleCommon Stock 211,797 $30.32 $6,421,685.04
Disclosure

SEC source: 0001062993-24-008206 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,269,778

F1 · price: The reported price represents the weighted average price for shares sold in multiple transactions ranging from $30.02 to $30.85. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

F2 · balance_after: Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.

F3 · ownership.nature: Shares are held by Carlos and Andrea Alberini Trust.

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March 29, 2024 Filed Apr 2, 2024 21:37 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 13,588 $31.47 $427,614.36
Disclosure

SEC source: 0001062993-24-007788 · form4.xml · nonDerivative · entry 2

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,221,695

Read SEC document
March 29, 2024 Filed Apr 2, 2024 21:37 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 82,736 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007788 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,235,283

F1 · shares: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.

F2 · balance_after: Includes 1,044 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c)

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February 14, 2024 Filed Feb 16, 2024 22:05 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 172,601 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003466 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,151,503

F1 · shares: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.

F2 · balance_after: Includes 1,221 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c)

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 322 $315.42 $101,565.69
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 9

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,916

F9 · price: This transaction was executed in multiple trades ranging from $315.15 to $315.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 1,550 $314.70 $487,784.69
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 8

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,238

F8 · price: This transaction was executed in multiple trades ranging from $314.15 to $315.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 1,666 $313.33 $522,015.78
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 7

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,788

F7 · price: This transaction was executed in multiple trades ranging from $312.99 to $313.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 2,814 $312.43 $879,185.34
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 6

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,454

F6 · price: This transaction was executed in multiple trades ranging from $311.97 to $312.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 5,144 $311.42 $1,601,930.59
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 5

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,268

F5 · price: This transaction was executed in multiple trades ranging from $310.93 to $311.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 2,963 $310.42 $919,787.50
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 4

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,412

F4 · price: This transaction was executed in multiple trades ranging from $309.93 to $310.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 3,923 $309.32 $1,213,474.13
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 3

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,375

F3 · price: This transaction was executed in multiple trades ranging from $308.92 to $309.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 1,993 $308.48 $614,793.66
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 2

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,298

F2 · price: This transaction was executed in multiple trades ranging from $307.91 to $308.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 12, 2023 Filed Sep 14, 2023 01:00 UTC RH RH · Entity 4298 SaleCommon Stock 4,625 $307.01 $1,419,924.49
Disclosure

SEC source: 0001415889-23-013236 · form4-09132023_090901.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,291

F1 · price: This transaction was executed in multiple trades ranging from $306.72 to $307.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
June 29, 2023 Filed Jul 1, 2023 01:00 UTC RH RH · Entity 4298 GrantCommon Stock 423 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010497 · form4-06302023_090604.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,916

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 20:58 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 505,494 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007649 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,681

F1 · shares: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.

F2 · balance_after: Includes 1,075 shares acquired under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c)

Read SEC document
February 20, 2023 Filed Feb 22, 2023 22:04 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 24,128 $22.37 $539,743.36
Disclosure

SEC source: 0001062993-23-004404 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,112

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:16 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 6,034 $22.51 $135,825.34
Disclosure

SEC source: 0001062993-23-001815 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,240

Read SEC document
June 30, 2022 Filed Jul 2, 2022 00:00 UTC RH RH · Entity 4298 GrantCommon Stock 511 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-007213 · form4-07012022_080701.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,493

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:14 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 56,818 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007785 · form4.xml · nonDerivative · entry 2

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,274

F1 · shares: Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Award was scheduled to vest in three equal installments upon achievement. Since criteria was met, one-third of the award (18,940 shares) vested on 3/14/2022, with the remaining two installments scheduled to vest on January 30th of 2023 and 2024.

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December 09, 2021 Filed Mar 15, 2022 22:14 UTC GUESS INC GES · Entity 68731 GiftCommon Stock 41,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007785 · form4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,456

Read SEC document
July 15, 2021 Filed Jul 19, 2021 23:33 UTC RH RH · Entity 4298 GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-003644 · form4-07192021_040757.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,982

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:01 UTC GUESS INC GES · Entity 68731 GrantPerformance Share Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001173871-21-000010 · edgar.xml · derivative · entry 4

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of Guess, Inc. common stock.

F5 · derivative.exercise_date: The PSU Award is subject to certain performance based vesting requirements tied to the growth in the Companys stock price. Vesting is based in 25% increments upon GES common stock achieving a market price of $35, $40, $45, and $50 per share on or by June 30 of 2022, 2023, 2024 and 2025, respectively. The performance requirement is satisfied for each tranche if the stock price hurdle is achieved at any point prior to July 1, 2025. Stock price for purposes of determining achievement is the trailing 15 trading day average closing stock price (plus dividends paid during the applicable period).

F5 · derivative.expiration_date: The PSU Award is subject to certain performance based vesting requirements tied to the growth in the Companys stock price. Vesting is based in 25% increments upon GES common stock achieving a market price of $35, $40, $45, and $50 per share on or by June 30 of 2022, 2023, 2024 and 2025, respectively. The performance requirement is satisfied for each tranche if the stock price hurdle is achieved at any point prior to July 1, 2025. Stock price for purposes of determining achievement is the trailing 15 trading day average closing stock price (plus dividends paid during the applicable period).

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February 20, 2021 Filed Feb 23, 2021 22:43 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 24,871 $25.23 $627,495.33
Disclosure

SEC source: 0001173871-21-000003 · edgar.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,284

Read SEC document
September 10, 2020 Filed Sep 14, 2020 20:36 UTC GUESS INC GES · Entity 68731 PurchaseCommon Stock 83,000 $12.05 $1,000,150.00
Disclosure

SEC source: 0001173871-20-000012 · edgar.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 321,943

F1 · price: The reported price represents the weighted average price for shares purchased in multiple transactions ranging from $12.00 to $12.15. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

F2 · ownership.nature: Shares are held by Carlos and Andrea Alberini Trust.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:50 UTC RESTORATION HARDWARE INC RH · Entity 147634 GrantCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-086571 · a4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,802

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
July 22, 2020 Filed Jul 27, 2020 10:05 UTC RH RH · Entity 4298 GrantCommon Stock 456 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-086600 · a4.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,802

F1 · shares: This award of restricted stock will vest in full on the one-year anniversary of the date of grant.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 21:35 UTC GUESS INC GES · Entity 68731 PurchaseCommon Stock 100,000 $10.17 $1,017,000.00
Disclosure

SEC source: 0001173871-20-000010 · edgar.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 238,943

F1 · price: The reported price represents the weighted average price for shares purchased in multiple transactions ranging from $9.85 to $10.39. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.

F2 · ownership.nature: Shares are held by Carlos and Andrea Alberini Trust.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:18 UTC GUESS INC GES · Entity 68731 GrantEmployee Stock Option (right to buy) · Derivative 348,157 $0.00 Strike: $8.64 $0.00
Disclosure

SEC source: 0001173871-20-000008 · edgar.xml · derivative · entry 4

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,157

Underlying: Common Stock · 348,157 shares

Expires 2030-06-11

F3 · shares: Acquired Pursuant to Issuer's employee equity plan.

F4 · derivative.exercise_date: The option vests in three equal installments on June 11 of each 2021, 2022 and 2023.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 23:07 UTC GUESS INC GES · Entity 68731 GrantCommon Stock 125,561 $0.00 $0.00
Disclosure

SEC source: 0001173871-20-000007 · edgar.xml · nonDerivative · entry 1

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,155

F1 · shares: To further align executive officers interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the GES Compensation Committee determined in April 2020 to pay certain fiscal 2020 annual cash incentive awards, including the award for Carlos Alberini, in shares of GES common stock instead of cash. Accordingly, on April 27, 2020, Carlos Alberini received a number of fully-vested GES shares equal to the amount of his approved bonus for fiscal 2020, less applicable withholdings and deductions, divided by the closing price per share of GES common stock on April 27, 2020, which resulted in the grant of 125,561 shares.

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April 13, 2020 Filed Apr 15, 2020 21:05 UTC GUESS INC GES · Entity 68731 Tax withholdingCommon Stock 18,800 $8.18 $153,784.00
Disclosure

SEC source: 0001173871-20-000002 · edgar.xml · nonDerivative · entry 2

ALBERINI CARLOS · CIK 0001173871 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,594

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.