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Buettner-Garrett Joshua

Disclosed activity across 1 company

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34053
SEC CIK
0001880162

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Solid Power, Inc.SLDP · Entity 5427Chief Technology OfficerSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Solid Power, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,332,194 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Tax withholding · Disposed 33,824 · Balance 1,332,194

F1: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 00:49 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 33,824 $2.27 $76,780.48
Disclosure

SEC source: 0001844862-26-000024 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,332,194

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 21:07 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 33,824 $2.60 $87,942.40
Disclosure

SEC source: 0001844862-26-000020 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,366,018

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
May 12, 2026 Filed May 13, 2026 20:32 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 5,519 $3.15 $17,384.85
Disclosure

SEC source: 0001844862-26-000010 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,399,842

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
May 11, 2026 Filed May 12, 2026 21:23 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 58,082 $3.08 $178,602.15
Disclosure

SEC source: 0001844862-26-000007 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405,361

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 22:04 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 183,518 $0.00 $0.00
Disclosure

SEC source: 0001844862-26-000004 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463,443

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest in 16 equal quarterly installments commencing on June 30, 2026, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 22:04 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 14,284 $2.82 $40,280.88
Disclosure

SEC source: 0001844862-26-000004 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,279,925

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:23 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 14,284 $4.28 $61,135.52
Disclosure

SEC source: 0001844862-26-000001 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,294,209

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 01:07 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 14,284 $3.52 $50,279.68
Disclosure

SEC source: 0001844862-25-000006 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,308,493

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:47 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 14,285 $2.15 $30,712.75
Disclosure

SEC source: 0001844862-25-000003 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,322,777

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
May 12, 2025 Filed May 13, 2025 20:56 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 5,520 $1.30 $7,176.00
Disclosure

SEC source: 0001880162-25-000008 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,337,062

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
May 09, 2025 Filed May 12, 2025 21:04 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 531,034 $0.00 $0.00
Disclosure

SEC source: 0001880162-25-000007 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,342,582

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on May 9, 2026, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on June 30, 2026, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:25 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 14,285 $1.08 $15,427.80
Disclosure

SEC source: 0001880162-25-000004 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,548

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
March 22, 2025 Filed Mar 25, 2025 22:47 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 39,471 $1.11 $43,812.81
Disclosure

SEC source: 0001880162-25-000003 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 825,833

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 21:52 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-25-000002 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 21:52 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.13 $211,556.25
Disclosure

SEC source: 0001880162-25-000002 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,304

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.095 to $1.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 21:52 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-25-000002 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,052,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 20:53 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-25-000001 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 20:53 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.31 $246,412.50
Disclosure

SEC source: 0001880162-25-000001 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,304

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.30 to $1.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 20:53 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-25-000001 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,052,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 21:18 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001104659-25-001681 · tm252203-1_4seq1.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 21:18 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $2.09 $392,287.50
Disclosure

SEC source: 0001104659-25-001681 · tm252203-1_4seq1.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,304

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.985 to $2.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 21:18 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001104659-25-001681 · tm252203-1_4seq1.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,052,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:26 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 4,416 $2.14 $9,450.24
Disclosure

SEC source: 0001104659-25-000338 · tm251698-4_4seq1.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,304

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:52 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000019 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 562,500

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:52 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.07 $201,412.50
Disclosure

SEC source: 0001880162-24-000019 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,720

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.05 to $1.098. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:52 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-24-000019 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,057,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:54 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000018 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:54 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.07 $201,393.75
Disclosure

SEC source: 0001880162-24-000018 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,720

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:54 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-24-000018 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,057,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 22:26 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000017 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 937,500

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 22:26 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.26 $237,075.00
Disclosure

SEC source: 0001880162-24-000017 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 869,720

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.25 to $1.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 22:26 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-24-000017 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,057,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 23:16 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 4,416 $1.37 $6,049.92
Disclosure

SEC source: 0001880162-24-000016 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,720

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:35 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000015 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

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September 10, 2024 Filed Sep 11, 2024 20:35 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.21 $227,250.00
Disclosure

SEC source: 0001880162-24-000015 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 874,136

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.18 to $1.255. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 10, 2024 Filed Sep 11, 2024 20:35 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-24-000015 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,061,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

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August 30, 2024 Filed Aug 30, 2024 23:07 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 191,079 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000014 · primary_doc.xml · derivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,312,500

Underlying: Common Stock · 191,079 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2024 Filed Aug 30, 2024 23:07 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 191,079 $0.03 $5,732.37
Disclosure

SEC source: 0001880162-24-000014 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 874,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 21:31 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000013 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,503,579

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 21:31 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.42 $267,056.25
Disclosure

SEC source: 0001880162-24-000013 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 683,057

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.405 to $1.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 21:31 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-24-000013 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 870,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:20 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000012 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,691,079

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:20 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.66 $312,056.25
Disclosure

SEC source: 0001880162-24-000012 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 683,057

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.62 to $1.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 16:20 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-24-000012 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 870,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:11 UTC Solid Power, Inc. SLDP · Entity 5427 Tax withholdingCommon Stock 4,416 $1.65 $7,286.40
Disclosure

SEC source: 0001880162-24-000011 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,057

F1 · shares: Represents shares of the issuer's common stock withheld to satisfy the reporting person's tax obligation upon the vesting of restricted stock units.

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June 14, 2024 Filed Jun 18, 2024 00:26 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000010 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,878,579

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 00:26 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.66 $311,193.75
Disclosure

SEC source: 0001880162-24-000010 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 687,473

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.645 to $1.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 00:26 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionCommon Stock 187,500 $0.03 $5,625.00
Disclosure

SEC source: 0001880162-24-000010 · primary_doc.xml · nonDerivative · entry 1

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 874,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
May 21, 2024 Filed May 22, 2024 21:41 UTC Solid Power, Inc. SLDP · Entity 5427 Exercise / conversionStock Option (Right to Buy) · Derivative 187,500 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001880162-24-000009 · primary_doc.xml · derivative · entry 3

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,066,079

Underlying: Common Stock · 187,500 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.

Read SEC document
May 21, 2024 Filed May 22, 2024 21:41 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 187,500 $1.68 $315,075.00
Disclosure

SEC source: 0001880162-24-000009 · primary_doc.xml · nonDerivative · entry 2

Buettner-Garrett Joshua · CIK 0001880162 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 687,473

F2 · shares: This sale was made pursuant to the 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.645 to $1.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.