Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Guaranty Bancshares, Inc.FGBI · Entity 8964 | Director · 10% owner | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Guaranty Bancshares, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectBy: Smith & Tate Investments, LLC | 958,523 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 99,277 · Balance 958,523 F2: The shares were issued pursuant to the terms of the Second Amendment to the Promissory Note, dated as of March 20, 2026, by and between First Guaranty Bancshares, Inc., and Smith & Tate Investments, L.L.C. (the "Second Promissory Note Amendment") and the Second Amendment to the First Guaranty Bancshares, Inc. Floating Rate Subordinated Note due March 28, 2034, by and between First Guaranty Bancshares, Inc. and Smith & Tate Investments, L.L.C. (the "Second Subordinated Note Amendment"). The Second Promissory Note Amendment and the Second Subordinated Note Amendment were filed as Exhibit 10.1 and Exhibit 10.2 to the Form 8-K filed by First Guaranty Bancshares, Inc. with the SEC on March 20, 2026. F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | Direct | 2,867,467 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,867,467 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy: Smith-Hoover Holdings, L.L.C. | 20,063 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,063 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy; MACSMITH LLC | 21,907 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 21,907 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy: Smith & Hood Investment, LLC | 341,437 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 341,437 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy: Big 4 Investments, LLC | 340,344 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 340,344 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Smith & Hood Holding Company, LLC | 1,062,817 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,062,817 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2: The shares were issued pursuant to the terms of the Second Amendment to the Promissory Note, dated as of March 20, 2026, by and between First Guaranty Bancshares, Inc., and Smith & Tate Investments, L.L.C. (the "Second Promissory Note Amendment") and the Second Amendment to the First Guaranty Bancshares, Inc. Floating Rate Subordinated Note due March 28, 2034, by and between First Guaranty Bancshares, Inc. and Smith & Tate Investments, L.L.C. (the "Second Subordinated Note Amendment"). The Second Promissory Note Amendment and the Second Subordinated Note Amendment were filed as Exhibit 10.1 and Exhibit 10.2 to the Form 8-K filed by First Guaranty Bancshares, Inc. with the SEC on March 20, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2019 Filed May 9, 2019 20:36 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 858 | $20.84 | $17,882.35 |
DisclosureSEC source: 0001567619-19-010299 · doc1.xml · nonDerivative · entry 3 Smith Edgar R. III · CIK 0001409022 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 531,227 F3 · shares: This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a sale transaction which occurred on December 6, 2018 and was previously reported on a Form 4. Smith & Hood Investments, LLC has paid the Issuer $6,125.71, representing the full amount of profit realized in connection with the short-swing transactions. F2 · balance_after: The reporting person disclaims beneficial ownership of 266,280.50 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| March 20, 2019 Filed May 9, 2019 20:36 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 1,090 | $21.00 | $22,890.00 |
DisclosureSEC source: 0001567619-19-010299 · doc1.xml · nonDerivative · entry 2 Smith Edgar R. III · CIK 0001409022 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 530,639 F3 · shares: This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a sale transaction which occurred on December 6, 2018 and was previously reported on a Form 4. Smith & Hood Investments, LLC has paid the Issuer $6,125.71, representing the full amount of profit realized in connection with the short-swing transactions. F2 · balance_after: The reporting person disclaims beneficial ownership of 266,280.50 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| March 08, 2019 Filed May 9, 2019 20:36 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 2,187 | $21.00 | $45,916.94 |
DisclosureSEC source: 0001567619-19-010299 · doc1.xml · nonDerivative · entry 1 Smith Edgar R. III · CIK 0001409022 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 529,279 F3 · shares: This transaction was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against a sale transaction which occurred on December 6, 2018 and was previously reported on a Form 4. Smith & Hood Investments, LLC has paid the Issuer $6,125.71, representing the full amount of profit realized in connection with the short-swing transactions. F2 · balance_after: The reporting person disclaims beneficial ownership of 266,280.50 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 22:28 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | SaleFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 4,987 | $22.30 | $111,210.10 |
DisclosureSEC source: 0001567619-18-007636 · doc1.xml · nonDerivative · entry 1 Smith Edgar R. III · CIK 0001409022 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 480,118 F2 · balance_after: The reporting person disclaims beneficial ownership of 240,059 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 20:55 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 127,314 | $22.30 | $2,839,102.20 |
DisclosureSEC source: 0001567619-18-005794 · doc1.xml · nonDerivative · entry 1 Smith Edgar R. III · CIK 0001409022 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 452,579 F2 · balance_after: The reporting person disclaims beneficial ownership of 226,289.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report . Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:40 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 18,897 | $29.00 | $548,013.00 |
DisclosureSEC source: 0001140361-17-045368 · doc1.xml · nonDerivative · entry 1 Smith Edgar R. III · CIK 0001409022 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 325,265 F2 · balance_after: The reporting person disclaims beneficial ownership of 162,632.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:43 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 3,285 | $27.00 | $88,695.00 |
DisclosureSEC source: 0001140361-17-040923 · doc1.xml · nonDerivative · entry 1 Smith Edgar R. III · CIK 0001409022 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 306,278 F2 · balance_after: The reporting person disclaims beneficial ownership of 153,139 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 18:33 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 90,126 | $18.00 | $1,622,268.00 |
DisclosureSEC source: 0001140361-16-085007 · doc1.xml · nonDerivative · entry 1 Smith Edgar R. III · CIK 0001409022 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 302,993 F2 · balance_after: The reporting person disclaims beneficial ownership of 151.496.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 15:12 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 174,317 | $16.50 | $2,876,230.50 |
DisclosureSEC source: 0001140361-16-080377 · doc1.xml · nonDerivative · entry 4 Smith Edgar R. III · CIK 0001409022 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,471 Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 15:12 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | PurchaseFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 212,867 | $16.50 | $3,512,305.50 |
DisclosureSEC source: 0001140361-16-080377 · doc1.xml · nonDerivative · entry 3 Smith Edgar R. III · CIK 0001409022 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 212,867 F2 · balance_after: The reporting person disclaims beneficial ownership of 106,433.5 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| August 26, 2016 Filed Sep 21, 2016 15:12 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | GiftFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 798,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-080377 · doc1.xml · nonDerivative · entry 2 Smith Edgar R. III · CIK 0001409022 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Holding Company, LLC Disclosed balance after: 798,510 F1 · balance_after: The reporting person disclaims beneficial ownership of 399,255 shares of common stock held by a company in which the reporting person is deemed to be a controlling shareholder, which are included in this ownership report. Read SEC document |
| August 26, 2016 Filed Sep 21, 2016 15:12 UTC | First Guaranty Bancshares, Inc. FGBI · Entity 8964 | GiftFirst Guaranty Bancshares, Inc. $1 Par Common Stock | 798,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-080377 · doc1.xml · nonDerivative · entry 1 Smith Edgar R. III · CIK 0001409022 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Smith & Hood Investments, LLC Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.