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SORAN PHILIP

Disclosed activity across 3 companies

Tapewire entity
33884
SEC CIK
0001233126

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PIPER SANDLER COMPANIESPIPR · Entity 3863DirectorSeptember 30, 2026October 02, 2026
SPS COMMERCE INCSPSC · Entity 4230DirectorMay 28, 2026June 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PIPER SANDLER COMPANIES

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,230 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 383 · Balance 82,230

F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

SPS COMMERCE INC

Report date May 28, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,913 Reported balance After 2026-05-28 transaction · row 1
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 3,736 · Balance 25,913

F1: This reflects a restricted stock unit award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2026, provided the recipient remains a member of the board as of the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This reflects a restricted stock unit award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2026, provided the recipient remains a member of the board as of the vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUTCHINSON TECHNOLOGY INC

Report date October 05, 2016 · Filed October 05, 2016

Section 16 reporting ended · disclosed 2016-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-10-05 transaction · row 1
1 source row

Row 1 · 2016-10-05 · Disposition to issuer · Disposed 75,197 · Balance 0

F1: Price reflects per share consideration paid pursuant to the Agreement and Plan of Merger, dated November 1, 2015 (the "Merger Agreement"), by and among Hutchinson Technology Incorporated, Headway Technologies, Inc. and Hydra Merger Sub, Inc.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.76 · Expires 2021-10-07Direct0 Reported balance After 2016-10-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-10-05 · Disposition to issuer · Disposed 2,500 · Balance 0

F2: These stock options, which provided for vesting in two equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.53 · Expires 2022-01-25Direct0 Reported balance After 2016-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-10-05 · Disposition to issuer · Disposed 1,666 · Balance 0

F3: These stock options, which became exercisable on January 25, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.82 · Expires 2023-01-30Direct0 Reported balance After 2016-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-10-05 · Disposition to issuer · Disposed 3,333 · Balance 0

F4: These stock options, which became exercisable on January 30, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.88 · Expires 2024-01-30Direct0 Reported balance After 2016-10-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0

F5: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2025-01-29Direct0 Reported balance After 2016-10-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2016-10-05 · Disposition to issuer · Disposed 10,000 · Balance 0

F6: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

Filing footnotes · ownership attribution and instrument terms

F1: Price reflects per share consideration paid pursuant to the Agreement and Plan of Merger, dated November 1, 2015 (the "Merger Agreement"), by and among Hutchinson Technology Incorporated, Headway Technologies, Inc. and Hydra Merger Sub, Inc.

F2: These stock options, which provided for vesting in two equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

F3: These stock options, which became exercisable on January 25, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

F4: These stock options, which became exercisable on January 30, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

F5: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

F6: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 12, 2019 20:44 UTC SPS COMMERCE INC SPSC · Entity 4230 SaleCommon Stock 600 $109.62 $65,769.00
Disclosure

SEC source: 0001209191-19-036399 · doc4.xml · nonDerivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

F2 · kind: Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

F3 · price: Reflects the weighted average price of 600 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on June 10, 2019 with sales prices ranging from $109.53 to $109.66 share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:44 UTC SPS COMMERCE INC SPSC · Entity 4230 Exercise / conversionCommon Stock 600 $10.13 $6,078.00
Disclosure

SEC source: 0001209191-19-036399 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2019.

Read SEC document
May 20, 2019 Filed May 20, 2019 20:26 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 1,149 $78.36 $90,035.64
Disclosure

SEC source: 0001230245-19-000046 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,268

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 1,149 shares of common stock resulting in an accrual to his account of 1,149 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:18 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantStock Option (right to buy) · Derivative 2,866 $0.00 Strike: $103.60 $0.00
Disclosure

SEC source: 0001209191-19-030498 · doc4.xml · derivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 2,866 shares

Expires 2026-05-14

F2 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2019, provided the reporting person remains a member of the board as of the vesting date.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:18 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantCommon Stock 820 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030498 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2019, provided the recipient remains a member of the board as of the vesting date.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 20:56 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 382 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-19-000034 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,119

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 382 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 19:21 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 92 $72.63 $6,681.96
Disclosure

SEC source: 0001230245-19-000031 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,737

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC SPS COMMERCE INC SPSC · Entity 4230 Exercise / conversionStock Option (right to buy) · Derivative 2,644 $0.00 Strike: $48.66 $0.00
Disclosure

SEC source: 0001209191-19-014955 · doc4.xml · derivative · entry 3

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,644 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC SPS COMMERCE INC SPSC · Entity 4230 SaleCommon Stock 2,644 $107.33 $283,784.49
Disclosure

SEC source: 0001209191-19-014955 · doc4.xml · nonDerivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,088

F1 · price: Reflects the weighted average price of 2,644 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on February 27, 2019 with sales prices ranging from $107.28 to $107.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC SPS COMMERCE INC SPSC · Entity 4230 Exercise / conversionCommon Stock 2,644 $48.66 $128,657.04
Disclosure

SEC source: 0001209191-19-014955 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:02 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 397 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-19-000001 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,645

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 397 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:03 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 25 $66.64 $1,666.00
Disclosure

SEC source: 0001230245-18-000120 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,248

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000104 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,223

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 350 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:05 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 20 $77.00 $1,540.00
Disclosure

SEC source: 0001230245-18-000097 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,873

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:38 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 338 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000078 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 338 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:10 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 18 $80.10 $1,441.80
Disclosure

SEC source: 0001230245-18-000075 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,515

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:58 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantStock Option (right to buy) · Derivative 3,285 $0.00 Strike: $74.43 $0.00
Disclosure

SEC source: 0001209191-18-035286 · doc4.xml · derivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

Underlying: Common Stock · 3,285 shares

Expires 2025-05-31

F2 · derivative.exercise_date: Shares subject to this option vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:58 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035286 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,088

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2018, provided the recipient remains a member of the board as of the vesting date.

Read SEC document
May 17, 2018 Filed May 18, 2018 15:35 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000059 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:00 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 293 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000047 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,461

F1 · price: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 293 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 77 $86.25 $6,641.25
Disclosure

SEC source: 0001230245-18-000041 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 17:52 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 13 $79.10 $1,028.30
Disclosure

SEC source: 0001230245-17-000147 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:12 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 19 $55.10 $1,046.90
Disclosure

SEC source: 0001230245-17-000127 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 14:48 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 17 $61.80 $1,050.60
Disclosure

SEC source: 0001230245-17-000101 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,059

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:18 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantStock Option (right to buy) · Derivative 3,026 $0.00 Strike: $58.29 $0.00
Disclosure

SEC source: 0001209191-17-035506 · doc4.xml · derivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,026

Underlying: Common Stock · 3,026 shares

Expires 2024-05-23

F2 · derivative.exercise_date: Shares subject to this option vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2017, provided the recipient remains a member of the board as of the vesting date.

Read SEC document
May 23, 2017 Filed May 25, 2017 21:18 UTC SPS COMMERCE INC SPSC · Entity 4230 GrantCommon Stock 909 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035506 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,175

F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2017, provided the recipient remains a member of the board as of the vesting date.

Read SEC document
May 11, 2017 Filed May 12, 2017 20:01 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000080 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,042

Read SEC document
March 13, 2017 Filed Mar 14, 2017 20:30 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 15 $67.80 $1,017.00
Disclosure

SEC source: 0001230245-17-000060 · edgar.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,884

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 22:26 UTC SPS COMMERCE INC SPSC · Entity 4230 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,672 $0.00 Strike: $27.55 $0.00
Disclosure

SEC source: 0001209191-16-151288 · doc4.xml · derivative · entry 3

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,672 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 22:26 UTC SPS COMMERCE INC SPSC · Entity 4230 SaleCommon Stock 2,672 $66.28 $177,102.30
Disclosure

SEC source: 0001209191-16-151288 · doc4.xml · nonDerivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,266

F1 · price: Reflects the weighted average price of 2,672 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 16, 2016 with sales prices ranging from $65.85 to $67.01 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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November 16, 2016 Filed Nov 18, 2016 22:26 UTC SPS COMMERCE INC SPSC · Entity 4230 Exercise / conversionCommon Stock 2,672 $27.55 $73,613.60
Disclosure

SEC source: 0001209191-16-151288 · doc4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2016 Filed Oct 5, 2016 13:33 UTC HUTCHINSON TECHNOLOGY INC HTCH · Entity 181801 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001127602-16-064271 · form4.xml · derivative · entry 6

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-01-29

F6 · derivative.exercise_date: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

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October 05, 2016 Filed Oct 5, 2016 13:33 UTC HUTCHINSON TECHNOLOGY INC HTCH · Entity 181801 Disposition to issuerStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001127602-16-064271 · form4.xml · derivative · entry 5

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-01-30

F5 · derivative.exercise_date: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

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October 05, 2016 Filed Oct 5, 2016 13:33 UTC HUTCHINSON TECHNOLOGY INC HTCH · Entity 181801 Disposition to issuerStock Option (Right to Buy) · Derivative 3,333 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001127602-16-064271 · form4.xml · derivative · entry 4

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2023-01-30

F4 · derivative.exercise_date: These stock options, which became exercisable on January 30, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

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October 05, 2016 Filed Oct 5, 2016 13:33 UTC HUTCHINSON TECHNOLOGY INC HTCH · Entity 181801 Disposition to issuerStock Option (Right to Buy) · Derivative 1,666 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001127602-16-064271 · form4.xml · derivative · entry 3

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,666 shares

Expires 2022-01-25

F3 · derivative.exercise_date: These stock options, which became exercisable on January 25, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

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October 05, 2016 Filed Oct 5, 2016 13:33 UTC HUTCHINSON TECHNOLOGY INC HTCH · Entity 181801 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001127602-16-064271 · form4.xml · derivative · entry 2

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2021-10-07

F2 · derivative.exercise_date: These stock options, which provided for vesting in two equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.

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October 05, 2016 Filed Oct 5, 2016 13:33 UTC HUTCHINSON TECHNOLOGY INC HTCH · Entity 181801 Disposition to issuerCommon Stock 75,197 $4.00 $300,788.00
Disclosure

SEC source: 0001127602-16-064271 · form4.xml · nonDerivative · entry 1

SORAN PHILIP · CIK 0001233126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Price reflects per share consideration paid pursuant to the Agreement and Plan of Merger, dated November 1, 2015 (the "Merger Agreement"), by and among Hutchinson Technology Incorporated, Headway Technologies, Inc. and Hydra Merger Sub, Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.